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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A-2 Convertible Preferred Stock | (5) | 05/17/2011 | A | 108,628 | 05/17/2011 | (5) | Common Stock | 1,086,280 | (6) | 108,628 | I | By Fund (2) | |||
Series A-2 Convertible Preferred Stock | (5) | 05/17/2011 | A | 1,090 | 05/17/2011 | (5) | Common Stock | 10,900 | (7) | 109,718 | I | By Fund (4) | |||
Series A-3 Convertible Preferred Stock | (8) | 05/17/2011 | A | 24,983 | 05/17/2011 | (8) | Common Stock | 249,830 | (9) | 24,983 | I | By Fund (2) | |||
Series A-3 Convertible Preferred Stock | (8) | 05/17/2011 | A | 250 | 05/17/2011 | (8) | Common Stock | 2,500 | (10) | 25,233 | I | By Fund (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FLEMING JONATHAN C/O RADIUS HEALTH INC. 201 BROADWAY, 6TH FLOOR CAMBRIDGE, MA 02139 |
X |
/s/ B. Nicholas Harvey, attorney-in-fact | 05/19/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Received in exchange for 15,173 shares of common stock of Radius Health, Inc. in connection with the merger of RHI Merger Corp., a wholly-owned subsidiary of the Registrant (f/k/a MPM Acquisition Corp.), with and into Radius Health, Inc. ("Target") pursuant to which Target survived and became a wholly-owned subsidiary of Registrant (the "Surviving Corporation"). Following such merger, the Surviving Corporation merged with and into its parent corporation, the Registrant, and subsequently changed its name to "Radius Health, Inc." (the "Merger"). |
(2) | The reported securities are owned directly by OBP IV - Holdings LLC ("OBP IV") and indirectly by Oxford Bioscience Partners IV L.P. ("OBP LP"), a member of OBP IV, and OBP Management IV L.P. ("OBP Management IV"), the sole general partner of OBP LP. Jonathan Fleming is one of two individual general partners of OBP Management IV. Mr. Fleming disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(3) | Received in exchange for 151 shares of common stock of Radius Health, Inc. in connection with the Merger. |
(4) | The reported securities are owned directly by mRNA II - Holdings LLC ("mRNA II") and indirectly by mRNA Fund II ("mRNA LP"), a member of mRNA II, and OBP Management IV L.P. ("OBP Management IV"), the sole general partner of mRNA LP. Jonathan Fleming is one of two individual general partners of OBP Management IV. Mr. Fleming disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(5) | The Series A-2 convertible preferred stock is convertible into common stock at any time on a one-for-ten basis, and has no expiration date. |
(6) | Received in exchange for 1,086,280 shares of Series A-2 convertible preferred stock of Radius Health, Inc. in connection with the Merger. |
(7) | Received in exchange for 10,900 shares of Series A-2 convertible preferred stock of Radius Health, Inc. in connection with the Merger. |
(8) | The Series A-3 convertible preferred stock is convertible into common stock at any time on a one-for-ten basis, and has no expiration date. |
(9) | Received in exchange for 249,830 shares of Series A-3 convertible preferred stock of Radius Health, Inc. in connection with the Merger. |
(10) | Received in exchange for 2,500 shares of Series A-3 convertible preferred stock of Radius Health, Inc. in connection with the Merger. |