United States
Securities and Exchange Commission
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 23, 2003
MID-STATE BANCSHARES
(Name of Small Business Issuer in its Charter)
|
California |
|
000-23925 |
|
77-0442667 |
|
(State or Other
Jurisdiction of |
|
(File Number) |
|
(I.R.S. Employer Identification No.) |
|
|
|
|
|
|
|
1026 Grand Ave. Arroyo Grande, CA |
|
|
|
93420 |
|
(Address of Principal Executive Offices) |
|
|
|
(Zip Code) |
|
|
|
|
|
|
|
Registrant’s Telephone Number, including area code: (805) 473-7700 |
||||
Item 7. EXHIBITS
|
Exhibit No. |
|
Description |
|
|
|
|
|
99 |
|
Press Release of October 23, 2003 |
Item 12. DISCLOSURE OF RESULTS OF OPERATIONS AND FINANCIAL CONDITION
On October 23, 2003, Mid-State Bancshares reported net income of $9.0 million for the three months ended September 30, 2003, a 26.6% increase over third quarter 2002 earnings of $7.1 million. Diluted earnings per share were $0.37 in the third quarter of 2003 compared to $0.29 in the like 2002 period. For the nine months year-to-date, net income was up 17.2% to $24.8 million in 2003 from $21.1 million in 2002, representing diluted earnings per share of $1.01 and $0.85, respectively.
Please refer to the Press Release dated October 23, 2003, attached hereto and made a part hereof.
Exhibit Index Page 4
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
Date: October 27, 2003 |
|
MID-STATE BANCSHARES |
||
|
|
|
|
||
|
|
|
|
||
|
|
|
By: |
/S/ JAMES W. LOKEY |
|
|
|
|
|
James W. Lokey |
|
|
|
|
|
President |
|
|
|
|
|
Chief Executive Officer |
|
|
|
|
|
||
|
|
|
|
||
|
|
|
By: |
/S/ JAMES G. STATHOS |
|
|
|
|
|
James G. Stathos |
|
|
|
|
|
Executive Vice President |
|
|
|
|
|
Chief Financial Officer |
|
3
EXHIBIT INDEX
|
Exhibit No. |
|
Description |
|
|
|
|
|
99 |
|
Press Release announcing Mid-State Bancshares Operating Results for the Third Quarter 2003 |
4