Form 8-K Dtd. 12/13/2002
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES AND EXCHANGE ACT OF 1934
December
13, 2002
Date of Report (Date of earliest event reported)
SPECTRUM PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
| Delaware |
|
000-28782 |
|
93-0979187 |
| (State or other Jurisdiction of
Incorporation) |
|
(Commission File Number) |
|
(IRS Employer Identification
Number) |
| |
| 157 Technology Drive Irvine,
California |
|
|
|
92618 |
| (Address of principal executive offices) |
|
|
|
(Zip Code) |
(949) 788-6700
(Registrant’s telephone number, including area code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
Item 5. Other Events
On December 13, 2002, Spectrum Pharmaceuticals, Inc. (“Spectrum”) issued a press release announcing the completion of an offering of 285,000 shares of its common stock at a negotiated
purchase price per share of $2.10 and warrants to purchase up to 65,550 shares of its common stock at an exercise price per share of $3.10 to three investors for an aggregate purchase price of $598,500. Spectrum paid fees to a finder in connection
with the investors participating in this offering. The shares and warrants were issued pursuant to an effective Registration Statement on Form S-3 (Reg. No. 333-53108). A copy of the press release is attached hereto as Exhibit 99.1, and the forms of
Securities Purchase Agreement and Warrant are attached hereto as Exhibits 10.1 and 4.1, respectively.
Item
7. Exhibits
| Exhibits:
|
|
|
| 4.1 |
|
Form of Warrant. |
| 10.1 |
|
Form of Securities Purchase Agreement. |
| 99.1 |
|
Press release dated December 19, 2002. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
| |
|
|
|
SPECTRUM PHARMACEUTICALS, INC. |
| |
| Date: December 19, 2002 |
|
|
|
By: |
|
/s/ CAROL GRUETTER
|
| |
|
|
|
|
|
Name: |
|
Carol Gruetter |
| |
|
|
|
|
|
Title: |
|
Corporate Secretary |
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EXHIBIT INDEX
| Exhibits:
|
|
|
| 4.1 |
|
Form of Warrant. |
| 10.1 |
|
Form of Securities Purchase Agreement. |
| 99.1 |
|
Press release dated December 19, 2002. |
4