Registration No. 333-181927
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POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT
Under
THE SECURITIES ACT OF 1933
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CUMMINS INC.
(Exact name of registrant as specified in its charter)
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Indiana |
35‑0257090 |
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(State or Other Jurisdiction of |
(I.R.S. Employer |
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Incorporation or Organization) |
Identification No.) |
500 Jackson Street
Box 3005
Columbus, Indiana 47202-3005
(Address, Including Zip Code, of Principal Executive Offices)
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Cummins Inc. 2012 Omnibus Incentive Plan
(Full Title of the Plan)
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Sharon R. Barner Vice President—General Counsel 500 Jackson Street P.O. Box 3005 Columbus, Indiana 47202-3005 (812) 377-3609 (Name, Address and Telephone Number, Including Area Code, of Agent for Service) |
COPY TO: Corporate Secretary
500 Jackson
Street
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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definition of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
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Large accelerated filer x |
Accelerated filer ¨ | Non-accelerated filer ¨ | Smaller reporting company ¨ |
(Do not check if smaller reporting company)
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On June 6, 2012, Cummins Inc. (the “Company”) registered on a Form S-8 for the 2012 Omnibus Incentive Plan (the “Plan”) a total of 7,509,467 shares of its common stock, par value $2.50 per share. The 7,509,467 shares consisted of 3,500,000 shares to be offered for the first time under the Plan and 4,009,467 shares that had been reserved for issuance but never offered under the Cummins Inc. 2003 Stock Incentive Plan and that were transferred to the Plan when the Plan was approved by shareholders in May 2012. The Form S-8 indicated that the registration fee that the Company paid in June 2012 was calculated solely on the basis of the 3,500,000 shares to be offered for the first time under the Plan and that no additional fee was paid with respect to the 4,009,467 shares that were transferred to the Plan. The Company subsequently paid a registration fee of $43,270 with respect to the 4,009,467 shares that were transferred to the Plan and is filing this post-effective amendment to reflect the payment of such fee.
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Columbus, State of Indiana, on this 24th day of September, 2014.
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CUMMINS INC.
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By: /s/ Marsha L. Hunt |
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Marsha L. Hunt |
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Vice President – Corporate Controller |
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 has been signed by the following persons on September 24, 2014 in the capacities indicated.
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Signature |
Title |
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* N. Thomas Linebarger |
Director and Chairman of the Board and Chief Executive Officer (Principal Executive Officer) |
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* Patrick J. Ward |
Vice President – Chief Financial Officer (Principal Financial Officer) |
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/s/ Marsha L. Hunt |
Vice President – Corporate Controller (Principal Accounting Officer) |
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* Robert J. Bernhard |
Director
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* Franklin R. Chang Diaz |
Director
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* Stephen B. Dobbs |
Director
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* Robert K. Herdman |
Director
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* Alexis M. Herman |
Director
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* William I. Miller |
Director
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* Georgia R. Nelson |
Director
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* By: /s/ Marsha L. Hunt_________
Marsha L. Hunt
Attorney-in-fact
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