UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-05715

 

The Gabelli Convertible and Income Securities Fund Inc.
(Exact name of registrant as specified in charter)

 

One Corporate Center

Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)

 

 

Bruce N. Alpert

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-1422
(Name and address of agent for service)

 

Registrant's telephone number, including area code: 1-800-422-3554

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2013 – June 30, 2014

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 
 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014

 

 

Investment Company Report
  GARDNER DENVER, INC.
  Security 365558105   Meeting Type Special 
  Ticker Symbol GDI               Meeting Date 16-Jul-2013
  ISIN US3655581052   Agenda 933850112 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    TO APPROVE THE ADOPTION OF THE
AGREEMENT AND PLAN OF MERGER, DATED
MARCH 7, 2013, BY AND AMONG GARDNER
DENVER, INC., RENAISSANCE PARENT
CORP., AND RENAISSANCE ACQUISITION
CORP., AS IT MAY BE AMENDED FROM TIME
TO TIME.
Management For   For  
  2.    TO APPROVE THE ADOPTION OF ANY
PROPOSAL TO ADJOURN THE SPECIAL
MEETING TO A LATER DATE OR DATES IF
NECESSARY OR APPROPRIATE TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE
MERGER AGREEMENT AT THE TIME OF THE
SPECIAL MEETING.
Management For   For  
  3.    TO APPROVE, BY NONBINDING, ADVISORY
VOTE, COMPENSATION THAT WILL OR MAY
BECOME PAYABLE BY GARDNER DENVER
TO ITS NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
Management For   For  
  LEGG MASON, INC.
  Security 524901105   Meeting Type Annual  
  Ticker Symbol LM                Meeting Date 23-Jul-2013
  ISIN US5249011058   Agenda 933847329 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 DENNIS M. KASS   For For  
      2 JOHN V. MURPHY   For For  
      3 JOHN H. MYERS   For For  
      4 NELSON PELTZ   For For  
      5 W. ALLEN REED   For For  
      6 JOSEPH A. SULLIVAN   For For  
  2.    AMENDMENT TO THE LEGG MASON, INC.
NON-EMPLOYEE DIRECTOR EQUITY PLAN
Management For   For  
  3.    AN ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
Management Abstain   Against  
  4.    RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MARCH 31, 2014
Management For   For  
  INVENSYS PLC, LONDON
  Security G49133203   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 25-Jul-2013
  ISIN GB00B979H674   Agenda 704617589 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1     To receive the report and accounts for the year
ended 31 March 2013
Management For   For  
  2     To approve the Remuneration Report Management For   For  
  3     To re-elect Mr Wayne Edmunds as a director Management For   For  
  4     To re-elect Mr Bay Green as a director Management For   For  
  5     To re-elect Ms Victoria Hull as a director Management For   For  
  6     To re-elect Mr Paul Lester as a director Management For   For  
  7     To re-elect Ms Deena Mattar as a director Management For   For  
  8     To re-elect Mr Michael Parker as a director Management For   For  
  9     To re-elect Dr Martin Read as a director Management For   For  
  10    To re-elect Sir Nigel Rudd as a director Management For   For  
  11    To re-elect Mr David Thomas as a director Management For   For  
  12    To re-appoint Ernst and Young LLP as auditor Management For   For  
  13    To authorise the directors to determine the
auditors remuneration
Management For   For  
  14    To approve the proposed final dividend Management For   For  
  15    To authorise allotment of relevant securities Management For   For  
  16    To authorise disapplication of pre-emption rights Management Against   Against  
  17    To amend notice period for general meetings Management For   For  
  18    To approve political donations Management For   For  
  LIFE TECHNOLOGIES CORPORATION
  Security 53217V109   Meeting Type Special 
  Ticker Symbol LIFE              Meeting Date 21-Aug-2013
  ISIN US53217V1098   Agenda 933860973 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  01    TO CONSIDER AND VOTE ON A PROPOSAL
TO ADOPT THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF APRIL 14, 2013 (THE
"MERGER AGREEMENT"), BY AND AMONG
LIFE TECHNOLOGIES CORPORATION (THE
"COMPANY"), THERMO FISHER SCIENTIFIC
INC., AND POLPIS MERGER SUB CO.
Management For   For  
  02    TO CONSIDER AND VOTE ON A NON-
BINDING, ADVISORY PROPOSAL TO
APPROVE THE COMPENSATION THAT MAY
BE PAID OR BECOME PAYABLE TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH, OR FOLLOWING, THE
CONSUMMATION OF THE MERGER.
Management Abstain   Against  
  03    TO APPROVE THE ADJOURNMENT OF THE
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER
AGREEMENT.
Management For   For  
  GENERAL MILLS, INC.
  Security 370334104   Meeting Type Annual  
  Ticker Symbol GIS               Meeting Date 24-Sep-2013
  ISIN US3703341046   Agenda 933866103 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A)   ELECTION OF DIRECTOR: BRADBURY H.
ANDERSON
Management For   For  
  1B)   ELECTION OF DIRECTOR: R. KERRY CLARK Management For   For  
  1C)   ELECTION OF DIRECTOR: PAUL DANOS Management For   For  
  1D)   ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For   For  
  1E)   ELECTION OF DIRECTOR: RAYMOND V.
GILMARTIN
Management For   For  
  1F)   ELECTION OF DIRECTOR: JUDITH RICHARDS
HOPE
Management For   For  
  1G)   ELECTION OF DIRECTOR: HEIDI G. MILLER Management For   For  
  1H)   ELECTION OF DIRECTOR: HILDA OCHOA-
BRILLEMBOURG
Management For   For  
  1I)   ELECTION OF DIRECTOR: STEVE ODLAND Management For   For  
  1J)   ELECTION OF DIRECTOR: KENDALL J.
POWELL
Management For   For  
  1K)   ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For   For  
  1L)   ELECTION OF DIRECTOR: ROBERT L. RYAN Management For   For  
  1M)   ELECTION OF DIRECTOR: DOROTHY A.
TERRELL
Management For   For  
  2)    CAST AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  3)    RATIFY THE APPOINTMENT OF KPMG LLP AS
GENERAL MILLS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
Management For   For  
  4)    STOCKHOLDER PROPOSAL FOR REPORT
ON RESPONSIBILITY FOR POST-CONSUMER
PACKAGING.
Shareholder Against   For  
  NV ENERGY, INC.
  Security 67073Y106   Meeting Type Special 
  Ticker Symbol NVE               Meeting Date 25-Sep-2013
  ISIN US67073Y1064   Agenda 933870936 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    APPROVE THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF MAY 29, 2013, BY
AND AMONG MIDAMERICAN ENERGY
HOLDINGS COMPANY, AN IOWA
CORPORATION, SILVER MERGER SUB, INC.,
A NEVADA CORPORATION AND WHOLLY
OWNED SUBSIDIARY OF MIDAMERICAN AND
NV ENERGY, INC., A NEVADA
CORPORATION, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
Management For   For  
  2.    THE PROPOSAL TO APPROVE, BY A NON-
BINDING ADVISORY VOTE, THE
COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO NVE'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
Management Abstain   Against  
  3.    THE PROPOSAL TO ADJOURN THE SPECIAL
MEETING TO A LATER DATE OR TIME IF
NECESSARY OR APPROPRIATE, INCLUDING
TO SOLICIT ADDITIONAL PROXIES IN FAVOR
OF THE APPROVAL OF THE AGREEMENT
AND PLAN OF MERGER IF THERE ARE NOT
SUFFICIENT VOTES FOR APPROVAL OF THE
AGREEMENT AND PLAN OF MERGER AT THE
SPECIAL MEETING.
Management For   For  
  HARRIS TEETER SUPERMARKETS, INC.
  Security 414585109   Meeting Type Special 
  Ticker Symbol HTSI              Meeting Date 03-Oct-2013
  ISIN US4145851097   Agenda 933872081 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1     APPROVAL OF THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF JULY 8, 2013,
AMONG HARRIS TEETER SUPERMARKETS,
INC., THE KROGER CO. AND HORNET
ACQUISITION, INC.
Management For   For  
  2     APPROVAL, ON A NON-BINDING, ADVISORY
BASIS, OF COMPENSATION THAT WILL OR
MAY BE PAID BY HARRIS TEETER
SUPERMARKETS, INC. TO ITS NAMED
EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
Management Abstain   Against  
  3     APPROVAL OF AN ADJOURNMENT OF THE
SPECIAL MEETING OF SHAREHOLDERS OF
HARRIS TEETER SUPERMARKETS, INC., IF
NECESSARY OR APPROPRIATE, FOR THE
PURPOSE OF SOLICITING ADDITIONAL
VOTES FOR THE APPROVAL OF THE
MERGER PROPOSAL.
Management For   For  
  THE PROCTER & GAMBLE COMPANY
  Security 742718109   Meeting Type Annual  
  Ticker Symbol PG                Meeting Date 08-Oct-2013
  ISIN US7427181091   Agenda 933868525 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: ANGELA F. BRALY Management For   For  
  1B.   ELECTION OF DIRECTOR: KENNETH I.
CHENAULT
Management For   For  
  1C.   ELECTION OF DIRECTOR: SCOTT D. COOK Management For   For  
  1D.   ELECTION OF DIRECTOR: SUSAN DESMOND-
HELLMANN
Management For   For  
  1E.   ELECTION OF DIRECTOR: A.G. LAFLEY Management For   For  
  1F.   ELECTION OF DIRECTOR: TERRY J.
LUNDGREN
Management For   For  
  1G.   ELECTION OF DIRECTOR: W. JAMES
MCNERNEY, JR.
Management For   For  
  1H.   ELECTION OF DIRECTOR: MARGARET C.
WHITMAN
Management For   For  
  1I.   ELECTION OF DIRECTOR: MARY AGNES
WILDEROTTER
Management For   For  
  1J.   ELECTION OF DIRECTOR: PATRICIA A.
WOERTZ
Management For   For  
  1K.   ELECTION OF DIRECTOR: ERNESTO
ZEDILLO
Management For   For  
  2.    RATIFY APPOINTMENT OF THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
Management For   For  
  3.    AMEND THE COMPANY'S CODE OF
REGULATIONS TO REDUCE CERTAIN
SUPERMAJORITY VOTING REQUIREMENTS
Management For   For  
  4.    APPROVE THE 2013 NON-EMPLOYEE
DIRECTORS' STOCK PLAN
Management For   For  
  5.    ADVISORY VOTE ON EXECUTIVE
COMPENSATION (THE SAY ON PAY VOTE)
Management Abstain   Against  
  KABEL DEUTSCHLAND HOLDING AG, UNTERFOEHRING B.MUEN
  Security D6424C104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 10-Oct-2013
  ISIN DE000KD88880   Agenda 704709368 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
    ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTI-ON WITH SPECIFIC ITEMS OF
THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTIT-LED TO EXERCISE
YOUR VOTING RIGHTS. FURTHER, YOUR
VOTING RIGHT MIGHT BE EXCLUD-ED WHEN
YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU
HAV-E NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT-TO THE
GERMAN SECURITIES TRADING ACT
(WHPG). FOR QUESTIONS IN THIS REGARD
PLE-ASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE FOR CLARIFICATION. IF
YOU DO NO-T HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST,
OR ANOTHER EXCLUSIO-N FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
THANK YOU.
Non-Voting        
    PLEASE NOTE THAT THE TRUE RECORD
DATE FOR THIS MEETING IS 19 SEP 2013,
WHEREAS-THE MEETING HAS BEEN SETUP
USING THE ACTUAL RECORD DATE-1
BUSINESS DAY. THIS-IS DONE TO ENSURE
THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERM-AN LAW.
THANK YOU.
Non-Voting        
    COUNTER PROPOSALS MAY BE SUBMITTED
UNTIL 25 SEP 2013. FURTHER INFORMATION
ON C-OUNTER PROPOSALS CAN BE FOUND
DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER T-O THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU
WISH TO ACT ON THESE IT-EMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY A-T
THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT O-N PROXYEDGE.
Non-Voting        
  1.    Presentation of the financial statements and
annual report for the 2012/2013 f-inancial year
with the report of the Supervisory Board, the
group financial st-atements and group annual
report as well as the report by the Board of MDs
pur-suant to Sections 289(4) and 315(4) of the
German Commercial Code
Non-Voting        
  2.    Resolution on the appropriation of the
distributable profit of EUR 221,307,347.50 as
follows: Payment of a dividend of EUR 2.50 per
no-par share Ex-dividend and payable date:
October 11, 2013
Management No Action      
  3.    Ratification of the acts of the Board of MDs Management No Action      
  4.    Ratification of the acts of the Supervisory Board Management No Action      
  5.    Appointment of auditors for the 2013/2014
financial year: Ernst + Young GmbH, Munich
Management No Action      
  6.a   Approval of the control and profit transfer
agreement with the company's wholly owned
subsidiaries: Kabel Deutschland Holding Erste
Beteiligungs GmbH, effective retroactively upon
its entry into the commercial register
Management No Action      
  6.b   Approval of the control and profit transfer
agreement with the company's wholly owned
subsidiaries: Kabel Deutschland Holding zweite
Beteiligungs GmbH, effective retroactively upon
its entry into the commercial register
Management No Action      
  KABEL DEUTSCHLAND HOLDING AG, UNTERFOEHRING B.MUEN
  Security D6424C112   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 10-Oct-2013
  ISIN DE000KD88872   Agenda 704709370 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
    ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTI-ON WITH SPECIFIC ITEMS OF
THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTIT-LED TO EXERCISE
YOUR VOTING RIGHTS. FURTHER, YOUR
VOTING RIGHT MIGHT BE EXCLUD-ED WHEN
YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU
HAV-E NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT-TO THE
GERMAN SECURITIES TRADING ACT
(WHPG). FOR QUESTIONS IN THIS REGARD
PLE-ASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE FOR CLARIFICATION. IF
YOU DO NO-T HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST,
OR ANOTHER EXCLUSIO-N FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
THANK YOU.
Non-Voting        
    PLEASE NOTE THAT THE TRUE RECORD
DATE FOR THIS MEETING IS 19 SEP 2013,
WHEREAS-THE MEETING HAS BEEN SETUP
USING THE ACTUAL RECORD DATE-1
BUSINESS DAY. THIS-IS DONE TO ENSURE
THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERM-AN LAW.
THANK YOU.
Non-Voting        
    COUNTER PROPOSALS MAY BE SUBMITTED
UNTIL 25 SEP 2013. FURTHER INFORMATION
ON C-OUNTER PROPOSALS CAN BE FOUND
DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER T-O THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU
WISH TO ACT ON THESE IT-EMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY A-T
THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT O-N PROXYEDGE.
Non-Voting        
  1.    Presentation of the financial statements and
annual report for the 2012/2013 f-inancial year
with the report of the Supervisory Board, the
group financial st-atements and group annual
report as well as the report by the Board of MDs
pur-suant to Sections 289(4) and 315(4) of the
German Commercial Code
Non-Voting        
  2.    Resolution on the appropriation of the
distributable profit of EUR 221,307,347.50 as
follows: Payment of a dividend of EUR 2.50 per
no-par share Ex-dividend and payable date:
October 11, 2013
Management No Action      
  3.    Ratification of the acts of the Board of MDs Management No Action      
  4.    Ratification of the acts of the Supervisory Board Management No Action      
  5.    Appointment of auditors for the 2013/2014
financial year: Ernst & Young GmbH, Munich
Management No Action      
  6.a   Approval of the control and profit transfer
agreement with the company's wholly owned
subsidiaries: Kabel Deutschland Holding Erste
Beteiligungs GmbH, effective retroactively upon
its entry into the commercial register
Management No Action      
  6.b   Approval of the control and profit transfer
agreement with the company's wholly owned
subsidiaries: Kabel Deutschland Holding zweite
Beteiligungs GmbH, effective retroactively upon
its entry into the commercial register
Management No Action      
  INVENSYS PLC, LONDON
  Security G49133203   Meeting Type Court Meeting
  Ticker Symbol     Meeting Date 10-Oct-2013
  ISIN GB00B979H674   Agenda 704731846 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  PLEASE NOTE THAT ABSTAIN IS NOT A
VALID VOTE OPTION FOR THIS MEETING
TYPE.-PLEASE CHOOSE BETWEEN "FOR"
AND "AGAINST" ONLY. SHOULD YOU
CHOOSE TO VOTE-ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE
DISREGARDED BY THE ISSUER OR-ISSUERS
AGENT.
Non-Voting        
  1     To approve the Scheme of Arrangement dated
10 September 2013
Management For   For  
  INVENSYS PLC, LONDON
  Security G49133203   Meeting Type Ordinary General Meeting 
  Ticker Symbol     Meeting Date 10-Oct-2013
  ISIN GB00B979H674   Agenda 704731858 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1     To give effect to the Scheme, as set out in the
Notice of General Meeting, including the
subdivision and reclassification of Scheme
Shares, amendments to the Articles of
Association, the reduction of capital, the
capitalisation of reserves and authority to allot
and the amendment to the rules of share
schemes
Management For   For  
  THE HILLSHIRE BRANDS COMPANY
  Security 432589109   Meeting Type Annual  
  Ticker Symbol HSH               Meeting Date 24-Oct-2013
  ISIN US4325891095   Agenda 933876673 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: TODD A. BECKER Management For   For  
  1B.   ELECTION OF DIRECTOR: CHRISTOPHER B.
BEGLEY
Management For   For  
  1C.   ELECTION OF DIRECTOR: ELLEN L.
BROTHERS
Management For   For  
  1D.   ELECTION OF DIRECTOR: SEAN M.
CONNOLLY
Management For   For  
  1E.   ELECTION OF DIRECTOR: LAURETTE T.
KOELLNER
Management For   For  
  1F.   ELECTION OF DIRECTOR: CRAIG P.
OMTVEDT
Management For   For  
  1G.   ELECTION OF DIRECTOR: SIR IAN PROSSER Management For   For  
  1H.   ELECTION OF DIRECTOR: JONATHAN P.
WARD
Management For   For  
  1I.   ELECTION OF DIRECTOR: JAMES D. WHITE Management For   For  
  2.    RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL 2014.
Management For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  PERNOD-RICARD, PARIS
  Security F72027109   Meeting Type MIX 
  Ticker Symbol     Meeting Date 06-Nov-2013
  ISIN FR0000120693   Agenda 704752220 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  PLEASE NOTE IN THE FRENCH MARKET
THAT THE ONLY VALID VOTE OPTIONS ARE
"FOR"-AND "AGAINST" A VOTE OF "ABSTAIN"
WILL BE TREATED AS AN "AGAINST" VOTE.
Non-Voting        
  CMMT  THE FOLLOWING APPLIES TO NON-
RESIDENT SHAREOWNERS ONLY: PROXY
CARDS: VOTING-INSTRUCTIONS WILL BE
FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE-DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE
GLOBAL CUSTODIANS WILL SIGN-THE
PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST
MORE-INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
Non-Voting        
  CMMT  16 OCT 13: PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS
AVAILA-BLE BY     CLICKING ON THE
MATERIAL URL LINK:-https://balo.journal-
officiel.gouv.fr/pdf/2013/1002/201310021305066-
.pdf. PLEASE NOTE THAT THIS IS A REVISION
DUE TO RECEIPT OF ADDITIONAL URL: ht-
tps://balo.journal-
officiel.gouv.fr/pdf/2013/1016/201310161305162.
pdf. IF YOU-HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS Y-OU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Non-Voting        
  O.1   Approval of the corporate financial statements for
the financial year ended June 30, 2013
Management For   For  
  O.2   Approval of the consolidated financial statements
for the financial year ended June 30, 2013
Management For   For  
  O.3   Allocation of income for the financial year ended
June 30, 2013 and setting the dividend
Management For   For  
  O.4   Approval of the regulated agreements and
commitments pursuant to Articles L.225-38 et
seq. of the Commercial Code
Management For   For  
  O.5   Renewal of term of Mrs. Daniele Ricard as
Director
Management For   For  
  O.6   Renewal of term of Mr. Laurent Burelle as
Director
Management For   For  
  O.7   Renewal of term of Mr. Michel Chambaud as
Director
Management For   For  
  O.8   Renewal of term of Societe Paul Ricard as
Director
Management For   For  
  O.9   Renewal of term of Mr. Anders Narvinger as
Director
Management For   For  
  O.10  Setting the amount of attendance allowances to
be allocated to the Board of Directors
Management For   For  
  O.11  Reviewing the components of payable or
awarded compensation for the 2012/2013
financial year to Mrs. Daniele Ricard, Chairman
of the Board of Directors
Management For   For  
  O.12  Reviewing the components of payable or
awarded compensation for the 2012/2013
financial year to Mr. Pierre Pringuet, Vice-
Chairman of the Board of Directors and Chief
Executive Officer
Management For   For  
  O.13  Reviewing the components of payable or
awarded compensation for the 2012/2013
financial year to Mr. Alexandre Ricard, Managing
Director
Management For   For  
  O.14  Authorization to be granted to the Board of
Directors to trade in Company's shares
Management For   For  
  E.15  Authorization to be granted to the Board of
Directors to reduce share capital by cancellation
of treasury shares up to 10% of share capital
Management For   For  
  E.16  Delegation of authority to be granted to the Board
of Directors to decide to increase share capital
for a maximum nominal amount of Euros 205
million by issuing common shares and/or any
securities giving access to capital of the
Company while maintaining preferential
subscription rights
Management For   For  
  E.17  Delegation of authority to be granted to the Board
of Directors to decide to increase share capital
for a maximum nominal amount of Euros 41
million by issuing common shares and/or any
securities giving access to capital of the
Company with cancellation of preferential
subscription rights as part of a public offer
Management Against   Against  
  E.18  Delegation of authority to be granted to the Board
of Directors to increase the number of securities
to be issued in case of share capital increase
with or without preferential subscription rights up
to 15% of the initial issuance carried out pursuant
to the 16th and 17th resolutions
Management Against   Against  
  E.19  Delegation of authority to be granted to the Board
of Directors to issue common shares and/or
securities giving access to capital of the
Company, in consideration for in-kind
contributions granted to the Company up to 10%
of share capital
Management For   For  
  E.20  Delegation of authority to be granted to the Board
of Directors to issue common shares and/or
securities giving access to capital of the
Company up to 10% of share capital with
cancellation of preferential subscription rights in
case of public exchange offer initiated by the
Company
Management Against   Against  
  E.21  Delegation of authority to be granted to the Board
of Directors to issue securities representing debts
entitling to the allotment of debt securities up to
Euros 5 billion
Management For   For  
  E.22  Delegation of authority to be granted to the Board
of Directors to decide to increase share capital
for a maximum nominal amount of Euros 205
million by incorporation of premiums, reserves,
profits or otherwise
Management For   For  
  E.23  Delegation of authority to be granted to the Board
of Directors to decide to increase share capital up
to 2% of share capital by issuing shares or
securities giving access to capital reserved for
members of company savings plans with
cancellation of preferential subscription rights in
favor of the latter
Management For   For  
  E.24  Amendment to Article 16 of the bylaws to
establish the terms for appointing Directors
representing employees pursuant to the
provisions of the Act of June 14, 2013 on
employment security
Management For   For  
  E.25  Powers to carry out all required legal formalities Management For   For  
  WALGREEN CO.
  Security 931422109   Meeting Type Annual  
  Ticker Symbol WAG               Meeting Date 08-Jan-2014
  ISIN US9314221097   Agenda 933901894 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: JANICE M. BABIAK Management For   For  
  1B.   ELECTION OF DIRECTOR: DAVID J. BRAILER Management For   For  
  1C.   ELECTION OF DIRECTOR: STEVEN A. DAVIS Management For   For  
  1D.   ELECTION OF DIRECTOR: WILLIAM C. FOOTE Management For   For  
  1E.   ELECTION OF DIRECTOR: MARK P.
FRISSORA
Management For   For  
  1F.   ELECTION OF DIRECTOR: GINGER L.
GRAHAM
Management For   For  
  1G.   ELECTION OF DIRECTOR: ALAN G. MCNALLY Management For   For  
  1H.   ELECTION OF DIRECTOR: DOMINIC P.
MURPHY
Management For   For  
  1I.   ELECTION OF DIRECTOR: STEFANO
PESSINA
Management For   For  
  1J.   ELECTION OF DIRECTOR: NANCY M.
SCHLICHTING
Management For   For  
  1K.   ELECTION OF DIRECTOR: ALEJANDRO SILVA Management For   For  
  1L.   ELECTION OF DIRECTOR: JAMES A.
SKINNER
Management For   For  
  1M.   ELECTION OF DIRECTOR: GREGORY D.
WASSON
Management For   For  
  2.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
Management Abstain   Against  
  3.    RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS WALGREEN CO.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management For   For  
  4.    SHAREHOLDER PROPOSAL REGARDING AN
EXECUTIVE EQUITY RETENTION POLICY.
Shareholder Against   For  
  5.    SHAREHOLDER PROPOSAL REGARDING
PROXY ACCESS.
Shareholder Against   For  
  VERIZON COMMUNICATIONS INC.
  Security 92343V104   Meeting Type Special 
  Ticker Symbol VZ                Meeting Date 28-Jan-2014
  ISIN US92343V1044   Agenda 933908735 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    APPROVE THE ISSUANCE OF UP TO
APPROXIMATELY 1.28 BILLION SHARES OF
VERIZON COMMON STOCK TO VODAFONE
ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION
OF VODAFONE'S INDIRECT 45% INTEREST IN
VERIZON WIRELESS
Management For   For  
  2.    APPROVE AN AMENDMENT TO ARTICLE 4(A)
OF VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK
BY 2 BILLION SHARES TO AN AGGREGATE
OF 6.25 BILLION AUTHORIZED SHARES OF
COMMON STOCK
Management For   For  
  3.    APPROVE THE ADJOURNMENT OF THE
SPECIAL MEETING TO SOLICIT ADDITIONAL
VOTES AND PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE ABOVE
PROPOSALS
Management For   For  
  BECTON, DICKINSON AND COMPANY
  Security 075887109   Meeting Type Annual  
  Ticker Symbol BDX               Meeting Date 28-Jan-2014
  ISIN US0758871091   Agenda 933909434 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: BASIL L.
ANDERSON
Management For   For  
  1B.   ELECTION OF DIRECTOR: HENRY P.
BECTON, JR.
Management For   For  
  1C.   ELECTION OF DIRECTOR: CATHERINE M.
BURZIK
Management For   For  
  1D.   ELECTION OF DIRECTOR: EDWARD F.
DEGRAAN
Management For   For  
  1E.   ELECTION OF DIRECTOR: VINCENT A.
FORLENZA
Management For   For  
  1F.   ELECTION OF DIRECTOR: CLAIRE M.
FRASER
Management For   For  
  1G.   ELECTION OF DIRECTOR: CHRISTOPHER
JONES
Management For   For  
  1H.   ELECTION OF DIRECTOR: MARSHALL O.
LARSEN
Management For   For  
  1I.   ELECTION OF DIRECTOR: GARY A.
MECKLENBURG
Management For   For  
  1J.   ELECTION OF DIRECTOR: JAMES F. ORR Management For   For  
  1K.   ELECTION OF DIRECTOR: WILLARD J.
OVERLOCK, JR.
Management For   For  
  1L.   ELECTION OF DIRECTOR: REBECCA W.
RIMEL
Management For   For  
  1M.   ELECTION OF DIRECTOR: BERTRAM L.
SCOTT
Management For   For  
  1N.   ELECTION OF DIRECTOR: ALFRED SOMMER Management For   For  
  2.    RATIFICATION OF SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management For   For  
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
Management Abstain   Against  
  4.    APPROVAL OF MATERIAL TERMS OF
PERFORMANCE GOALS UNDER BD'S 2004
EMPLOYEE AND DIRECTOR EQUITY-BASED
COMPENSATION PLAN.
Management For   For  
  5.    APPROVAL OF MATERIAL TERMS OF
PERFORMANCE GOALS UNDER BD'S
PERFORMANCE INCENTIVE PLAN.
Management For   For  
  6.    SHAREHOLDER PROPOSAL REGARDING
INDEPENDENT BOARD CHAIR.
Shareholder Against   For  
  POST HOLDINGS, INC.
  Security 737446104   Meeting Type Annual  
  Ticker Symbol POST              Meeting Date 30-Jan-2014
  ISIN US7374461041   Agenda 933909105 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 DAVID R. BANKS   For For  
      2 TERENCE E. BLOCK   For For  
      3 ROBERT E. GROTE   For For  
  2.    APPROVAL OF INCREASES IN THE NUMBER
OF SHARES OF OUR COMMON STOCK
ISSUABLE UPON CONVERSION OF OUR
3.75% SERIES B CUMULATIVE PERPETUAL
CONVERTIBLE PREFERRED STOCK.
Management For   For  
  3.    RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014.
Management For   For  
  4.    ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  ROCKWELL AUTOMATION, INC.
  Security 773903109   Meeting Type Annual  
  Ticker Symbol ROK               Meeting Date 04-Feb-2014
  ISIN US7739031091   Agenda 933910653 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  A.    DIRECTOR Management        
      1 STEVEN R. KALMANSON   For For  
      2 JAMES P. KEANE   For For  
      3 DONALD R. PARFET   For For  
  B.    TO APPROVE THE SELECTION OF DELOITTE
& TOUCHE LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management For   For  
  C.    TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE CORPORATION'S
NAMED EXECUTIVE OFFICERS.
Management Abstain   Against  
  D.    SHAREHOLDER PROPOSAL REQUESTING
MAJORITY VOTING IN ELECTIONS OF
DIRECTORS.
Shareholder For   Against  
  ROYAL BANK OF CANADA
  Security 780087102   Meeting Type Annual  
  Ticker Symbol RY                Meeting Date 26-Feb-2014
  ISIN CA7800871021   Agenda 933920084 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  01    DIRECTOR Management        
      1 W.G. BEATTIE   For For  
      2 D.F. DENISON   For For  
      3 R.L. GEORGE   For For  
      4 T.J. HEARN   For For  
      5 A.D. LABERGE   For For  
      6 M.H. MCCAIN   For For  
      7 H. MUNROE-BLUM   For For  
      8 G.M. NIXON   For For  
      9 J.P. REINHARD   For For  
      10 T.A. RENYI   For For  
      11 E. SONSHINE   For For  
      12 K.P. TAYLOR   For For  
      13 B.A. VAN KRALINGEN   For For  
      14 V.L. YOUNG   For For  
  02    APPOINTMENT OF DELOITTE LLP AS
AUDITOR
Management For   For  
  03    ADVISORY RESOLUTION TO ACCEPT THE
APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR
Management For   For  
  04    SHAREHOLDER PROPOSAL NO. 1 Shareholder Against   For  
  05    SHAREHOLDER PROPOSAL NO. 2 Shareholder Against   For  
  06    SHAREHOLDER PROPOSAL NO. 3 Shareholder Against   For  
  07    SHAREHOLDER PROPOSAL NO. 4 Shareholder Against   For  
  08    SHAREHOLDER PROPOSAL NO. 5 Shareholder Against   For  
  NATIONAL FUEL GAS COMPANY
  Security 636180101   Meeting Type Annual  
  Ticker Symbol NFG               Meeting Date 13-Mar-2014
  ISIN US6361801011   Agenda 933918104 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 RONALD W. JIBSON   For For  
      2 JEFFREY W. SHAW   For For  
      3 RONALD J. TANSKI   For For  
  2.    VOTE TO RATIFY
PRICEWATERHOUSECOOPERS LLP AS OUR
REGISTERED PUBLIC ACCOUNTING FIRM
Management For   For  
  3.    ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION
Management Abstain   Against  
  4.    STOCKHOLDER PROPOSAL Shareholder Against   For  
  COVIDIEN PLC
  Security G2554F113   Meeting Type Annual  
  Ticker Symbol COV               Meeting Date 19-Mar-2014
  ISIN IE00B68SQD29   Agenda 933918128 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A)   ELECTION OF DIRECTOR: JOSE E. ALMEIDA Management For   For  
  1B)   ELECTION OF DIRECTOR: JOY A.
AMUNDSON
Management For   For  
  1C)   ELECTION OF DIRECTOR: CRAIG ARNOLD Management For   For  
  1D)   ELECTION OF DIRECTOR: ROBERT H. BRUST Management For   For  
  1E)   ELECTION OF DIRECTOR: CHRISTOPHER J.
COUGHLIN
Management For   For  
  1F)   ELECTION OF DIRECTOR: RANDALL J.
HOGAN, III
Management For   For  
  1G)   ELECTION OF DIRECTOR: MARTIN D.
MADAUS
Management For   For  
  1H)   ELECTION OF DIRECTOR: DENNIS H.
REILLEY
Management For   For  
  1I)   ELECTION OF DIRECTOR: STEPHEN H.
RUSCKOWSKI
Management For   For  
  1J)   ELECTION OF DIRECTOR: JOSEPH A.
ZACCAGNINO
Management For   For  
  2)    APPROVE, IN A NON-BINDING ADVISORY
VOTE, THE APPOINTMENT OF THE
INDEPENDENT AUDITORS AND AUTHORIZE,
IN A BINDING VOTE, THE AUDIT COMMITTEE
TO SET THE AUDITORS' REMUNERATION.
Management For   For  
  3)    APPROVE, IN A NON-BINDING ADVISORY
VOTE, THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
Management Abstain   Against  
  4)    AUTHORIZE THE COMPANY AND/OR ANY
SUBSIDIARY TO MAKE MARKET PURCHASES
OF COMPANY SHARES.
Management For   For  
  S5)   DETERMINE THE PRICE RANGE AT WHICH
THE COMPANY CAN REISSUE SHARES IT
HOLDS AS TREASURY SHARES.
Management For   For  
  6)    RENEW THE DIRECTORS' AUTHORITY TO
ISSUE SHARES.
Management For   For  
  S7)   RENEW THE DIRECTORS' AUTHORITY TO
ISSUE SHARES FOR CASH WITHOUT FIRST
OFFERING THEM TO EXISTING
SHAREHOLDERS.
Management Against   Against  
  BEAM INC.
  Security 073730103   Meeting Type Special 
  Ticker Symbol BEAM              Meeting Date 25-Mar-2014
  ISIN US0737301038   Agenda 933926050 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1     THE PROPOSAL TO ADOPT THE
AGREEMENT AND PLAN OF MERGER, DATED
AS OF JANUARY 12, 2014 AND AS AMENDED
FROM TIME TO TIME (THE "MERGER
AGREEMENT"), BY AND AMONG SUNTORY
HOLDINGS LIMITED, A JAPANESE
CORPORATION ("SUNTORY HOLDINGS"),
SUS MERGER SUB LIMITED, A DELAWARE
CORPORATION AND WHOLLY-OWNED
SUBSIDIARY OF SUNTORY HOLDINGS, AND
BEAM INC., A DELAWARE CORPORATION
("BEAM")
Management For   For  
  2     THE PROPOSAL TO APPROVE, BY A NON-
BINDING ADVISORY VOTE, THE
COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO BEAM'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER
CONTEMPLATED BY THE MERGER
AGREEMENT
Management Abstain   Against  
  3     THE PROPOSAL TO ADJOURN THE SPECIAL
MEETING TO A LATER DATE OR TIME IF
NECESSARY OR APPROPRIATE, INCLUDING
TO SOLICIT ADDITIONAL PROXIES IN FAVOR
OF THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER
AGREEMENT
Management For   For  
  UNS ENERGY CORPORATION
  Security 903119105   Meeting Type Special 
  Ticker Symbol UNS               Meeting Date 26-Mar-2014
  ISIN US9031191052   Agenda 933926416 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    TO APPROVE AND ADOPT THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF
DECEMBER 11, 2013, BY AND AMONG
FORTISUS INC., COLOR ACQUISITION SUB
INC., A WHOLLY OWNED SUBSIDIARY OF
FORTISUS INC., FORTIS INC. (SOLELY FOR
PURPOSES OF CERTAIN PROVISIONS
THEREOF), AND UNS ENERGY
CORPORATION, AS IT MAY BE AMENDED
FROM TIME TO TIME.
Management For   For  
  2.    TO APPROVE, ON AN ADVISORY, NON-
BINDING BASIS, THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO
NAMED EXECUTIVE OFFICERS OF UNS
ENERGY CORPORATION THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
Management Abstain   Against  
  3.    TO ADJOURN THE SPECIAL MEETING TO A
LATER DATE OR TIME, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT THEREOF TO ADOPT
THE MERGER AGREEMENT.
Management For   For  
  SWISSCOM AG, ITTIGEN
  Security H8398N104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 07-Apr-2014
  ISIN CH0008742519   Agenda 705042202 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 291331 DUE TO
ADDITION OF-RESOLUTION 9. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED A-ND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
Non-Voting        
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING
ON AGENDA AND MEETING ATTENDANCE
REQUESTS-ONLY. PLEASE ENSURE THAT
YOU HAVE FIRST VOTED IN FAVOUR OF THE
REGISTRATION O-F SHARES IN PART 1 OF
THE MEETING. IT IS A MARKET
REQUIREMENT FOR MEETINGS OF-THIS
TYPE THAT THE SHARES ARE REGISTERED
AND MOVED TO A REGISTERED LOCATION
AT-THE CSD, AND SPECIFIC POLICIES AT
THE INDIVIDUAL SUB-CUSTODIANS MAY
VARY. UPO-N RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED-ON YOUR
SHARES TO ALLOW FOR RECONCILIATION
AND RE-REGISTRATION FOLLOWING A TRA-
DE. THEREFORE WHILST THIS DOES NOT
PREVENT THE TRADING OF SHARES, ANY
THAT ARE-REGISTERED MUST BE FIRST
DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRAT-ION CAN
AFFECT THE VOTING RIGHTS OF THOSE
SHARES. IF YOU HAVE CONCERNS
REGARDI-NG YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
Non-Voting        
  1.1   Approval of the annual report, financial statement
of Swisscom LTD and consolidated financial
statement for financial year 2013
Management No Action      
  1.2   Consultative vote on the remuneration report
2013
Management No Action      
  2     Appropriation of retained earnings 2013 and
declaration of dividend: Approve Allocation of
Income and Dividends of CHF 22 per Share
Management No Action      
  3     Discharge of the members of the board of
directors and the group executive board
Management No Action      
  4.1   Modification of the articles of incorporation,
especially to the ordinance against excessive
remuneration in listed companies (OAER):
General modifications to the articles of
incorporation
Management No Action      
  4.2   Modification of the articles of incorporation,
especially to the ordinance against excessive
remuneration in listed companies (OAER):
Provisions of the articles of incorporation on
remuneration and approval procedures
Management No Action      
  4.3   Modification of the articles of incorporation,
especially to the ordinance against excessive
remuneration in listed companies (OAER):
Further articles of incorporation provisions
according to Article 12 OAER
Management No Action      
  5.1   Re-election of Barbara Frei as member to the
board of directors
Management No Action      
  5.2   Re-election of Hugo Gerber as member to the
board of directors
Management No Action      
  5.3   Re-election of Michel Gobet as member to the
board of directors
Management No Action      
  5.4   Re-election of Torsten G. Kreindl as member to
the board of directors
Management No Action      
  5.5   Re-election of Catherine Muehlemann as
member to the board of directors
Management No Action      
  5.6   Re-election of Theophil Schlatter as member to
the board of directors
Management No Action      
  5.7   Election of Frank Esser as member to the board
of directors
Management No Action      
  5.8   Re-election of Hansueli Loosli as member to the
board of directors
Management No Action      
  5.9   Re-election of Hansueli Loosli as chairman as
member to the board of directors
Management No Action      
  6.1   Election of Barbara Frei as remuneration
committee member
Management No Action      
  6.2   Election of Torsten G. Kreindl as remuneration
committee member
Management No Action      
  6.3   Election of Hansueli Loosli as remuneration
committee member
Management No Action      
  6.4   Election of Theophil Schlatter as remuneration
committee member
Management No Action      
  6.5   Election of Hans Werder as remuneration
committee member
Management No Action      
  7     Election of the independent proxy: Reber
Rechtsanwaelte
Management No Action      
  8     Re-election of the statutory auditors: KPMG AG Management No Action      
  9     Additional and/or counter-proposals Management No Action      
  THE BANK OF NEW YORK MELLON CORPORATION
  Security 064058100   Meeting Type Annual  
  Ticker Symbol BK                Meeting Date 08-Apr-2014
  ISIN US0640581007   Agenda 933937180 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: RUTH E. BRUCH Management For   For  
  1B.   ELECTION OF DIRECTOR: NICHOLAS M.
DONOFRIO
Management For   For  
  1C.   ELECTION OF DIRECTOR: JEFFREY A.
GOLDSTEIN
Management For   For  
  1D.   ELECTION OF DIRECTOR: GERALD L.
HASSELL
Management For   For  
  1E.   ELECTION OF DIRECTOR: EDMUND F. KELLY Management For   For  
  1F.   ELECTION OF DIRECTOR: RICHARD J.
KOGAN
Management For   For  
  1G.   ELECTION OF DIRECTOR: MICHAEL J.
KOWALSKI
Management For   For  
  1H.   ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Management For   For  
  1I.   ELECTION OF DIRECTOR: MARK A.
NORDENBERG
Management For   For  
  1J.   ELECTION OF DIRECTOR: CATHERINE A.
REIN
Management For   For  
  1K.   ELECTION OF DIRECTOR: WILLIAM C.
RICHARDSON
Management For   For  
  1L.   ELECTION OF DIRECTOR: SAMUEL C. SCOTT
III
Management For   For  
  1M.   ELECTION OF DIRECTOR: WESLEY W. VON
SCHACK
Management For   For  
  2.    ADVISORY RESOLUTION TO APPROVE THE
2013 COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
Management Abstain   Against  
  3.    RATIFICATION OF KPMG LLP AS OUR
INDEPENDENT AUDITOR FOR 2014.
Management For   For  
  4.    APPROVAL OF THE AMENDED AND
RESTATED LONG-TERM INCENTIVE PLAN OF
THE BANK OF NEW YORK MELLON
CORPORATION.
Management Against   Against  
  5.    STOCKHOLDER PROPOSAL REGARDING AN
INDEPENDENT CHAIR.
Shareholder Against   For  
  JULIUS BAER GRUPPE AG, ZUERICH
  Security H4414N103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 09-Apr-2014
  ISIN CH0102484968   Agenda 705051984 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING
ON AGENDA AND MEETING ATTENDANCE
REQUESTS-ONLY. PLEASE ENSURE THAT
YOU HAVE FIRST VOTED IN FAVOUR OF THE
REGISTRATION O-F SHARES IN PART 1 OF
THE MEETING. IT IS A MARKET
REQUIREMENT FOR MEETINGS OF-THIS
TYPE THAT THE SHARES ARE REGISTERED
AND MOVED TO A REGISTERED LOCATION
AT-THE CSD, AND SPECIFIC POLICIES AT
THE INDIVIDUAL SUB-CUSTODIANS MAY
VARY. UPO-N RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED-ON YOUR
SHARES TO ALLOW FOR RECONCILIATION
AND RE-REGISTRATION FOLLOWING A TRA-
DE. THEREFORE WHILST THIS DOES NOT
PREVENT THE TRADING OF SHARES, ANY
THAT ARE-REGISTERED MUST BE FIRST
DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRAT-ION CAN
AFFECT THE VOTING RIGHTS OF THOSE
SHARES. IF YOU HAVE CONCERNS
REGARDI-NG YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
Non-Voting        
  1.1   Annual report, financial statements and group
accounts 2013
Management No Action      
  1.2   Consultative vote on the remuneration report
2013
Management No Action      
  2     Appropriation of disposable profit, dissolution and
distribution of "share premium reserve/capital
contribution reserve" : Dividends of CHF 0.60 per
share
Management No Action      
  3     Discharge of the members of the board of
directors and of the executive board
Management No Action      
  4.1.1 Re-election to the board of directors: Mr. Daniel
J. Sauter
Management No Action      
  4.1.2 Re-election to the board of directors: Mr. Gilbert
Achermann
Management No Action      
  4.1.3 Re-election to the board of directors: Mr. Andreas
Amschwand
Management No Action      
  4.1.4 Re-election to the board of directors: Mr. Heinrich
Baumann
Management No Action      
  4.1.5 Re-election to the board of directors: Mrs. Claire
Giraut
Management No Action      
  4.1.6 Re-election to the board of directors: Mr. Gareth
Penny
Management No Action      
  4.1.7 Re-election to the board of directors: Mr. Charles
Stonehill
Management No Action      
  4.2   Election of the chairman of the board of directors:
Mr. Daniel J. Sauter
Management No Action      
  4.3.1 Election of the compensation committee: Mr.
Gilbert Achermann
Management No Action      
  4.3.2 Election of the compensation committee: Mr.
Heinrich Baumann
Management No Action      
  4.3.3 Election of the compensation committee: Mr.
Gareth Penny
Management No Action      
  5     Re-election of the statutory auditors / KPMG AG,
Zurich
Management No Action      
  6     Amendments to the articles of incorporation Management No Action      
  7     Election of the independent representative: Marc
Nater, Wenger Plattner Attorneys at Law,
Seestrasse 39,  Postfach, 8700 Kusnacht,
Switzerland
Management No Action      
  CMMT  21 MAR 2014: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION TO THE
TE-XT OF RESOLUTION 7 AND RECEIPT OF
DIVIDEND AMOUNT. IF YOU HAVE ALREADY
SENT IN-YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND Y-OUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Non-Voting        
  LSI CORPORATION
  Security 502161102   Meeting Type Special 
  Ticker Symbol LSI               Meeting Date 09-Apr-2014
  ISIN US5021611026   Agenda 933939158 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    TO ADOPT THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF DECEMBER 15,
2013, AS IT MAY BE AMENDED FROM TIME
TO TIME, BY AND AMONG LSI
CORPORATION, AVAGO TECHNOLOGIES
LIMITED, AVAGO TECHNOLOGIES WIRELESS
(U.S.A.) MANUFACTURING INC. AND
LEOPOLD MERGER SUB, INC.
Management For   For  
  2.    TO APPROVE THE ADJOURNMENT OF THE
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE AGREEMENT AND PLAN OF
MERGER.
Management For   For  
  3.    TO APPROVE, ON AN ADVISORY (NON-
BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE
NAMED EXECUTIVE OFFICERS OF LSI
CORPORATION IN CONNECTION WITH THE
MERGER.
Management Abstain   Against  
  BP P.L.C.
  Security 055622104   Meeting Type Annual  
  Ticker Symbol BP                Meeting Date 10-Apr-2014
  ISIN US0556221044   Agenda 933938978 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1     TO RECEIVE THE DIRECTORS' ANNUAL
REPORT AND ACCOUNTS.
Management For   For  
  2     TO RECEIVE AND APPROVE THE
DIRECTORS' REMUNERATION REPORT.
Management For   For  
  3     TO RECEIVE AND APPROVE THE
DIRECTORS' REMUNERATION POLICY.
Management For   For  
  4     TO RE-ELECT MR. R W DUDLEY AS A
DIRECTOR.
Management For   For  
  5     TO RE-ELECT MR. I C CONN AS A DIRECTOR. Management For   For  
  6     TO RE-ELECT DR. B GILVARY AS A
DIRECTOR.
Management For   For  
  7     TO RE-ELECT MR. P M ANDERSON AS A
DIRECTOR.
Management For   For  
  8     TO RE-ELECT ADMIRAL F L BOWMAN AS A
DIRECTOR.
Management For   For  
  9     TO RE-ELECT MR. A BURGMANS AS A
DIRECTOR.
Management For   For  
  10    TO RE-ELECT MRS. C B CARROLL AS A
DIRECTOR.
Management For   For  
  11    TO RE-ELECT MR. G DAVID AS A DIRECTOR. Management For   For  
  12    TO RE-ELECT MR. I E L DAVIS AS A
DIRECTOR.
Management For   For  
  13    TO RE-ELECT PROFESSOR DAME ANN
DOWLING AS A DIRECTOR.
Management For   For  
  14    TO RE-ELECT MR. B R NELSON AS A
DIRECTOR.
Management For   For  
  15    TO RE-ELECT MR. F P NHLEKO AS A
DIRECTOR.
Management For   For  
  16    TO RE-ELECT MR. A B SHILSTON AS A
DIRECTOR.
Management For   For  
  17    TO RE-ELECT MR. C-H SVANBERG AS A
DIRECTOR.
Management For   For  
  18    TO REAPPOINT ERNST & YOUNG LLP AS
AUDITORS TO AUTHORIZE THE DIRECTORS
TO FIX THEIR REMUNERATION.
Management For   For  
  19    TO APPROVE THE RENEWAL OF THE
EXECUTIVE DIRECTORS' INCENTIVE PLAN.
Management For   For  
  20    TO DETERMINE THE LIMIT FOR THE
AGGREGATE REMUNERATION OF THE NON-
EXECUTIVE DIRECTORS.
Management For   For  
  21    TO GIVE LIMITED AUTHORITY TO ALLOT
SHARES UP TO A SPECIFIED AMOUNT.
Management For   For  
  S22   SPECIAL RESOLUTION: TO GIVE AUTHORITY
TO ALLOT A LIMITED NUMBER OF SHARES
FOR CASH FREE OF PRE-EMPTION RIGHTS.
Management Against   Against  
  S23   SPECIAL RESOLUTION: TO GIVE LIMITED
AUTHORITY FOR THE PURCHASE OF ITS
OWN SHARES BY THE COMPANY.
Management For   For  
  S24   SPECIAL RESOLUTION: TO AUTHORIZE THE
CALLING OF GENERAL MEETINGS
(EXCLUDING ANNUAL GENERAL MEETINGS)
BY NOTICE OF AT LEAST 14 CLEAR DAYS.
Management For   For  
  BP P.L.C.
  Security 055622104   Meeting Type Annual  
  Ticker Symbol BP                Meeting Date 10-Apr-2014
  ISIN US0556221044   Agenda 933965773 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1     TO RECEIVE THE DIRECTORS' ANNUAL
REPORT AND ACCOUNTS.
Management For   For  
  2     TO RECEIVE AND APPROVE THE
DIRECTORS' REMUNERATION REPORT.
Management For   For  
  3     TO RECEIVE AND APPROVE THE
DIRECTORS' REMUNERATION POLICY.
Management For   For  
  4     TO RE-ELECT MR. R W DUDLEY AS A
DIRECTOR.
Management For   For  
  5     TO RE-ELECT MR. I C CONN AS A DIRECTOR. Management For   For  
  6     TO RE-ELECT DR. B GILVARY AS A
DIRECTOR.
Management For   For  
  7     TO RE-ELECT MR. P M ANDERSON AS A
DIRECTOR.
Management For   For  
  8     TO RE-ELECT ADMIRAL F L BOWMAN AS A
DIRECTOR.
Management For   For  
  9     TO RE-ELECT MR. A BURGMANS AS A
DIRECTOR.
Management For   For  
  10    TO RE-ELECT MRS. C B CARROLL AS A
DIRECTOR.
Management For   For  
  11    TO RE-ELECT MR. G DAVID AS A DIRECTOR. Management For   For  
  12    TO RE-ELECT MR. I E L DAVIS AS A
DIRECTOR.
Management For   For  
  13    TO RE-ELECT PROFESSOR DAME ANN
DOWLING AS A DIRECTOR.
Management For   For  
  14    TO RE-ELECT MR. B R NELSON AS A
DIRECTOR.
Management For   For  
  15    TO RE-ELECT MR. F P NHLEKO AS A
DIRECTOR.
Management For   For  
  16    TO RE-ELECT MR. A B SHILSTON AS A
DIRECTOR.
Management For   For  
  17    TO RE-ELECT MR. C-H SVANBERG AS A
DIRECTOR.
Management For   For  
  18    TO REAPPOINT ERNST & YOUNG LLP AS
AUDITORS TO AUTHORIZE THE DIRECTORS
TO FIX THEIR REMUNERATION.
Management For   For  
  19    TO APPROVE THE RENEWAL OF THE
EXECUTIVE DIRECTORS' INCENTIVE PLAN.
Management For   For  
  20    TO DETERMINE THE LIMIT FOR THE
AGGREGATE REMUNERATION OF THE NON-
EXECUTIVE DIRECTORS.
Management For   For  
  21    TO GIVE LIMITED AUTHORITY TO ALLOT
SHARES UP TO A SPECIFIED AMOUNT.
Management For   For  
  S22   SPECIAL RESOLUTION: TO GIVE AUTHORITY
TO ALLOT A LIMITED NUMBER OF SHARES
FOR CASH FREE OF PRE-EMPTION RIGHTS.
Management Against   Against  
  S23   SPECIAL RESOLUTION: TO GIVE LIMITED
AUTHORITY FOR THE PURCHASE OF ITS
OWN SHARES BY THE COMPANY.
Management For   For  
  S24   SPECIAL RESOLUTION: TO AUTHORIZE THE
CALLING OF GENERAL MEETINGS
(EXCLUDING ANNUAL GENERAL MEETINGS)
BY NOTICE OF AT LEAST 14 CLEAR DAYS.
Management For   For  
  GAM HOLDING AG, ZUERICH
  Security H2878E106   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 15-Apr-2014
  ISIN CH0102659627   Agenda 705058887 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 297336 DUE TO
ADDITION OF-RESOLUTION 9. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED A-ND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
Non-Voting        
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING
ON AGENDA AND MEETING ATTENDANCE
REQUESTS-ONLY. PLEASE ENSURE THAT
YOU HAVE FIRST VOTED IN FAVOUR OF THE
REGISTRATION O-F SHARES IN PART 1 OF
THE MEETING. IT IS A MARKET
REQUIREMENT FOR MEETINGS OF-THIS
TYPE THAT THE SHARES ARE REGISTERED
AND MOVED TO A REGISTERED LOCATION
AT-THE CSD, AND SPECIFIC POLICIES AT
THE INDIVIDUAL SUB-CUSTODIANS MAY
VARY. UPO-N RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED-ON YOUR
SHARES TO ALLOW FOR RECONCILIATION
AND RE-REGISTRATION FOLLOWING A TRA-
DE. THEREFORE WHILST THIS DOES NOT
PREVENT THE TRADING OF SHARES, ANY
THAT ARE-REGISTERED MUST BE FIRST
DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRAT-ION CAN
AFFECT THE VOTING RIGHTS OF THOSE
SHARES. IF YOU HAVE CONCERNS
REGARDI-NG YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
Non-Voting        
  1     Approval of annual report, parent company's and
consolidated financial statements for the year
2013, notice of the reports of the Statutory
Auditors
Management No Action      
  2     Appropriation of retained earnings and of capital
contribution reserve : Dividends of CHF 0.65 per
share
Management No Action      
  3     Discharge of the members of the Board of
Directors and the Group Management Board
Management No Action      
  4     Capital reduction by cancellation of shares and
related amendment to the Articles of
Incorporation: Article 3.1 and 3.2 of the Articles of
Incorporation
Management No Action      
  5.1   Re-election of Mr Johannes A. de Gier, and
election as Chairman of the Board of Directors
Management No Action      
  5.2   Re-election of Mr Daniel Daeniker to the Board of
Directors
Management No Action      
  5.3   Re-election of Mr Dieter A. Enkelmann to the
Board of Directors
Management No Action      
  5.4   Re-election of Mr Diego du Monceau to the
Board of Directors
Management No Action      
  5.5   Re-election of Mr Hugh Scott-Barrett to the Board
of Directors
Management No Action      
  5.6   Re-election of Ms Tanja Weiher to the Board of
Directors
Management No Action      
  6.1   Election of Mr Dieter A. Enkelmann to the
Compensation Committee of the Board of
Directors
Management No Action      
  6.2   Election of Mr Daniel Daeniker to the
Compensation Committee of the Board of
Directors
Management No Action      
  6.3   Election of Mr Diego du Monceau to the
Compensation Committee of the Board of
Directors
Management No Action      
  7     Appointment of the Statutory Auditors: KPMG
AG, Zurich
Management No Action      
  8     Election of the Independent Proxy: Mr Tobias
Rohner, attorney-at-law, Bill Isenegger
Ackermann AG, Witikonerstrasse 61, 8032 Zurich
Management No Action      
  9     Additional and/or counter-proposals Management No Action      
  CMMT  25 MAR 2014: PLEASE NOTE THAT THIS IS A
REVISION DUE TO RECEIPT OF DIVIDEND
AM-OUNT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FOR MID: 298618 PLEASE DO
NOT REV-OTE ON THIS MEETING UNLESS
YOU DECIDE TO AMEND YOUR
INSTRUCTIONS.
Non-Voting        
  NORTHERN TRUST CORPORATION
  Security 665859104   Meeting Type Annual  
  Ticker Symbol NTRS              Meeting Date 15-Apr-2014
  ISIN US6658591044   Agenda 933929587 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 LINDA WALKER BYNOE   For For  
      2 NICHOLAS D. CHABRAJA   For For  
      3 SUSAN CROWN   For For  
      4 DIPAK C. JAIN   For For  
      5 ROBERT W. LANE   For For  
      6 JOSE LUIS PRADO   For For  
      7 JOHN W. ROWE   For For  
      8 MARTIN P. SLARK   For For  
      9 DAVID H. B. SMITH, JR.   For For  
      10 CHARLES A. TRIBBETT III   For For  
      11 FREDERICK H. WADDELL   For For  
  2.    APPROVAL, BY AN ADVISORY VOTE, OF THE
2013 COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE
OFFICERS.
Management Abstain   Against  
  3.    RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
Management For   For  
  4.    STOCKHOLDER PROPOSAL REGARDING
ADDITIONAL DISCLOSURE OF POLITICAL
AND LOBBYING CONTRIBUTIONS, IF
PROPERLY PRESENTED AT THE ANNUAL
MEETING.
Shareholder Against   For  
  M&T BANK CORPORATION
  Security 55261F104   Meeting Type Annual  
  Ticker Symbol MTB               Meeting Date 15-Apr-2014
  ISIN US55261F1049   Agenda 933931479 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 BRENT D. BAIRD   For For  
      2 C. ANGELA BONTEMPO   For For  
      3 ROBERT T. BRADY   For For  
      4 T.J. CUNNINGHAM III   For For  
      5 MARK J. CZARNECKI   For For  
      6 GARY N. GEISEL   For For  
      7 JOHN D. HAWKE, JR.   For For  
      8 PATRICK W.E. HODGSON   For For  
      9 RICHARD G. KING   For For  
      10 JORGE G. PEREIRA   For For  
      11 MELINDA R. RICH   For For  
      12 ROBERT E. SADLER, JR.   For For  
      13 HERBERT L. WASHINGTON   For For  
      14 ROBERT G. WILMERS   For For  
  2.    TO APPROVE THE COMPENSATION OF M&T
BANK CORPORATION'S NAMED EXECUTIVE
OFFICERS.
Management Abstain   Against  
  3.    TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF M&T BANK
CORPORATION FOR THE YEAR ENDING
DECEMBER 31, 2014.
Management For   For  
  BELGACOM SA DE DROIT PUBLIC, BRUXELLES
  Security B10414116   Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date 16-Apr-2014
  ISIN BE0003810273   Agenda 705034306 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  IMPORTANT MARKET PROCESSING
REQUIREMENT: A BENEFICIAL OWNER
SIGNED POWER OF-ATTORNEY (POA) MAY
BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS,
PLEASE CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
Non-Voting        
  CMMT  MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO-PROVIDE THE BREAKDOWN OF
EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE-POSITION TO YOUR CLIENT
SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR
YOUR VOTE TO BE LODGED
Non-Voting        
  1     Renew Authorization to Increase Share Capital
within the Framework of Authorized Capital and
Amend Articles Accordingly : Article 5
Management No Action      
  2.a   Authorize Board to Issue Shares in the Event of a
Public Tender Offer or Share Exchange Offer and
Amend Articles Accordingly : Article 5
Management No Action      
  2.b   Amend Article 5 Re: References to FSMA Management No Action      
  3     Amend Article10 Re: Dematerialization of Bearer
Shares
Management No Action      
  4     Amend Article 11 Re: References to FSMA Management No Action      
  5     Authorize Repurchase of Up to 20 Percent of
Issued Share Capital
Management No Action      
  6     Authorize Board to Repurchase Shares in the
Event of a Serious and Imminent Harm
Management No Action      
  7     Amend Article 14 Re: Dematerialization of Bearer
Shares
Management No Action      
  8     Amend Article 34 Re: Dematerialization of Bearer
Shares
Management No Action      
  9.a   Authorize Coordination of Articles of Association Management No Action      
  9.b   Authorize Filing of Required Documents/Other
Formalities
Management No Action      
  CMMT  18 MAR 2014: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN MEETING
TYPE-TO EGM AND MODIFICATION TO THE
TEXT OF RESOLUTIONS 1 AND 2A. IF YOU
HAVE ALRE-ADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE-TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
Non-Voting        
  BELGACOM SA DE DROIT PUBLIC, BRUXELLES
  Security B10414116   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 16-Apr-2014
  ISIN BE0003810273   Agenda 705044725 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 295339 DUE TO
COMBINING TH-E RESOLUTIONS 11.1 AND
11.2 AND CHANGE IN THE VOTING STATUS
OF RESOLUTIONS 3,-4 AND 12.  ALL VOTES
RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND-YOU WILL
NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
Non-Voting        
  CMMT  MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO PROVI-DE THE BREAKDOWN OF
EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION TO-YOUR CLIENT
SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR-
YOUR VOTE TO BE LODGED
Non-Voting        
  CMMT  IMPORTANT MARKET PROCESSING
REQUIREMENT: A BENEFICIAL OWNER
SIGNED POWER OF AT-TORNEY (POA) MAY
BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUC-TIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE REJE-
CTED. IF YOU HAVE ANY QUESTIONS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTA-TIVE
Non-Voting        
  1     Examination of the annual reports of the Board of
Directors of Belgacom SA und-er public law with
regard to the annual accounts and the
consolidated annual a-ccounts at 31 December
2013
Non-Voting        
  2     Examination of the reports of the Board of
Auditors of Belgacom SA under publi-c law with
regard to the annual accounts and of the
Independent Auditors with-regard to the
consolidated annual accounts at 31 December
2013
Non-Voting        
  3     Examination of the information provided by the
Joint Committee
Non-Voting        
  4     Examination of the consolidated annual accounts
at 31 December 2013
Non-Voting        
  5     Approval of the annual accounts with regard to
the financial year closed on 31 December 2013,
including as specified allocation of the results:
For 2013, the gross dividend amounts to EUR
2.18 per share, entitling shareholders to a
dividend net of withholding tax of EUR 1.635 per
share, of which an interim dividend of EUR 0.50
Management No Action      
    (EUR 0.375 per share net of withholding tax) was
already paid out on 6 December 2013; this
means that a gross dividend of EUR 1.68 per
share (EUR 1.26 per share net of withholding tax)
will be paid on 25 April 2014. The ex-dividend
date is fixed on 22 April 2014, the record date is
24 April 2014
           
  6     Approval of the remuneration report Management No Action      
  7     Granting of a discharge to the members of the
Board of Directors for the exercise of their
mandate during the financial year closed on 31
December 2013
Management No Action      
  8     Granting of a special discharge to Mr. M. Moll,
Mrs. M. Lamote and Mrs. M. Sioen for the
exercise of their mandate which ended on 27
September 2013 and to Mr. D. Bellens for the
exercise of his mandate which ended on 15
November 2013
Management No Action      
  9     Granting of a discharge to the members of the
Board of Auditors for the exercise of their
mandate during the financial year closed on 31
December 2013
Management No Action      
  10    Granting of a discharge to the Independent
Auditors Deloitte Statutory Auditors SC sfd
SCRL, represented by Mr. G. Verstraeten and
Mr. N. Houthaeve, for the exercise of their
mandate during the financial year closed on 31
December 2013
Management No Action      
  11    To appoint Mrs. Agnes Touraine and Mrs.
Catherine Vandenborre on nomination by the
Board of Directors after recommendation of the
Nomination and Remuneration Committee, as
Board Members for a period which will expire at
the annual general meeting of 2018
Management No Action      
  12    Miscellaneous Non-Voting        
  PARMALAT SPA, COLLECCHIO
  Security T7S73M107   Meeting Type MIX 
  Ticker Symbol     Meeting Date 17-Apr-2014
  ISIN IT0003826473   Agenda 705093019 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 299494 DUE TO
ADDITION OF-RESOLUTIONS O.3.6, O.3.7
AND SPLITTING OF RESOLUTIONS O.1 AND
E.1 AND DELETION-OF RESOLUTION O.4.2.
ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISRE-GARDED AND YOU
WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
Non-Voting        
  CMMT  PLEASE NOTE THAT THE ITALIAN
LANGUAGE AGENDA IS AVAILABLE BY
CLICKING ON THE U-RL LINK:
https://materials.proxyvote.com/Approved/99999
Z/19840101/NPS_195429.P-DF
Non-Voting        
  E.1.1 AMENDMENTS TO ARTICLES 11 (BOARD OF
DIRECTORS), 12 (REQUIREMENTS OF
INDEPENDENT DIRECTORS) , 18
(COMMITTEES), 19 (DIRECTORS'
EMOLUMENTS) AND 21 (INTERNAL
AUDITORS) OF THE BYLAWS. RESOLUTIONS
RELATED THERETO
Management Against   Against  
  E.1.2 PROPOSAL TO AUTHORIZE THE LEGAL
REPRESENTATIVES IN OFFICE AT ANY
GIVEN TIME TO DISCHARGE THE
FORMALITIES REQUIRED TO RECORD
THESE RESOLUTIONS IN THE COMPANY
REGISTER, WITH THE POWER TO
INTRODUCE ANY NONSUBSTANTIVE
AMENDMENTS, CHANGES OR ADDITIONS
THAT MAY BE NECESSARY FOR THE
ABOVEMENTIONED PURPOSE OR
REQUESTED BY THE RELEVANT
AUTHORITIES, INCLUDING UPON
REGISTRATION, AND, IN GENERAL, TO TAKE
ANY ACTION THAT MAY BE NECESSARY FOR
THE FULL IMPLEMENTATION OF THE
ABOVEMENTIONED RESOLUTIONS, WITH
ANY AND ALL POWERS NECESSARY OR
APPROPRIATE FOR SUCH PURPOSE, NONE
EXCLUDED AND EXCEPTED
Management Against   Against  
  O.1.1 TO APPROVE THE BALANCE SHEET, THE
INCOME STATEMENT AND THE FINANCIAL
EXPLANATORY NOTE AS OF 31 DECEMBER
2013 AND THE RELATED REPORT ON
MANAGEMENT ACTIVITY
Management Abstain   Against  
  O.1.2 TO PROPOSE PROFITS ALLOCATION.
RESOLUTIONS RELATED THERETO
Management For   For  
  O.2   TO APPROVE THE REWARDING POLICY.
RESOLUTIONS RELATED THERETO
Management For   For  
  CMMT  PLEASE NOTE THAT ALTHOUGH THERE ARE
2 SLATES TO BE ELECTED AS BOARD OF
DIRECTO-RS, THERE IS ONLY 1 SLATE
AVAILABLE TO BE FILLED AT THE MEETING.
THE STANDING-INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQ-UIRED TO VOTE
FOR ONLY 1 SLATE OF THE 2 SLATES.
THANK YOU.
Non-Voting        
  O31.1 PLEASE NOTE THAT THIS IS A
SHAREHOLDERS' PROPOSAL: ELECTION OF
DIRECTORS: LIST PRESENTED BY "FIDELITY
FUNDS", "GABELLI FUNDS LLC", "SETANTA
ASSET MANAGEMENT LIMITED" AND "AMBER
GLOBAL OPPORTUNITIES MASTER FUND
LTD" REPRESENTING 2.969PCT OF
COMPANY STOCK CAPITAL: UMBERTO
MOSETTI, ANTONIO ARISTIDE
MASTRANGELO, FRANCESCO DI CARLO AND
CRISTINA PAGNI
Shareholder For   Against  
  O31.2 PLEASE NOTE THAT THIS IS A
SHAREHOLDERS' PROPOSAL: ELECTION OF
DIRECTORS: LIST PRESENTED BY SOFIL
S.A.S.-SOCIETE POUR LE FINANCEMENT DE
L'INDUSTRIE LATIERE S.A.S.: GABRIELLA
CHERSICLA, ANTONIO LINO SALA,
RICCARDO PEROTTA, PATRICE
GASSENBACH, PAOLO FRANCESCO
LAZZATI, LAURA GUALTIERI, ELENA VASCO,
GINO MARIA CARLO SCARPELLINI, ANGELA
GAMBA, NICOLO DUBINI AND FRANCESCO
DORI
Shareholder No Action      
  O.3.2 TO STATE DIRECTORS' NUMBER Management Abstain   Against  
  O.3.3 TO STATE DIRECTORS' TERM OF OFFICE Management Abstain   Against  
  O.3.4 TO APPOINT BOARD OF DIRECTORS'
CHAIRMAN
Management Abstain   Against  
  O.3.5 TO STATE DIRECTORS' EMOLUMENT Management Abstain   Against  
  O.3.6 AMOUNT OF THE ADDITIONAL VARIABLE
COMPENSATION TO THE DIRECTORS WHO
SERVE ON BOARD COMMITTEES
Management Abstain   Against  
  O.3.7 EFFECTIVENESS OF THE RESOLUTIONS
ADOPTED BY THE ORDINARY
SHAREHOLDERS REGARDING THE
ELECTION OF THE BOARD OF DIRECTORS
AND ITS COMPENSATION CONDITIONAL ON
THE EFFECTIVENESS OF THE RESOLUTIONS
ADOPTED BY THE SHAREHOLDERS'
MEETING CONVENED IN EXTRAORDINARY
SESSION (AND, CONSEQUENTLY, ON THE
RECORDING THEREOF IN THE PARMA
COMPANY REGISTER)
Management Against   Against  
  CMMT  PLEASE NOTE THAT ALTHOUGH THERE ARE
2 OPTIONS TO INDICATE A PREFERENCE ON
THIS-RESOLUTION, ONLY ONE CAN BE
SELECTED. THE STANDING INSTRUCTIONS
FOR THIS MEET-ING WILL BE DISABLED AND,
IF YOU CHOOSE, YOU ARE REQUIRED TO
VOTE FOR ONLY 1 O-F THE 2 OPTIONS
BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN. THA-NK YOU.
Non-Voting        
  O41.1 PLEASE NOTE THAT THIS IS A
SHAREHOLDERS' PROPOSAL: ELECTION OF
INTERNAL AUDITORS AND ITS CHAIRMAN:
LIST PRESENTED BY "FIDELITY FUNDS",
"GABELLI FUNDS LLC", "SETANTA ASSET
MANAGEMENT LIMITED" AND "AMBER
GLOBAL OPPORTUNITIES MASTER FUND
LTD" REPRESENTING 2.969PCT OF
COMPANY STOCK CAPITAL: EFFECTIVE
AUDITOR: MICHELE RUTIGLIANO,
ALTERNATE AUDITOR: MARCO PEDRETTI
Shareholder For   Against  
  O41.2 PLEASE NOTE THAT THIS IS A
SHAREHOLDERS' PROPOSAL: ELECTION OF
INTERNAL AUDITORS AND ITS CHAIRMAN:
LIST PRESENTED BY SOFIL S.A.S.-SOCIETE
POUR LE FINANCEMENT DE L'INDUSTRIE
LATIERE S.A.S.: EFFECTIVE AUDITORS:
GIORGIO LOLI, ALESSANDRA STABILINI,
NICOLA GIOVANNI IBERATI, ALTERNATE
AUDITOR: SAVERIO BOZZOLAN AND
BARBARA TADOLINI
Shareholder Against   For  
  O.4.2 TO STATE INTERNAL AUDITORS'
EMOLUMENT
Management For   For  
  CMMT  02 APR 2014: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION TO TEXT
O-F RESOLUTIONS O41.1 and O41.2. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR
MID:-305455 PLEASE DO NOT REVOTE ON
THIS MEETING UNLESS YOU DECIDE TO
AMEND YOUR I-NSTRUCTIONS
Non-Voting        
  THE PNC FINANCIAL SERVICES GROUP, INC.
  Security 693475105   Meeting Type Annual  
  Ticker Symbol PNC               Meeting Date 22-Apr-2014
  ISIN US6934751057   Agenda 933934576 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: RICHARD O.
BERNDT
Management For   For  
  1B.   ELECTION OF DIRECTOR: CHARLES E.
BUNCH
Management For   For  
  1C.   ELECTION OF DIRECTOR: PAUL W.
CHELLGREN
Management For   For  
  1D.   ELECTION OF DIRECTOR: WILLIAM S.
DEMCHAK
Management For   For  
  1E.   ELECTION OF DIRECTOR: ANDREW T.
FELDSTEIN
Management For   For  
  1F.   ELECTION OF DIRECTOR: KAY COLES
JAMES
Management For   For  
  1G.   ELECTION OF DIRECTOR: RICHARD B.
KELSON
Management For   For  
  1H.   ELECTION OF DIRECTOR: ANTHONY A.
MASSARO
Management For   For  
  1I.   ELECTION OF DIRECTOR: JANE G. PEPPER Management For   For  
  1J.   ELECTION OF DIRECTOR: DONALD J.
SHEPARD
Management For   For  
  1K.   ELECTION OF DIRECTOR: LORENE K.
STEFFES
Management For   For  
  1L.   ELECTION OF DIRECTOR: DENNIS F. STRIGL Management For   For  
  1M.   ELECTION OF DIRECTOR: THOMAS J. USHER Management For   For  
  1N.   ELECTION OF DIRECTOR: GEORGE H.
WALLS, JR.
Management For   For  
  1O.   ELECTION OF DIRECTOR: HELGE H.
WEHMEIER
Management For   For  
  2.    RATIFICATION OF THE AUDIT COMMITTEE'S
SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
Management For   For  
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
Management Abstain   Against  
  4.    A SHAREHOLDER PROPOSAL REGARDING A
REPORT ON GREENHOUSE GAS EMISSIONS
OF BORROWERS AND EXPOSURE TO
CLIMATE CHANGE RISK.
Shareholder Against   For  
  THE COCA-COLA COMPANY
  Security 191216100   Meeting Type Annual  
  Ticker Symbol KO                Meeting Date 23-Apr-2014
  ISIN US1912161007   Agenda 933928256 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: HERBERT A.
ALLEN
Management For   For  
  1B.   ELECTION OF DIRECTOR: RONALD W. ALLEN Management For   For  
  1C.   ELECTION OF DIRECTOR: ANA BOTIN Management For   For  
  1D.   ELECTION OF DIRECTOR: HOWARD G.
BUFFETT
Management For   For  
  1E.   ELECTION OF DIRECTOR: RICHARD M.
DALEY
Management For   For  
  1F.   ELECTION OF DIRECTOR: BARRY DILLER Management For   For  
  1G.   ELECTION OF DIRECTOR: HELENE D. GAYLE Management For   For  
  1H.   ELECTION OF DIRECTOR: EVAN G.
GREENBERG
Management For   For  
  1I.   ELECTION OF DIRECTOR: ALEXIS M.
HERMAN
Management For   For  
  1J.   ELECTION OF DIRECTOR: MUHTAR KENT Management For   For  
  1K.   ELECTION OF DIRECTOR: ROBERT A.
KOTICK
Management For   For  
  1L.   ELECTION OF DIRECTOR: MARIA ELENA
LAGOMASINO
Management For   For  
  1M.   ELECTION OF DIRECTOR: SAM NUNN Management For   For  
  1N.   ELECTION OF DIRECTOR: JAMES D.
ROBINSON III
Management For   For  
  1O.   ELECTION OF DIRECTOR: PETER V.
UEBERROTH
Management For   For  
  2.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION
Management Abstain   Against  
  3.    APPROVAL OF THE COCA-COLA COMPANY
2014 EQUITY PLAN
Management Against   Against  
  4.    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
Management For   For  
  5.    SHAREOWNER PROPOSAL REGARDING AN
INDEPENDENT BOARD CHAIRMAN
Shareholder Against   For  
  GENERAL ELECTRIC COMPANY
  Security 369604103   Meeting Type Annual  
  Ticker Symbol GE                Meeting Date 23-Apr-2014
  ISIN US3696041033   Agenda 933932534 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  A1    ELECTION OF DIRECTOR: W. GEOFFREY
BEATTIE
Management For   For  
  A2    ELECTION OF DIRECTOR: JOHN J. BRENNAN Management For   For  
  A3    ELECTION OF DIRECTOR: JAMES I. CASH,
JR.
Management For   For  
  A4    ELECTION OF DIRECTOR: FRANCISCO
D'SOUZA
Management For   For  
  A5    ELECTION OF DIRECTOR: MARIJN E.
DEKKERS
Management For   For  
  A6    ELECTION OF DIRECTOR: ANN M. FUDGE Management For   For  
  A7    ELECTION OF DIRECTOR: SUSAN J.
HOCKFIELD
Management For   For  
  A8    ELECTION OF DIRECTOR: JEFFREY R.
IMMELT
Management For   For  
  A9    ELECTION OF DIRECTOR: ANDREA JUNG Management For   For  
  A10   ELECTION OF DIRECTOR: ROBERT W. LANE Management For   For  
  A11   ELECTION OF DIRECTOR: ROCHELLE B.
LAZARUS
Management For   For  
  A12   ELECTION OF DIRECTOR: JAMES J. MULVA Management For   For  
  A13   ELECTION OF DIRECTOR: JAMES E. ROHR Management For   For  
  A14   ELECTION OF DIRECTOR: MARY L.
SCHAPIRO
Management For   For  
  A15   ELECTION OF DIRECTOR: ROBERT J.
SWIERINGA
Management For   For  
  A16   ELECTION OF DIRECTOR: JAMES S. TISCH Management For   For  
  A17   ELECTION OF DIRECTOR: DOUGLAS A.
WARNER III
Management For   For  
  B1    ADVISORY APPROVAL OF OUR NAMED
EXECUTIVES' COMPENSATION
Management Abstain   Against  
  B2    RATIFICATION OF SELECTION OF
INDEPENDENT AUDITOR FOR 2014
Management For   For  
  C1    CUMULATIVE VOTING Shareholder Against   For  
  C2    SENIOR EXECUTIVES HOLD OPTION
SHARES FOR LIFE
Shareholder Against   For  
  C3    MULTIPLE CANDIDATE ELECTIONS Shareholder Against   For  
  C4    RIGHT TO ACT BY WRITTEN CONSENT Shareholder Against   For  
  C5    CESSATION OF ALL STOCK OPTIONS AND
BONUSES
Shareholder Against   For  
  C6    SELL THE COMPANY Shareholder Against   For  
  TEXTRON INC.
  Security 883203101   Meeting Type Annual  
  Ticker Symbol TXT               Meeting Date 23-Apr-2014
  ISIN US8832031012   Agenda 933935097 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: SCOTT C.
DONNELLY
Management For   For  
  1B.   ELECTION OF DIRECTOR: KATHLEEN M.
BADER
Management For   For  
  1C.   ELECTION OF DIRECTOR: R. KERRY CLARK Management For   For  
  1D.   ELECTION OF DIRECTOR: JAMES T.
CONWAY
Management For   For  
  1E.   ELECTION OF DIRECTOR: IVOR J. EVANS Management For   For  
  1F.   ELECTION OF DIRECTOR: LAWRENCE K.
FISH
Management For   For  
  1G.   ELECTION OF DIRECTOR: PAUL E. GAGNE Management For   For  
  1H.   ELECTION OF DIRECTOR: DAIN M. HANCOCK Management For   For  
  1I.   ELECTION OF DIRECTOR: LORD POWELL OF
BAYSWATER KCMG
Management For   For  
  1J.   ELECTION OF DIRECTOR: LLOYD G.
TROTTER
Management For   For  
  1K.   ELECTION OF DIRECTOR: JAMES L. ZIEMER Management For   For  
  2.    APPROVAL OF THE ADVISORY (NON-
BINDING) RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  3.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management For   For  
  4.    SHAREHOLDER PROPOSAL REGARDING
SHAREHOLDER ACTION BY WRITTEN
CONSENT.
Shareholder Against   For  
  JOHNSON & JOHNSON
  Security 478160104   Meeting Type Annual  
  Ticker Symbol JNJ               Meeting Date 24-Apr-2014
  ISIN US4781601046   Agenda 933933548 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: MARY SUE
COLEMAN
Management For   For  
  1B.   ELECTION OF DIRECTOR: JAMES G. CULLEN Management For   For  
  1C.   ELECTION OF DIRECTOR: IAN E.L. DAVIS Management For   For  
  1D.   ELECTION OF DIRECTOR: ALEX GORSKY Management For   For  
  1E.   ELECTION OF DIRECTOR: SUSAN L.
LINDQUIST
Management For   For  
  1F.   ELECTION OF DIRECTOR: MARK B.
MCCLELLAN
Management For   For  
  1G.   ELECTION OF DIRECTOR: ANNE M.
MULCAHY
Management For   For  
  1H.   ELECTION OF DIRECTOR: LEO F. MULLIN Management For   For  
  1I.   ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For   For  
  1J.   ELECTION OF DIRECTOR: CHARLES PRINCE Management For   For  
  1K.   ELECTION OF DIRECTOR: A. EUGENE
WASHINGTON
Management For   For  
  1L.   ELECTION OF DIRECTOR: RONALD A.
WILLIAMS
Management For   For  
  2.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
Management Abstain   Against  
  3.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
Management For   For  
  4.    SHAREHOLDER PROPOSAL - EXECUTIVES
TO RETAIN SIGNIFICANT STOCK
Shareholder Against   For  
  PFIZER INC.
  Security 717081103   Meeting Type Annual  
  Ticker Symbol PFE               Meeting Date 24-Apr-2014
  ISIN US7170811035   Agenda 933933738 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: DENNIS A.
AUSIELLO
Management For   For  
  1B.   ELECTION OF DIRECTOR: W. DON
CORNWELL
Management For   For  
  1C.   ELECTION OF DIRECTOR: FRANCES D.
FERGUSSON
Management For   For  
  1D.   ELECTION OF DIRECTOR: HELEN H. HOBBS Management For   For  
  1E.   ELECTION OF DIRECTOR: CONSTANCE J.
HORNER
Management For   For  
  1F.   ELECTION OF DIRECTOR: JAMES M. KILTS Management For   For  
  1G.   ELECTION OF DIRECTOR: GEORGE A.
LORCH
Management For   For  
  1H.   ELECTION OF DIRECTOR: SHANTANU
NARAYEN
Management For   For  
  1I.   ELECTION OF DIRECTOR: SUZANNE NORA
JOHNSON
Management For   For  
  1J.   ELECTION OF DIRECTOR: IAN C. READ Management For   For  
  1K.   ELECTION OF DIRECTOR: STEPHEN W.
SANGER
Management For   For  
  1L.   ELECTION OF DIRECTOR: MARC TESSIER-
LAVIGNE
Management For   For  
  2.    RATIFY THE SELECTION OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
Management For   For  
  3.    ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION
Management Abstain   Against  
  4.    APPROVAL OF PFIZER INC. 2014 STOCK
PLAN
Management Against   Against  
  5.    SHAREHOLDER PROPOSAL REGARDING
APPROVAL OF POLITICAL CONTRIBUTIONS
POLICY
Shareholder Against   For  
  6.    SHAREHOLDER PROPOSAL REGARDING
LOBBYING ACTIVITIES
Shareholder Against   For  
  7.    SHAREHOLDER PROPOSAL REGARDING
ACTION BY WRITTEN CONSENT
Shareholder Against   For  
  DIEBOLD, INCORPORATED
  Security 253651103   Meeting Type Annual  
  Ticker Symbol DBD               Meeting Date 24-Apr-2014
  ISIN US2536511031   Agenda 933934653 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 PATRICK W. ALLENDER   For For  
      2 ROBERTO ARTAVIA   For For  
      3 BRUCE L. BYRNES   For For  
      4 PHILLIP R. COX   For For  
      5 RICHARD L. CRANDALL   For For  
      6 GALE S. FITZGERALD   For For  
      7 GARY G. GREENFIELD   For For  
      8 ANDREAS W. MATTES   For For  
      9 ROBERT S. PRATHER, JR.   For For  
      10 RAJESH K. SOIN   For For  
      11 HENRY D.G. WALLACE   For For  
      12 ALAN J. WEBER   For For  
  2     TO RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
Management For   For  
  3     TO APPROVE, ON AN ADVISORY BASIS,
NAMED EXECUTIVE OFFICER
COMPENSATION.
Management For   For  
  4     TO APPROVE THE DIEBOLD,
INCORPORATED 2014 NON-QUALIFIED
EMPLOYEE STOCK PURCHASE PLAN.
Management For   For  
  5     TO APPROVE THE DIEBOLD,
INCORPORATED AMENDED AND RESTATED
1991 EQUITY AND PERFORMANCE
INCENTIVE PLAN.
Management Abstain   Against  
  T. ROWE PRICE GROUP, INC.
  Security 74144T108   Meeting Type Annual  
  Ticker Symbol TROW              Meeting Date 24-Apr-2014
  ISIN US74144T1088   Agenda 933936330 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A)   ELECTION OF DIRECTOR: MARK S.
BARTLETT
Management For   For  
  1B)   ELECTION OF DIRECTOR: EDWARD C.
BERNARD
Management For   For  
  1C)   ELECTION OF DIRECTOR: MARY K. BUSH Management For   For  
  1D)   ELECTION OF DIRECTOR: DONALD B. HEBB,
JR.
Management For   For  
  1E)   ELECTION OF DIRECTOR: DR. FREEMAN A.
HRABOWSKI, III
Management For   For  
  1F)   ELECTION OF DIRECTOR: JAMES A.C.
KENNEDY
Management For   For  
  1G)   ELECTION OF DIRECTOR: ROBERT F.
MACLELLAN
Management For   For  
  1H)   ELECTION OF DIRECTOR: BRIAN C. ROGERS Management For   For  
  1I)   ELECTION OF DIRECTOR: OLYMPIA J.
SNOWE
Management For   For  
  1J)   ELECTION OF DIRECTOR: DR. ALFRED
SOMMER
Management For   For  
  1K)   ELECTION OF DIRECTOR: DWIGHT S.
TAYLOR
Management For   For  
  1L)   ELECTION OF DIRECTOR: ANNE MARIE
WHITTEMORE
Management For   For  
  2)    TO APPROVE, BY A NON-BINDING ADVISORY
VOTE, THE COMPENSATION PAID BY THE
COMPANY TO ITS NAMED EXECUTIVE
OFFICERS.
Management Abstain   Against  
  3)    TO RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
Management For   For  
  GRACO INC.
  Security 384109104   Meeting Type Annual  
  Ticker Symbol GGG               Meeting Date 25-Apr-2014
  ISIN US3841091040   Agenda 933931289 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: PATRICK J.
MCHALE
Management For   For  
  1B.   ELECTION OF DIRECTOR: LEE R. MITAU Management For   For  
  1C.   ELECTION OF DIRECTOR: MARTHA A.
MORFITT
Management For   For  
  2.    RATIFICATION OF APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
Management For   For  
  3.    APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
Management Abstain   Against  
  KELLOGG COMPANY
  Security 487836108   Meeting Type Annual  
  Ticker Symbol K                 Meeting Date 25-Apr-2014
  ISIN US4878361082   Agenda 933934805 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 JOHN BRYANT   For For  
      2 STEPHANIE A. BURNS   For For  
      3 LA J. MONTGOMERY TABRON   For For  
      4 ROGELIO REBOLLEDO   For For  
  2.    ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  3.    MANAGEMENT PROPOSAL TO DECLASSIFY
THE BOARD OF DIRECTORS.
Management For   For  
  4.    RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
KELLOGG'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2014.
Management For   For  
  5.    SHAREOWNER PROPOSAL, IF PROPERLY
PRESENTED AT THE MEETING, REQUESTING
A HUMAN RIGHTS REPORT.
Shareholder Against   For  
  6.    SHAREOWNER PROPOSAL, IF PROPERLY
PRESENTED AT THE MEETING, TO ADOPT
SIMPLE MAJORITY VOTE.
Shareholder Against   For  
  GATX CORPORATION
  Security 361448103   Meeting Type Annual  
  Ticker Symbol GMT               Meeting Date 25-Apr-2014
  ISIN US3614481030   Agenda 933937510 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.1   ELECTION OF DIRECTOR: ANNE L. ARVIA Management For   For  
  1.2   ELECTION OF DIRECTOR: ERNST A. HABERLI Management For   For  
  1.3   ELECTION OF DIRECTOR: BRIAN A. KENNEY Management For   For  
  1.4   ELECTION OF DIRECTOR: JAMES B. REAM Management For   For  
  1.5   ELECTION OF DIRECTOR: ROBERT J.
RITCHIE
Management For   For  
  1.6   ELECTION OF DIRECTOR: DAVID S.
SUTHERLAND
Management For   For  
  1.7   ELECTION OF DIRECTOR: CASEY J. SYLLA Management For   For  
  1.8   ELECTION OF DIRECTOR: PAUL G.
YOVOVICH
Management For   For  
  2.    RATIFICATION OF THE APPOINTMENT OF
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014
Management For   For  
  3.    ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION
Management Abstain   Against  
  GENUINE PARTS COMPANY
  Security 372460105   Meeting Type Annual  
  Ticker Symbol GPC               Meeting Date 28-Apr-2014
  ISIN US3724601055   Agenda 933928725 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 DR. MARY B. BULLOCK   For For  
      2 PAUL D. DONAHUE   For For  
      3 JEAN DOUVILLE   For For  
      4 GARY P. FAYARD   For For  
      5 THOMAS C. GALLAGHER   For For  
      6 GEORGE C. "JACK" GUYNN   For For  
      7 JOHN R. HOLDER   For For  
      8 JOHN D. JOHNS   For For  
      9 MICHAEL M.E. JOHNS, M.D   For For  
      10 R.C. LOUDERMILK, JR.   For For  
      11 WENDY B. NEEDHAM   For For  
      12 JERRY W. NIX   For For  
      13 GARY W. ROLLINS   For For  
  2.    ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  3.    RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
Management For   For  
  CORNING INCORPORATED
  Security 219350105   Meeting Type Annual  
  Ticker Symbol GLW               Meeting Date 29-Apr-2014
  ISIN US2193501051   Agenda 933931215 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: STEPHANIE A.
BURNS
Management For   For  
  1B.   ELECTION OF DIRECTOR: JOHN A. CANNING,
JR.
Management For   For  
  1C.   ELECTION OF DIRECTOR: RICHARD T.
CLARK
Management For   For  
  1D.   ELECTION OF DIRECTOR: ROBERT F.
CUMMINGS, JR.
Management For   For  
  1E.   ELECTION OF DIRECTOR: JAMES B. FLAWS Management For   For  
  1F.   ELECTION OF DIRECTOR: DEBORAH A.
HENRETTA
Management For   For  
  1G.   ELECTION OF DIRECTOR: KURT M.
LANDGRAF
Management For   For  
  1H.   ELECTION OF DIRECTOR: KEVIN J. MARTIN Management For   For  
  1I.   ELECTION OF DIRECTOR: DEBORAH D.
RIEMAN
Management For   For  
  1J.   ELECTION OF DIRECTOR: HANSEL E.
TOOKES II
Management For   For  
  1K.   ELECTION OF DIRECTOR: WENDELL P.
WEEKS
Management For   For  
  1L.   ELECTION OF DIRECTOR: MARK S.
WRIGHTON
Management For   For  
  2.    ADVISORY VOTE TO APPROVE THE
COMPANY'S EXECUTIVE COMPENSATION.
Management Abstain   Against  
  3.    APPROVAL OF THE ADOPTION OF THE 2014
VARIABLE COMPENSATION PLAN.
Management For   For  
  4.    RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
CORNING'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
Management For   For  
  INTERNATIONAL BUSINESS MACHINES CORP.
  Security 459200101   Meeting Type Annual  
  Ticker Symbol IBM               Meeting Date 29-Apr-2014
  ISIN US4592001014   Agenda 933935237 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: A.J.P. BELDA Management For   For  
  1B.   ELECTION OF DIRECTOR: W.R. BRODY Management For   For  
  1C.   ELECTION OF DIRECTOR: K.I. CHENAULT Management For   For  
  1D.   ELECTION OF DIRECTOR: M.L. ESKEW Management For   For  
  1E.   ELECTION OF DIRECTOR: D.N. FARR Management For   For  
  1F.   ELECTION OF DIRECTOR: S.A. JACKSON Management For   For  
  1G.   ELECTION OF DIRECTOR: A.N. LIVERIS Management For   For  
  1H.   ELECTION OF DIRECTOR: W.J. MCNERNEY,
JR.
Management For   For  
  1I.   ELECTION OF DIRECTOR: J.W. OWENS Management For   For  
  1J.   ELECTION OF DIRECTOR: V.M. ROMETTY Management For   For  
  1K.   ELECTION OF DIRECTOR: J.E. SPERO Management For   For  
  1L.   ELECTION OF DIRECTOR: S. TAUREL Management For   For  
  1M.   ELECTION OF DIRECTOR: L.H. ZAMBRANO Management For   For  
  2.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (PAGE 71)
Management For   For  
  3.    ADVISORY VOTE ON EXECUTIVE
COMPENSATION (PAGE 72)
Management Abstain   Against  
  4.    APPROVAL OF LONG-TERM INCENTIVE
PERFORMANCE TERMS FOR CERTAIN
EXECUTIVES PURSUANT TO SECTION 162(M)
OF THE INTERNAL REVENUE CODE (PAGE
73)
Management For   For  
  5.    ADOPTION OF THE IBM 2014 EMPLOYEES
STOCK PURCHASE PLAN (PAGE 76)
Management For   For  
  6.    STOCKHOLDER PROPOSAL FOR
DISCLOSURE OF LOBBYING POLICIES AND
PRACTICES (PAGE 78)
Shareholder Against   For  
  7.    STOCKHOLDER PROPOSAL ON THE RIGHT
TO ACT BY WRITTEN CONSENT (PAGE 79)
Shareholder Against   For  
  8.    STOCKHOLDER PROPOSAL TO LIMIT
ACCELERATED EXECUTIVE PAY (PAGE 80)
Shareholder Against   For  
  WELLS FARGO & COMPANY
  Security 949746101   Meeting Type Annual  
  Ticker Symbol WFC               Meeting Date 29-Apr-2014
  ISIN US9497461015   Agenda 933937089 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A)   ELECTION OF DIRECTOR: JOHN D. BAKER II Management For   For  
  1B)   ELECTION OF DIRECTOR: ELAINE L. CHAO Management For   For  
  1C)   ELECTION OF DIRECTOR: JOHN S. CHEN Management For   For  
  1D)   ELECTION OF DIRECTOR: LLOYD H. DEAN Management For   For  
  1E)   ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For   For  
  1F)   ELECTION OF DIRECTOR: ENRIQUE
HERNANDEZ, JR.
Management For   For  
  1G)   ELECTION OF DIRECTOR: DONALD M. JAMES Management For   For  
  1H)   ELECTION OF DIRECTOR: CYNTHIA H.
MILLIGAN
Management For   For  
  1I)   ELECTION OF DIRECTOR: FEDERICO F.
PENA
Management For   For  
  1J)   ELECTION OF DIRECTOR: JAMES H.
QUIGLEY
Management For   For  
  1K)   ELECTION OF DIRECTOR: JUDITH M.
RUNSTAD
Management For   For  
  1L)   ELECTION OF DIRECTOR: STEPHEN W.
SANGER
Management For   For  
  1M)   ELECTION OF DIRECTOR: JOHN G. STUMPF Management For   For  
  1N)   ELECTION OF DIRECTOR: SUSAN G.
SWENSON
Management For   For  
  2.    VOTE ON AN ADVISORY RESOLUTION TO
APPROVE EXECUTIVE COMPENSATION.
Management Abstain   Against  
  3.    RATIFY THE APPOINTMENT OF KPMG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014.
Management For   For  
  4.    ADOPT A POLICY TO REQUIRE AN
INDEPENDENT CHAIRMAN.
Shareholder Against   For  
  5.    REVIEW AND REPORT ON INTERNAL
CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
Shareholder Against   For  
  DAVIDE CAMPARI - MILANO SPA, MILANO
  Security T24091117   Meeting Type Ordinary General Meeting 
  Ticker Symbol     Meeting Date 30-Apr-2014
  ISIN IT0003849244   Agenda 705091685 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  PLEASE NOTE THAT THE ITALIAN
LANGUAGE AGENDA IS AVAILABLE BY
CLICKING ON THE-URL LINK:-
https://materials.proxyvote.com/Approved/99999
Z/19840101/NPS_199413.PDF
Non-Voting        
  1     BALANCE SHEET AS OF 31 DECEMBER 2013
AND RESOLUTIONS RELATED THERE TO
Management For   For  
  2     TO APPROVE THE REWARDING REPORT AS
PER ARTICLE 123-TER OF THE LEGISLATIVE
DECREE NO 58/98
Management For   For  
  3     TO APPROVE THE STOCK OPTION PLAN AS
PER ARTICLE 114-BIS OF THE LEGISLATIVE
DECREE NO 58/98
Management For   For  
  4     TO AUTHORIZE THE PURCHASE AND/OR
DISPOSAL OF OWN SHARES
Management For   For  
  SJW CORP.
  Security 784305104   Meeting Type Annual  
  Ticker Symbol SJW               Meeting Date 30-Apr-2014
  ISIN US7843051043   Agenda 933939538 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 K. ARMSTRONG   For For  
      2 W.J. BISHOP   For For  
      3 M.L. CALI   For For  
      4 D.R. KING   For For  
      5 R.B. MOSKOVITZ   For For  
      6 G.E. MOSS   For For  
      7 W.R. ROTH   For For  
      8 R.A. VAN VALER   For For  
  2.    APPROVE THE ADVISORY RESOLUTION
APPROVING THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
Management Abstain   Against  
  3.    APPROVE THE 2014 EMPLOYEE STOCK
PURCHASE PLAN.
Management For   For  
  4.    RATIFY THE APPOINTMENT OF KPMG LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
FISCAL YEAR 2014.
Management For   For  
  ROLLS-ROYCE HOLDINGS PLC, LONDON
  Security G76225104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 01-May-2014
  ISIN GB00B63H8491   Agenda 705053104 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1     To receive the strategic report, the directors'
report and the audited financial statements for
the year ended 31 December 2013
Management For   For  
  2     To approve the directors' remuneration policy
(effective from the conclusion of the meeting)
Management For   For  
  3     To approve the directors' remuneration report for
the year ended 31 December 2013
Management For   For  
  4     To elect Lee Hsien Yang as a director of the
Company
Management For   For  
  5     To elect Warren East CBE as a director of the
Company
Management For   For  
  6     To re-elect Ian Davis as a director of the
Company
Management For   For  
  7     To re-elect John Rishton as a director of the
Company
Management For   For  
  8     To re-elect Dame Helen Alexander as a director
of the Company
Management For   For  
  9     To re-elect Lewis Booth CBE as a director of the
Company
Management For   For  
  10    To re-elect Sir Frank Chapman as a director of
the Company
Management For   For  
  11    To re-elect James Guyette as a director of the
Company
Management For   For  
  12    To re-elect John McAdam as a director of the
Company
Management For   For  
  13    To re-elect Mark Morris as a director of the
Company
Management For   For  
  14    To re-elect John Neill CBE as a director of the
Company
Management For   For  
  15    To re-elect Colin Smith CBE as a director of the
Company
Management For   For  
  16    To re-elect Jasmin Staiblin as a director of the
Company
Management For   For  
  17    To appoint KPMG LLP as the Company's auditor Management For   For  
  18    To authorise the directors to determine the
auditor's remuneration
Management For   For  
  19    To authorise payment to shareholders Management For   For  
  20    To authorise political donations and political
expenditure
Management For   For  
  21    To approve the Rolls-Royce plc Performance
Share Plan (PSP)
Management For   For  
  22    To approve the Rolls-Royce plc Deferred Share
Bonus Plan
Management For   For  
  23    To approve the maximum aggregate
remuneration payable to non-executive directors
Management For   For  
  24    To authorise the directors to allot shares (s.551) Management For   For  
  25    To disapply pre-emption rights (s.561) Management Against   Against  
  26    To authorise the Company to purchase its own
ordinary shares
Management For   For  
  VERIZON COMMUNICATIONS INC.
  Security 92343V104   Meeting Type Annual  
  Ticker Symbol VZ                Meeting Date 01-May-2014
  ISIN US92343V1044   Agenda 933936607 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: SHELLYE L.
ARCHAMBEAU
Management For   For  
  1B.   ELECTION OF DIRECTOR: RICHARD L.
CARRION
Management For   For  
  1C.   ELECTION OF DIRECTOR: MELANIE L.
HEALEY
Management For   For  
  1D.   ELECTION OF DIRECTOR: M. FRANCES
KEETH
Management For   For  
  1E.   ELECTION OF DIRECTOR: ROBERT W. LANE Management For   For  
  1F.   ELECTION OF DIRECTOR: LOWELL C.
MCADAM
Management For   For  
  1G.   ELECTION OF DIRECTOR: DONALD T.
NICOLAISEN
Management For   For  
  1H.   ELECTION OF DIRECTOR: CLARENCE OTIS,
JR.
Management For   For  
  1I.   ELECTION OF DIRECTOR: RODNEY E.
SLATER
Management For   For  
  1J.   ELECTION OF DIRECTOR: KATHRYN A.
TESIJA
Management For   For  
  1K.   ELECTION OF DIRECTOR: GREGORY D.
WASSON
Management For   For  
  2.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
Management For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION
Management Abstain   Against  
  4.    PROPOSAL TO IMPLEMENT PROXY ACCESS Management For   For  
  5.    NETWORK NEUTRALITY Shareholder Against   For  
  6.    LOBBYING ACTIVITIES Shareholder Against   For  
  7.    SEVERANCE APPROVAL POLICY Shareholder Against   For  
  8.    SHAREHOLDER RIGHT TO CALL A SPECIAL
MEETING
Shareholder Against   For  
  9.    SHAREHOLDER RIGHT TO ACT BY WRITTEN
CONSENT
Shareholder Against   For  
  10.   PROXY VOTING AUTHORITY Shareholder Against   For  
  NORTHEAST UTILITIES
  Security 664397106   Meeting Type Annual  
  Ticker Symbol NU                Meeting Date 01-May-2014
  ISIN US6643971061   Agenda 933936695 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 RICHARD H. BOOTH   For For  
      2 JOHN S. CLARKESON   For For  
      3 COTTON M. CLEVELAND   For For  
      4 SANFORD CLOUD, JR.   For For  
      5 JAMES S. DISTASIO   For For  
      6 FRANCIS A. DOYLE   For For  
      7 CHARLES K. GIFFORD   For For  
      8 PAUL A. LA CAMERA   For For  
      9 KENNETH R. LEIBLER   For For  
      10 THOMAS J. MAY   For For  
      11 WILLIAM C. VAN FAASEN   For For  
      12 FREDERICA M. WILLIAMS   For For  
      13 DENNIS R. WRAASE   For For  
  2.    TO CONSIDER AND APPROVE THE
FOLLOWING ADVISORY (NON-BINDING)
PROPOSAL: "RESOLVED, THAT THE
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS
DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF
THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE
COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION TABLES
AND ANY RELATED MATERIAL DISCLOSED IN
THIS PROXY STATEMENT, IS HEREBY
APPROVED."
Management Abstain   Against  
  3.    TO RATIFY THE SELECTION OF DELOITTE &
TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014.
Management For   For  
  MUELLER INDUSTRIES, INC.
  Security 624756102   Meeting Type Annual  
  Ticker Symbol MLI               Meeting Date 01-May-2014
  ISIN US6247561029   Agenda 933946090 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 GREGORY L. CHRISTOPHER   For For  
      2 PAUL J. FLAHERTY   For For  
      3 GENNARO J. FULVIO   For For  
      4 GARY S. GLADSTEIN   For For  
      5 SCOTT J. GOLDMAN   For For  
      6 TERRY HERMANSON   For For  
  2     APPROVE THE APPOINTMENT OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY.
Management For   For  
  3     TO APPROVE, ON AN ADVISORY BASIS BY
NON-BINDING VOTE, EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  4     TO APPROVE ADOPTION OF THE
COMPANY'S 2014 INCENTIVE PLAN.
Management For   For  
  ALCOA INC.
  Security 013817101   Meeting Type Annual  
  Ticker Symbol AA                Meeting Date 02-May-2014
  ISIN US0138171014   Agenda 933932572 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.1   ELECTION OF DIRECTOR: KLAUS KLEINFELD Management For   For  
  1.2   ELECTION OF DIRECTOR: JAMES W. OWENS Management For   For  
  1.3   ELECTION OF DIRECTOR: MARTIN S.
SORRELL
Management For   For  
  1.4   ELECTION OF DIRECTOR: RATAN N. TATA Management For   For  
  2.    RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
Management For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  4.    SHAREHOLDER PROPOSAL (EXECUTIVES
TO RETAIN SIGNIFICANT STOCK).
Shareholder Against   For  
  UNS ENERGY CORPORATION
  Security 903119105   Meeting Type Annual  
  Ticker Symbol UNS               Meeting Date 02-May-2014
  ISIN US9031191052   Agenda 933939855 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 PAUL J. BONAVIA   For For  
      2 LAWRENCE J. ALDRICH   For For  
      3 BARBARA M. BAUMANN   For For  
      4 LARRY W. BICKLE   For For  
      5 ROBERT A. ELLIOTT   For For  
      6 DANIEL W.L. FESSLER   For For  
      7 LOUISE L. FRANCESCONI   For For  
      8 DAVID G. HUTCHENS   For For  
      9 RAMIRO G. PERU   For For  
      10 GREGORY A. PIVIROTTO   For For  
      11 JOAQUIN RUIZ   For For  
  2.    RATIFICATION OF SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM,
PRICEWATERHOUSECOOPERS, LLP, FOR
THE FISCAL YEAR 2014.
Management For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  ELI LILLY AND COMPANY
  Security 532457108   Meeting Type Annual  
  Ticker Symbol LLY               Meeting Date 05-May-2014
  ISIN US5324571083   Agenda 933931227 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: M. L. ESKEW Management For   For  
  1B.   ELECTION OF DIRECTOR: K. N. HORN Management For   For  
  1C.   ELECTION OF DIRECTOR: W. G. KAELIN Management For   For  
  1D.   ELECTION OF DIRECTOR: J. C. LECHLEITER Management For   For  
  1E.   ELECTION OF DIRECTOR: M. S. RUNGE Management For   For  
  2.    RATIFICATION OF THE APPOINTMENT BY
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITOR FOR
2014.
Management For   For  
  3.    APPROVE, BY NON-BINDING VOTE,
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
Management Abstain   Against  
  GREAT PLAINS ENERGY INCORPORATED
  Security 391164100   Meeting Type Annual  
  Ticker Symbol GXP               Meeting Date 06-May-2014
  ISIN US3911641005   Agenda 933944337 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 TERRY BASSHAM   For For  
      2 DAVID L. BODDE   For For  
      3 RANDALL C. FERGUSON, JR   For For  
      4 GARY D. FORSEE   For For  
      5 THOMAS D. HYDE   For For  
      6 JAMES A. MITCHELL   For For  
      7 ANN D. MURTLOW   For For  
      8 JOHN J. SHERMAN   For For  
      9 LINDA H. TALBOTT   For For  
  2.    TO APPROVE, ON A NON-BINDING ADVISORY
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
Management Abstain   Against  
  3.    TO APPROVE THE AMENDMENT TO THE
COMPANY'S ARTICLES OF INCORPORATION.
Management For   For  
  4.    TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
Management For   For  
  CINCINNATI BELL INC.
  Security 171871403   Meeting Type Annual  
  Ticker Symbol CBBPRB            Meeting Date 06-May-2014
  ISIN US1718714033   Agenda 933946507 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: PHILLIP R. COX Management For   For  
  1B.   ELECTION OF DIRECTOR: JAKKI L.
HAUSSLER
Management For   For  
  1C.   ELECTION OF DIRECTOR: CRAIG F. MAIER Management For   For  
  1D.   ELECTION OF DIRECTOR: RUSSEL P. MAYER Management For   For  
  1E.   ELECTION OF DIRECTOR: THEODORE H.
SCHELL
Management For   For  
  1F.   ELECTION OF DIRECTOR: ALAN R.
SCHRIBER
Management For   For  
  1G.   ELECTION OF DIRECTOR: LYNN A.
WENTWORTH
Management For   For  
  1H.   ELECTION OF DIRECTOR: JOHN M. ZRNO Management For   For  
  1I.   ELECTION OF DIRECTOR: THEODORE H.
TORBECK
Management For   For  
  2.    ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION.
Management For   For  
  3.    RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2014.
Management For   For  
  BCE INC.
  Security 05534B760   Meeting Type Annual  
  Ticker Symbol BCE               Meeting Date 06-May-2014
  ISIN CA05534B7604   Agenda 933948361 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  01    DIRECTOR Management        
      1 B.K. ALLEN   For For  
      2 A. BÉRARD   For For  
      3 R.A. BRENNEMAN   For For  
      4 S. BROCHU   For For  
      5 R.E. BROWN   For For  
      6 G.A. COPE   For For  
      7 D.F. DENISON   For For  
      8 I. GREENBERG   For For  
      9 T.C. O'NEILL   For For  
      10 J. PRENTICE   For For  
      11 R.C. SIMMONDS   For For  
      12 C. TAYLOR   For For  
      13 P.R. WEISS   For For  
  02    APPOINTMENT OF DELOITTE LLP AS
AUDITORS.
Management For   For  
  03    RESOLVED, ON AN ADVISORY BASIS AND
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE 2014
MANAGEMENT PROXY CIRCULAR DATED
MARCH 6, 2014 DELIVERED IN ADVANCE OF
THE 2014 ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF BCE.
Management For   For  
  4A    PROPOSAL NO. 1 RISK MANAGEMENT
COMMITTEE.
Shareholder Against   For  
  4B    PROPOSAL NO. 2 TOTAL EXECUTIVE
COMPENSATION GROSS PAY CAP AT
$5,000,000.
Shareholder Against   For  
  SWEDISH MATCH AB, STOCKHOLM
  Security W92277115   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 07-May-2014
  ISIN SE0000310336   Agenda 705103353 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 282426 DUE TO
CHANGE IN VO-TING STATUS OF
RESOLUTION 18. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL-BE
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
THANK Y-OU.
Non-Voting        
  CMMT  IMPORTANT MARKET PROCESSING
REQUIREMENT: A BENEFICIAL OWNER
SIGNED POWER OF AT-TORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTION-S IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED-. IF YOU HAVE ANY QUESTIONS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
Non-Voting        
  CMMT  MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO PROVI-DE THE BREAKDOWN OF
EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION TO-YOUR CLIENT
SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR-
YOUR VOTE TO BE LODGED
Non-Voting        
  CMMT  AN ABSTAIN VOTE CAN HAVE THE SAME
EFFECT AS AN AGAINST VOTE IF THE
MEETING REQ-UIRE APPROVAL FROM
MAJORITY OF PARTICIPANTS TO PASS A
RESOLUTION.
Non-Voting        
  1     OPENING OF THE MEETING AND ELECTION
OF THE CHAIRMAN OF THE MEETING: SVEN
UNGER
Non-Voting        
  2     PREPARATION AND APPROVAL OF THE
VOTING LIST
Non-Voting        
  3     ELECTION OF ONE OR TWO PERSONS TO
VERIFY THE MINUTES
Non-Voting        
  4     DETERMINATION OF WHETHER THE
MEETING HAS BEEN DULY CONVENED
Non-Voting        
  5     APPROVAL OF THE AGENDA Non-Voting        
  6     PRESENTATION OF THE ANNUAL REPORT
AND THE AUDITORS' REPORT, THE
CONSOLIDATED F-INANCIAL STATEMENTS
AND THE AUDITORS' REPORT ON THE
CONSOLIDATED FINANCIAL STA-TEMENTS
FOR 2013, THE AUDITORS' OPINION
REGARDING COMPLIANCE WITH THE
PRINCIPL-ES FOR REMUNERATION TO
MEMBERS OF THE EXECUTIVE
MANAGEMENT AS WELL AS THE BOAR-D OF
Non-Voting        
    DIRECTORS' PROPOSAL REGARDING THE
ALLOCATION OF PROFIT AND MOTIVATED
STAT-EMENT. IN CONNECTION THERETO,
THE PRESIDENT'S SPEECH AND THE BOARD
OF DIRECTOR-S' REPORT ON ITS WORK AND
THE WORK AND FUNCTION OF THE AUDIT
COMMITTEE
           
  7     RESOLUTION ON ADOPTION OF THE
INCOME STATEMENT AND BALANCE SHEET
AND OF THE CONSOLIDATED INCOME
STATEMENT AND CONSOLIDATED BALANCE
SHEET
Management No Action      
  8     RESOLUTION REGARDING ALLOCATION OF
THE COMPANY'S PROFIT IN ACCORDANCE
WITH THE ADOPTED BALANCE SHEET AND
RESOLUTION ON A RECORD DAY FOR
DIVIDEND: THE BOARD OF DIRECTORS
PROPOSES A DIVIDEND IN THE AMOUNT OF
7.30 SEK PER SHARE TO BE PAID TO THE
SHARE-HOLDERS AND THAT THE
REMAINING PROFITS ARE CARRIED
FORWARD. THE PROPOSED RECORD DAY
FOR THE RIGHT TO RECEIVE A CASH
DIVIDEND IS MAY 12, 2014. PAYMENT
THROUGH EUROCLEAR SWEDEN AB IS
EXPECTED TO BE MADE ON MAY 15, 2014
Management No Action      
  9     RESOLUTION REGARDING DISCHARGE
FROM LIABILITY IN RESPECT OF THE BOARD
MEMBERS AND THE PRESIDENT
Management No Action      
  10.A  RESOLUTION REGARDING THE REDUCTION
OF THE SHARE CAPITAL BY WAY OF A
RECALL OF REPURCHASED SHARES, AND
THE TRANSFER OF THE REDUCED AMOUNT
TO A FUND TO BE USED PURSUANT TO A
RESOLUTION ADOPTED BY THE GENERAL
MEETING: THE BOARD OF DIRECTORS
PROPOSES TO REDUCE THE COMPANY'S
SHARE CAPITAL OF 2,892,441 SEK BY
MEANS OF WITHDRAWAL OF 1,500,000
SHARES IN THE COMPANY. THE SHARES IN
THE COMPANY PROPOSED FOR
WITHDRAWAL HAVE BEEN REPURCHASED
BY THE COMPANY IN ACCORDANCE WITH
AUTHORIZATION GRANTED BY THE
GENERAL MEETING. THE BOARD OF
DIRECTORS FURTHER PROPOSES THAT
THE REDUCED AMOUNT BE ALLOCATED TO
A FUND TO BE USED PURSUANT TO A
RESOLUTION ADOPTED BY THE GENERAL
MEETING
Management No Action      
  10.B  RESOLUTION REGARDING A BONUS ISSUE Management No Action      
  11    RESOLUTION REGARDING AUTHORIZATION
OF THE BOARD OF DIRECTORS TO
RESOLVE ON ACQUISITION OF SHARES IN
THE COMPANY
Management No Action      
  12    RESOLUTION REGARDING PRINCIPLES FOR
REMUNERATION TO MEMBERS OF THE
EXECUTIVE MANAGEMENT. IN CONNECTION
THERETO, PRESENTATION OF THE WORK
AND FUNCTION OF THE COMPENSATION
COMMITTEE
Management No Action      
  13    RESOLUTION REGARDING THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS
TO BE ELECTED BY THE MEETING: THE
BOARD OF DIRECTORS IS PROPOSED TO
CONSIST OF SEVEN MEMBERS AND NO
DEPUTIES
Management No Action      
  14    RESOLUTION REGARDING REMUNERATION
TO THE MEMBERS OF THE BOARD OF
DIRECTORS
Management No Action      
  15    ELECTION OF MEMBERS OF THE BOARD,
THE CHAIRMAN OF THE BOARD AND THE
DEPUTY CHAIRMAN OF THE BOARD: THE
FOLLOWING MEMBERS OF THE BOARD OF
DIRECTORS ARE PROPOSED FOR RE-
ELECTION: ANDREW CRIPPS, KAREN
GUERRA, CONNY KARLSSON, WENCHE
ROLFSEN, ROBERT F. SHARPE, MEG TIVEUS
AND JOAKIM WESTH. CONNY KARLSSON IS
PROPOSED TO BE RE-ELECTED AS
CHAIRMAN OF THE BOARD AND ANDREW
CRIPPS IS PROPOSED TO BE RE-ELECTED
AS DEPUTY CHAIRMAN OF THE BOARD
Management No Action      
  16    RESOLUTION REGARDING THE NUMBER OF
AUDITOR: THE NUMBER OF AUDITORS IS
PROPOSED TO BE ONE AND NO DEPUTY
AUDITOR
Management No Action      
  17    RESOLUTION REGARDING REMUNERATION
TO THE AUDITOR
Management No Action      
  18    ELECTION OF AUDITOR: THE AUDITOR
COMPANY KPMG AB IS PROPOSED TO BE
RE-ELECTED AS AUDITOR FOR THE PERIOD
AS OF THE END OF THE ANNUAL GENERAL
MEETING 2014 UNTIL THE END OF THE
ANNUAL GENERAL MEETING 2015
Management No Action      
  EXPRESS SCRIPTS HOLDING COMPANY
  Security 30219G108   Meeting Type Annual  
  Ticker Symbol ESRX              Meeting Date 07-May-2014
  ISIN US30219G1085   Agenda 933941139 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: GARY G. BENANAV Management For   For  
  1B.   ELECTION OF DIRECTOR: MAURA C. BREEN Management For   For  
  1C.   ELECTION OF DIRECTOR: WILLIAM J.
DELANEY
Management For   For  
  1D.   ELECTION OF DIRECTOR: NICHOLAS J.
LAHOWCHIC
Management For   For  
  1E.   ELECTION OF DIRECTOR: THOMAS P. MAC
MAHON
Management For   For  
  1F.   ELECTION OF DIRECTOR: FRANK
MERGENTHALER
Management For   For  
  1G.   ELECTION OF DIRECTOR: WOODROW A.
MYERS, JR., MD
Management For   For  
  1H.   ELECTION OF DIRECTOR: JOHN O. PARKER,
JR.
Management For   For  
  1I.   ELECTION OF DIRECTOR: GEORGE PAZ Management For   For  
  1J.   ELECTION OF DIRECTOR: WILLIAM L.
ROPER, MD, MPH
Management For   For  
  1K.   ELECTION OF DIRECTOR: SEYMOUR
STERNBERG
Management For   For  
  2.    TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2014.
Management For   For  
  3.    TO APPROVE, BY NON-BINDING VOTE,
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  HESS CORPORATION
  Security 42809H107   Meeting Type Annual  
  Ticker Symbol HES               Meeting Date 07-May-2014
  ISIN US42809H1077   Agenda 933952788 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.1   ELECTION OF DIRECTOR: T.J. CHECKI Management For   For  
  1.2   ELECTION OF DIRECTOR: E.E. HOLIDAY Management For   For  
  1.3   ELECTION OF DIRECTOR: J.H. MULLIN Management For   For  
  1.4   ELECTION OF DIRECTOR: J.H. QUIGLEY Management For   For  
  1.5   ELECTION OF DIRECTOR: R.N. WILSON Management For   For  
  2.    ADVISORY APPROVAL OF THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
Management Abstain   Against  
  3.    RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR FISCAL YEAR ENDING
DECEMBER 31, 2014.
Management For   For  
  4A.   ELIMINATION OF 80% SUPERMAJORITY
VOTING REQUIREMENT IN THE COMPANY'S
RESTATED CERTIFICATE OF
INCORPORATION AND BY-LAWS.
Management For   For  
  4B.   ELIMINATION OF TWO-THIRDS
SUPERMAJORITY VOTING REQUIREMENT IN
THE COMPANY'S RESTATED CERTIFICATE
OF INCORPORATION.
Management For   For  
  5.    ELIMINATION OF PROVISIONS IN THE
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION CONCERNING $3.50
CUMULATIVE CONVERTIBLE PREFERRED
STOCK.
Management For   For  
  6.    STOCKHOLDER PROPOSAL
RECOMMENDING A REPORT REGARDING
CARBON ASSET RISK.
Shareholder Against   For  
  CONSOL ENERGY INC.
  Security 20854P109   Meeting Type Annual  
  Ticker Symbol CNX               Meeting Date 07-May-2014
  ISIN US20854P1093   Agenda 933958526 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 J. BRETT HARVEY   For For  
      2 NICHOLAS J. DEIULIIS   For For  
      3 PHILIP W. BAXTER   For For  
      4 JAMES E. ALTMEYER, SR.   For For  
      5 ALVIN R. CARPENTER   For For  
      6 WILLIAM E. DAVIS   For For  
      7 RAJ K. GUPTA   For For  
      8 DAVID C. HARDESTY, JR.   For For  
      9 MAUREEN E. LALLY-GREEN   For For  
      10 JOHN T. MILLS   For For  
      11 WILLIAM P. POWELL   For For  
      12 JOSEPH T. WILLIAMS   For For  
  2     RATIFICATION OF ANTICIPATED SELECTION
OF INDEPENDENT AUDITOR: ERNST &
YOUNG LLP.
Management For   For  
  3     APPROVAL OF COMPENSATION PAID IN 2013
TO CONSOL ENERGY INC.'S NAMED
EXECUTIVES.
Management For   For  
  4     A SHAREHOLDER PROPOSAL REGARDING
POLITICAL CONTRIBUTIONS.
Shareholder Against   For  
  5     A SHAREHOLDER PROPOSAL REGARDING A
CLIMATE CHANGE REPORT.
Shareholder Against   For  
  6     A SHAREHOLDER PROPOSAL REGARDING
AN INDEPENDENT BOARD CHAIRMAN.
Shareholder Against   For  
  CVS CAREMARK CORPORATION
  Security 126650100   Meeting Type Annual  
  Ticker Symbol CVS               Meeting Date 08-May-2014
  ISIN US1266501006   Agenda 933947953 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.1   ELECTION OF DIRECTOR: C. DAVID BROWN
II
Management For   For  
  1.2   ELECTION OF DIRECTOR: NANCY-ANN M.
DEPARLE
Management For   For  
  1.3   ELECTION OF DIRECTOR: DAVID W.
DORMAN
Management For   For  
  1.4   ELECTION OF DIRECTOR: ANNE M.
FINUCANE
Management For   For  
  1.5   ELECTION OF DIRECTOR: LARRY J. MERLO Management For   For  
  1.6   ELECTION OF DIRECTOR: JEAN-PIERRE
MILLON
Management For   For  
  1.7   ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For   For  
  1.8   ELECTION OF DIRECTOR: WILLIAM C.
WELDON
Management For   For  
  1.9   ELECTION OF DIRECTOR: TONY L. WHITE Management For   For  
  2     PROPOSAL TO RATIFY INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR 2014.
Management For   For  
  3     SAY ON PAY - AN ADVISORY VOTE ON THE
APPROVAL OF EXECUTIVE COMPENSATION.
Management Abstain   Against  
  PEABODY ENERGY CORPORATION
  Security 704549104   Meeting Type Annual  
  Ticker Symbol BTU               Meeting Date 08-May-2014
  ISIN US7045491047   Agenda 933949363 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 GREGORY H. BOYCE   For For  
      2 WILLIAM A. COLEY   For For  
      3 WILLIAM E. JAMES   For For  
      4 ROBERT B. KARN III   For For  
      5 HENRY E. LENTZ   For For  
      6 ROBERT A. MALONE   For For  
      7 WILLIAM C. RUSNACK   For For  
      8 MICHAEL W. SUTHERLIN   For For  
      9 JOHN F. TURNER   For For  
      10 SANDRA A. VAN TREASE   For For  
      11 ALAN H. WASHKOWITZ   For For  
      12 HEATHER A. WILSON   For For  
  2.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management For   For  
  3.    ADVISORY RESOLUTION TO APPROVE
NAMED EXECUTIVE OFFICER
COMPENSATION.
Management For   For  
  RYMAN HOSPITALITY PROPERTIES, INC.
  Security 78377T107   Meeting Type Annual  
  Ticker Symbol RHP               Meeting Date 08-May-2014
  ISIN US78377T1079   Agenda 933955900 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.1   ELECTION OF DIRECTOR: MICHAEL J.
BENDER
Management For   For  
  1.2   ELECTION OF DIRECTOR: E.K. GAYLORD II Management For   For  
  1.3   ELECTION OF DIRECTOR: D. RALPH HORN Management For   For  
  1.4   ELECTION OF DIRECTOR: ELLEN LEVINE Management For   For  
  1.5   ELECTION OF DIRECTOR: ROBERT S.
PRATHER, JR.
Management For   For  
  1.6   ELECTION OF DIRECTOR: COLIN V. REED Management For   For  
  1.7   ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For   For  
  1.8   ELECTION OF DIRECTOR: MICHAEL I. ROTH Management For   For  
  2.    TO APPROVE, ON AN ADVISORY BASIS, THE
COMPANY'S EXECUTIVE COMPENSATION.
Management For   For  
  3.    TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
Management For   For  
  CHEMTURA CORPORATION
  Security 163893209   Meeting Type Annual  
  Ticker Symbol CHMT              Meeting Date 08-May-2014
  ISIN US1638932095   Agenda 933968642 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.1   ELECTION OF DIRECTOR: JEFFREY D.
BENJAMIN
Management For   For  
  1.2   ELECTION OF DIRECTOR: TIMOTHY J.
BERNLOHR
Management For   For  
  1.3   ELECTION OF DIRECTOR: ANNA C.
CATALANO
Management For   For  
  1.4   ELECTION OF DIRECTOR: JAMES W.
CROWNOVER
Management For   For  
  1.5   ELECTION OF DIRECTOR: ROBERT A. DOVER Management For   For  
  1.6   ELECTION OF DIRECTOR: JONATHAN F.
FOSTER
Management For   For  
  1.7   ELECTION OF DIRECTOR: CRAIG A.
ROGERSON
Management For   For  
  1.8   ELECTION OF DIRECTOR: JOHN K. WULFF Management For   For  
  2     ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION.
Management For   For  
  3     APPROVAL OF THE CHEMTURA
CORPORATION SENIOR EXECUTIVE BONUS
PLAN.
Management For   For  
  4     RATIFICATION OF THE SELECTION OF KPMG
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
Management For   For  
  INVESTMENT AB KINNEVIK, STOCKHOLM
  Security W4832D128   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 12-May-2014
  ISIN SE0000164600   Agenda 705194330 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  IMPORTANT MARKET PROCESSING
REQUIREMENT: A BENEFICIAL OWNER
SIGNED POWER OF-ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS,
PLEASE CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
Non-Voting        
  CMMT  MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO-PROVIDE THE BREAKDOWN OF
EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE-POSITION TO YOUR CLIENT
SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR
YOUR VOTE TO BE LODGED
Non-Voting        
  CMMT  AN ABSTAIN VOTE CAN HAVE THE SAME
EFFECT AS AN AGAINST VOTE IF THE
MEETING-REQUIRE APPROVAL FROM
MAJORITY OF PARTICIPANTS TO PASS A
RESOLUTION.
Non-Voting        
  1     OPENING OF THE ANNUAL GENERAL
MEETING
Non-Voting        
  2     ELECTION OF CHAIRMAN OF THE ANNUAL
GENERAL MEETING: WILHELM LUNING
Non-Voting        
  3     PREPARATION AND APPROVAL OF THE
VOTING LIST
Non-Voting        
  4     APPROVAL OF THE AGENDA Non-Voting        
  5     ELECTION OF ONE OR TWO PERSONS TO
CHECK AND VERIFY THE MINUTES
Non-Voting        
  6     DETERMINATION OF WHETHER THE ANNUAL
GENERAL MEETING HAS BEEN DULY
CONVENED
Non-Voting        
  7     REMARKS BY THE CHAIRMAN OF THE
BOARD
Non-Voting        
  8     PRESENTATION BY THE CHIEF EXECUTIVE
OFFICER
Non-Voting        
  9     PRESENTATION OF THE ANNUAL REPORT
AND THE AUDITORS REPORT AND OF THE
GROUP-ANNUAL REPORT AND THE GROUP
AUDITORS REPORT
Non-Voting        
  10    RESOLUTION ON THE ADOPTION OF THE
PROFIT AND LOSS STATEMENT AND THE
BALANCE SHEET AND OF THE GROUP
PROFIT AND LOSS STATEMENT AND THE
GROUP BALANCE SHEET
Management No Action      
  11    RESOLUTION ON THE PROPOSED
TREATMENT OF THE COMPANY'S EARNINGS
AS STATED IN THE ADOPTED BALANCE
SHEET: THE BOARD PROPOSES THAT THE
ANNUAL GENERAL MEETING RESOLVES ON
A DIVIDEND OF SEK 7.00 PER SHARE
Management No Action      
  12    RESOLUTION ON THE DISCHARGE OF
LIABILITY OF THE MEMBERS OF THE BOARD
AND THE CHIEF EXECUTIVE OFFICER
Management No Action      
  13    DETERMINATION OF THE NUMBER OF
MEMBERS OF THE BOARD: THE
NOMINATION COMMITTEE PROPOSES THAT
THE BOARD SHALL CONSIST OF SEVEN
MEMBERS
Management No Action      
  14    DETERMINATION OF THE REMUNERATION
TO THE BOARD AND THE AUDITOR
Management No Action      
  15    ELECTION OF THE MEMBERS OF THE
BOARD AND THE CHAIRMAN OF THE BOARD:
RE-ELECT TOM BOARDMAN, VIGO CARLUND,
DAME AMELIA FAWCETT, WILHELM
KLINGSPOR, ERIK MITTEREGGER AND
CRISTINA STENBECK AS MEMBERS OF THE
BOARD AND ELECT JOHN SHAKESHAFT AS
NEW MEMBER OF THE BOARD. LORENZO
GRABAU AND ALLEN SANGINES-KRAUSE
HAVE INFORMED THE NOMINATION
COMMITTEE THAT THEY DECLINE RE-
ELECTION AT THE ANNUAL GENERAL
MEETING. THE NOMINATION COMMITTEE
PROPOSES THAT THE ANNUAL GENERAL
MEETING SHALL RE-ELECT CRISTINA
STENBECK AS CHAIRMAN OF THE BOARD
Management No Action      
  16    APPROVAL OF THE PROCEDURE OF THE
NOMINATION COMMITTEE
Management No Action      
  17    RESOLUTION REGARDING GUIDELINES FOR
REMUNERATION TO SENIOR EXECUTIVES
Management No Action      
  18.a  RESOLUTION REGARDING LONG TERM
INCENTIVE PROGRAMMES COMPRISING: A
CALL OPTION PLAN FOR ALL EMPLOYEES IN
KINNEVIK
Management No Action      
  18.b  RESOLUTION REGARDING LONG TERM
INCENTIVE PROGRAMMES COMPRISING: A
SYNTHETIC CALL OPTION PLAN FOR
CERTAIN PERSONS IN THE EXECUTIVE
MANAGEMENT AND KEY PERSONS IN
KINNEVIK WORKING WITH KINNEVIKS
INVESTMENTS IN UNLISTED COMPANIES
Management No Action      
  19    RESOLUTION TO AUTHORISE THE BOARD
TO RESOLVE ON REPURCHASE OF OWN
SHARES
Management No Action      
  20.a  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE ANNUAL GENERAL
MEETING RESOLVES ON SPECIAL
EXAMINATION REGARDING: THE KEEPING
OF THE MINUTES AND THE MINUTES
CHECKING AT THE 2013 ANNUAL GENERAL
MEETING
Management No Action      
  20.b  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE ANNUAL GENERAL
MEETING RESOLVES ON SPECIAL
EXAMINATION REGARDING: HOW THE
BOARD HAS HANDLED THORWALD
ARVIDSSON'S REQUEST TO TAKE PART OF
THE AUDIO RECORDING FROM THE 2013
Management No Action      
    ANNUAL GENERAL MEETING, OR A
TRANSCRIPT OF THE AUDIO RECORDING;
THE CHAIRMAN OF THE BOARD'S
NEGLIGENCE TO RESPOND TO LETTERS
ADDRESSED TO HER IN HER CAPACITY AS
CHAIRMAN OF THE BOARD; AND THE
BOARD'S NEGLIGENCE TO CONVENE AN
EXTRAORDINARY GENERAL MEETING AS A
RESULT OF THE ABOVE
           
  20.c  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE ANNUAL GENERAL
MEETING RESOLVES THAT: A TRANSCRIPT
OF THE AUDIO RECORDING OF THE 2013
ANNUAL GENERAL MEETING, IN
PARTICULAR OF ITEM 14 ON THE AGENDA,
SHALL BE DULY PREPARED AND SENT TO
THE SWEDISH BAR ASSOCIATION
Management No Action      
  20.d  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE ANNUAL GENERAL
MEETING RESOLVES THAT: INDIVIDUAL
SHAREHOLDERS SHALL HAVE AN
UNCONDITIONAL RIGHT TO TAKE PART OF
AUDIO AND / OR VISUAL RECORDINGS
FROM INVESTMENT AB KINNEVIK'S
GENERAL MEETINGS, IF THE
SHAREHOLDERS RIGHTS ARE DEPENDANT
THEREUPON
Management No Action      
  21    CLOSING OF THE ANNUAL GENERAL
MEETING
Non-Voting        
  CMMT  24 APR 2014: PLEASE NOTE THAT
MANAGEMENT DOES NOT GIVE A
RECOMMENDATIONS OR CO-MMENT ON
SHAREHOLDER PROPOSALS 20.A TO 20.D.
THANK YOU.
Non-Voting        
  CMMT  24 APR 2014: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION TO TEXT
O-F RESOLUTION 18 A AND COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE-DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK-YOU
Non-Voting        
  AMERICAN EXPRESS COMPANY
  Security 025816109   Meeting Type Annual  
  Ticker Symbol AXP               Meeting Date 12-May-2014
  ISIN US0258161092   Agenda 933945872 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: CHARLENE
BARSHEFSKY
Management For   For  
  1B.   ELECTION OF DIRECTOR: URSULA BURNS Management For   For  
  1C.   ELECTION OF DIRECTOR: KENNETH
CHENAULT
Management For   For  
  1D.   ELECTION OF DIRECTOR: PETER CHERNIN Management For   For  
  1E.   ELECTION OF DIRECTOR: ANNE
LAUVERGEON
Management For   For  
  1F.   ELECTION OF DIRECTOR: THEODORE
LEONSIS
Management For   For  
  1G.   ELECTION OF DIRECTOR: RICHARD LEVIN Management For   For  
  1H.   ELECTION OF DIRECTOR: RICHARD MCGINN Management For   For  
  1I.   ELECTION OF DIRECTOR: SAMUEL
PALMISANO
Management For   For  
  1J.   ELECTION OF DIRECTOR: STEVEN
REINEMUND
Management For   For  
  1K.   ELECTION OF DIRECTOR: DANIEL VASELLA Management For   For  
  1L.   ELECTION OF DIRECTOR: ROBERT WALTER Management For   For  
  1M.   ELECTION OF DIRECTOR: RONALD WILLIAMS Management For   For  
  2.    RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
Management For   For  
  3.    ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  4.    SHAREHOLDER PROPOSAL RELATING TO
ANNUAL DISCLOSURE OF EEO-1 DATA.
Shareholder Against   For  
  5.    SHAREHOLDER PROPOSAL RELATING TO
REPORT ON PRIVACY, DATA SECURITY AND
GOVERNMENT REQUESTS.
Shareholder Against   For  
  6.    SHAREHOLDER PROPOSAL RELATING TO
ACTION BY WRITTEN CONSENT.
Shareholder Against   For  
  7.    SHAREHOLDER PROPOSAL FOR
EXECUTIVES TO RETAIN SIGNIFICANT
STOCK.
Shareholder Against   For  
  AMERICAN INTERNATIONAL GROUP, INC.
  Security 026874784   Meeting Type Annual  
  Ticker Symbol AIG               Meeting Date 12-May-2014
  ISIN US0268747849   Agenda 933956217 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: ROBERT H.
BENMOSCHE
Management For   For  
  1B.   ELECTION OF DIRECTOR: W. DON
CORNWELL
Management For   For  
  1C.   ELECTION OF DIRECTOR: PETER R. FISHER Management For   For  
  1D.   ELECTION OF DIRECTOR: JOHN H.
FITZPATRICK
Management For   For  
  1E.   ELECTION OF DIRECTOR: WILLIAM G.
JURGENSEN
Management For   For  
  1F.   ELECTION OF DIRECTOR: CHRISTOPHER S.
LYNCH
Management For   For  
  1G.   ELECTION OF DIRECTOR: ARTHUR C.
MARTINEZ
Management For   For  
  1H.   ELECTION OF DIRECTOR: GEORGE L. MILES,
JR.
Management For   For  
  1I.   ELECTION OF DIRECTOR: HENRY S. MILLER Management For   For  
  1J.   ELECTION OF DIRECTOR: ROBERT S.
MILLER
Management For   For  
  1K.   ELECTION OF DIRECTOR: SUZANNE NORA
JOHNSON
Management For   For  
  1L.   ELECTION OF DIRECTOR: RONALD A.
RITTENMEYER
Management For   For  
  1M.   ELECTION OF DIRECTOR: DOUGLAS M.
STEENLAND
Management For   For  
  1N.   ELECTION OF DIRECTOR: THERESA M.
STONE
Management For   For  
  2.    TO VOTE, ON A NON-BINDING ADVISORY
BASIS, TO APPROVE EXECUTIVE
COMPENSATION.
Management For   For  
  3.    TO ACT UPON A PROPOSAL TO AMEND AND
RESTATE AIG'S RESTATED CERTIFICATE OF
INCORPORATION TO CONTINUE TO
RESTRICT CERTAIN TRANSFERS OF AIG
COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
Management Against   Against  
  4.    TO ACT UPON A PROPOSAL TO RATIFY THE
AMENDMENT TO EXTEND THE EXPIRATION
OF THE AMERICAN INTERNATIONAL GROUP,
INC. TAX ASSET PROTECTION PLAN.
Management Against   Against  
  5.    TO ACT UPON A PROPOSAL TO RATIFY THE
SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS AIG'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
Management For   For  
  CONOCOPHILLIPS
  Security 20825C104   Meeting Type Annual  
  Ticker Symbol COP               Meeting Date 13-May-2014
  ISIN US20825C1045   Agenda 933946305 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: RICHARD L.
ARMITAGE
Management For   For  
  1B.   ELECTION OF DIRECTOR: RICHARD H.
AUCHINLECK
Management For   For  
  1C.   ELECTION OF DIRECTOR: CHARLES E.
BUNCH
Management For   For  
  1D.   ELECTION OF DIRECTOR: JAMES E.
COPELAND, JR.
Management For   For  
  1E.   ELECTION OF DIRECTOR: JODY L. FREEMAN Management For   For  
  1F.   ELECTION OF DIRECTOR: GAY HUEY EVANS Management For   For  
  1G.   ELECTION OF DIRECTOR: RYAN M. LANCE Management For   For  
  1H.   ELECTION OF DIRECTOR: ROBERT A.
NIBLOCK
Management For   For  
  1I.   ELECTION OF DIRECTOR: HARALD J. NORVIK Management For   For  
  1J.   ELECTION OF DIRECTOR: WILLIAM E. WADE,
JR.
Management For   For  
  2.    RATIFY APPOINTMENT OF ERNST & YOUNG
LLP AS CONOCOPHILLIPS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014.
Management For   For  
  3.    ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  4.    APPROVAL OF 2014 OMNIBUS STOCK AND
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
Management For   For  
  5.    REPORT ON LOBBYING EXPENDITURES. Shareholder Against   For  
  6.    GREENHOUSE GAS REDUCTION TARGETS. Shareholder Against   For  
  THE TIMKEN COMPANY
  Security 887389104   Meeting Type Annual  
  Ticker Symbol TKR               Meeting Date 13-May-2014
  ISIN US8873891043   Agenda 933951863 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 PHILLIP R. COX   For For  
      2 DIANE C. CREEL   For For  
      3 RICHARD G. KYLE   For For  
      4 JOHN A. LUKE, JR.   For For  
      5 CHRISTOPHER L. MAPES   For For  
      6 JOSEPH W. RALSTON   For For  
      7 JOHN P. REILLY   For For  
      8 FRANK C. SULLIVAN   For For  
      9 JOHN M. TIMKEN, JR.   For For  
      10 WARD J. TIMKEN, JR.   For For  
      11 JACQUELINE F. WOODS   For For  
  2.    RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
Management For   For  
  3.    AN ADVISORY RESOLUTION REGARDING
NAMED EXECUTIVE OFFICER
COMPENSATION.
Management Abstain   Against  
  4.    A SHAREHOLDER PROPOSAL REQUESTING
THE COMPANY ADOPT A POLICY REQUIRING
THAT THE CHAIRMAN OF THE BOARD BE AN
INDEPENDENT DIRECTOR.
Shareholder Against   For  
  MORGAN STANLEY
  Security 617446448   Meeting Type Annual  
  Ticker Symbol MS                Meeting Date 13-May-2014
  ISIN US6174464486   Agenda 933952497 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: ERSKINE B.
BOWLES
Management For   For  
  1B.   ELECTION OF DIRECTOR: HOWARD J.
DAVIES
Management For   For  
  1C.   ELECTION OF DIRECTOR: THOMAS H.
GLOCER
Management For   For  
  1D.   ELECTION OF DIRECTOR: JAMES P.
GORMAN
Management For   For  
  1E.   ELECTION OF DIRECTOR: ROBERT H. HERZ Management For   For  
  1F.   ELECTION OF DIRECTOR: C. ROBERT
KIDDER
Management For   For  
  1G.   ELECTION OF DIRECTOR: KLAUS KLEINFELD Management For   For  
  1H.   ELECTION OF DIRECTOR: DONALD T.
NICOLAISEN
Management For   For  
  1I.   ELECTION OF DIRECTOR: HUTHAM S.
OLAYAN
Management For   For  
  1J.   ELECTION OF DIRECTOR: JAMES W. OWENS Management For   For  
  1K.   ELECTION OF DIRECTOR: O. GRIFFITH
SEXTON
Management For   For  
  1L.   ELECTION OF DIRECTOR: RYOSUKE
TAMAKOSHI
Management For   For  
  1M.   ELECTION OF DIRECTOR: MASAAKI TANAKA Management For   For  
  1N.   ELECTION OF DIRECTOR: LAURA D. TYSON Management For   For  
  1O.   ELECTION OF DIRECTOR: RAYFORD
WILKINS, JR.
Management For   For  
  2.    TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS INDEPENDENT AUDITOR
Management For   For  
  3.    TO APPROVE THE COMPENSATION OF
EXECUTIVES AS DISCLOSED IN THE PROXY
STATEMENT (NON-BINDING ADVISORY
RESOLUTION)
Management Abstain   Against  
  4.    SHAREHOLDER PROPOSAL REGARDING A
REPORT ON LOBBYING
Shareholder Against   For  
  ANADARKO PETROLEUM CORPORATION
  Security 032511107   Meeting Type Annual  
  Ticker Symbol APC               Meeting Date 13-May-2014
  ISIN US0325111070   Agenda 933952651 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: ANTHONY R.
CHASE
Management For   For  
  1B.   ELECTION OF DIRECTOR: KEVIN P. CHILTON Management For   For  
  1C.   ELECTION OF DIRECTOR: H. PAULETT
EBERHART
Management For   For  
  1D.   ELECTION OF DIRECTOR: PETER J. FLUOR Management For   For  
  1E.   ELECTION OF DIRECTOR: RICHARD L.
GEORGE
Management For   For  
  1F.   ELECTION OF DIRECTOR: CHARLES W.
GOODYEAR
Management For   For  
  1G.   ELECTION OF DIRECTOR: JOHN R. GORDON Management For   For  
  1H.   ELECTION OF DIRECTOR: ERIC D. MULLINS Management For   For  
  1I.   ELECTION OF DIRECTOR: R.A. WALKER Management For   For  
  2.    RATIFICATION OF APPOINTMENT OF KPMG
LLP AS INDEPENDENT AUDITOR.
Management For   For  
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
Management Abstain   Against  
  4.    STOCKHOLDER PROPOSAL - REPORT ON
POLITICAL CONTRIBUTIONS.
Shareholder Against   For  
  5.    STOCKHOLDER PROPOSAL - REPORT ON
CLIMATE CHANGE RISK.
Shareholder Against   For  
  INTERNATIONAL FLAVORS & FRAGRANCES INC.
  Security 459506101   Meeting Type Annual  
  Ticker Symbol IFF               Meeting Date 13-May-2014
  ISIN US4595061015   Agenda 933956572 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: MARCELLO V.
BOTTOLI
Management For   For  
  1B.   ELECTION OF DIRECTOR: DR. LINDA BUCK Management For   For  
  1C.   ELECTION OF DIRECTOR: J. MICHAEL COOK Management For   For  
  1D.   ELECTION OF DIRECTOR: ROGER W.
FERGUSON, JR.
Management For   For  
  1E.   ELECTION OF DIRECTOR: ANDREAS FIBIG Management For   For  
  1F.   ELECTION OF DIRECTOR: CHRISTINA GOLD Management For   For  
  1G.   ELECTION OF DIRECTOR: ALEXANDRA A.
HERZAN
Management For   For  
  1H.   ELECTION OF DIRECTOR: HENRY W.
HOWELL, JR.
Management For   For  
  1I.   ELECTION OF DIRECTOR: KATHERINE M.
HUDSON
Management For   For  
  1J.   ELECTION OF DIRECTOR: ARTHUR C.
MARTINEZ
Management For   For  
  1K.   ELECTION OF DIRECTOR: DALE F.
MORRISON
Management For   For  
  1L.   ELECTION OF DIRECTOR: DOUGLAS D.
TOUGH
Management For   For  
  2.    TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
Management For   For  
  3.    ADVISORY VOTE TO APPROVE THE
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS IN 2013.
Management Abstain   Against  
  ZOETIS INC.
  Security 98978V103   Meeting Type Annual  
  Ticker Symbol ZTS               Meeting Date 13-May-2014
  ISIN US98978V1035   Agenda 933959504 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.1   ELECTION OF DIRECTOR: GREGORY
NORDEN
Management For   For  
  1.2   ELECTION OF DIRECTOR: LOUISE M.
PARENT
Management For   For  
  1.3   ELECTION OF DIRECTOR: ROBERT W.
SCULLY
Management For   For  
  2.    SAY ON PAY - AN ADVISORY VOTE ON THE
APPROVAL OF EXECUTIVE COMPENSATION.
Management Abstain   Against  
  3.    FREQUENCY OF SAY ON PAY - AN
ADVISORY VOTE ON THE APPROVAL OF THE
FREQUENCY OF SHAREHOLDER VOTES ON
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  4.    APPROVAL OF THE ZOETIS INC. 2013
EQUITY AND INCENTIVE PLAN.
Management For   For  
  5.    PROPOSAL TO RATIFY KPMG LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR 2014.
Management For   For  
  STATE STREET CORPORATION
  Security 857477103   Meeting Type Annual  
  Ticker Symbol STT               Meeting Date 14-May-2014
  ISIN US8574771031   Agenda 933965468 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: J. ALMEIDA Management For   For  
  1B.   ELECTION OF DIRECTOR: K. BURNES Management For   For  
  1C.   ELECTION OF DIRECTOR: P. COYM Management For   For  
  1D.   ELECTION OF DIRECTOR: P. DE SAINT-
AIGNAN
Management For   For  
  1E.   ELECTION OF DIRECTOR: A. FAWCETT Management For   For  
  1F.   ELECTION OF DIRECTOR: L. HILL Management For   For  
  1G.   ELECTION OF DIRECTOR: J. HOOLEY Management For   For  
  1H.   ELECTION OF DIRECTOR: R. KAPLAN Management For   For  
  1I.   ELECTION OF DIRECTOR: R. SERGEL Management For   For  
  1J.   ELECTION OF DIRECTOR: R. SKATES Management For   For  
  1K.   ELECTION OF DIRECTOR: G. SUMME Management For   For  
  1L.   ELECTION OF DIRECTOR: T. WILSON Management For   For  
  2.    TO APPROVE AN ADVISORY PROPOSAL ON
EXECUTIVE COMPENSATION
Management Abstain   Against  
  3.    TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS STATE STREET'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
Management For   For  
  DR PEPPER SNAPPLE GROUP,INC.
  Security 26138E109   Meeting Type Annual  
  Ticker Symbol DPS               Meeting Date 15-May-2014
  ISIN US26138E1091   Agenda 933947547 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: JOHN L. ADAMS Management For   For  
  1B.   ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For   For  
  1C.   ELECTION OF DIRECTOR: RONALD G.
ROGERS
Management For   For  
  1D.   ELECTION OF DIRECTOR: WAYNE R.
SANDERS
Management For   For  
  1E.   ELECTION OF DIRECTOR: JACK L. STAHL Management For   For  
  1F.   ELECTION OF DIRECTOR: LARRY D. YOUNG Management For   For  
  2.    TO RATIFY DELOITTE & TOUCHE LLP AS
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2014.
Management For   For  
  3.    RESOLVED, THAT THE COMPENSATION PAID
TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS WITH RESPECT TO 2013, AS
DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES AND
REGULATIONS OF THE SEC, INCLUDING THE
COMPENSATION DISCUSSION AND
ANALYSIS, COMPENSATION TABLES AND
THE NARRATIVE DISCUSSION, IS HEREBY
APPROVED.
Management Abstain   Against  
  4.    TO VOTE ON STOCKHOLDER PROPOSAL
REGARDING COMPREHENSIVE RECYCLING
STRATEGY FOR BEVERAGE CONTAINERS.
Shareholder Against   For  
  5.    TO APPROVE AMENDMENT TO
PERFORMANCE-BASED CRITERIA UNDER
2009 STOCK PLAN AND APPROVE SUCH
CRITERIA UNDER SECTION 162(M) OF
INTERNAL REVENUE CODE FOR FUTURE
AWARDS.
Management For   For  
  MARSH & MCLENNAN COMPANIES, INC.
  Security 571748102   Meeting Type Annual  
  Ticker Symbol MMC               Meeting Date 15-May-2014
  ISIN US5717481023   Agenda 933954629 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: OSCAR FANJUL Management For   For  
  1B.   ELECTION OF DIRECTOR: DANIEL S. GLASER Management For   For  
  1C.   ELECTION OF DIRECTOR: H. EDWARD
HANWAY
Management For   For  
  1D.   ELECTION OF DIRECTOR: LORD LANG OF
MONKTON
Management For   For  
  1E.   ELECTION OF DIRECTOR: ELAINE LA ROCHE Management For   For  
  1F.   ELECTION OF DIRECTOR: STEVEN A. MILLS Management For   For  
  1G.   ELECTION OF DIRECTOR: BRUCE P. NOLOP Management For   For  
  1H.   ELECTION OF DIRECTOR: MARC D. OKEN Management For   For  
  1I.   ELECTION OF DIRECTOR: MORTON O.
SCHAPIRO
Management For   For  
  1J.   ELECTION OF DIRECTOR: ADELE SIMMONS Management For   For  
  1K.   ELECTION OF DIRECTOR: LLOYD M. YATES Management For   For  
  1L.   ELECTION OF DIRECTOR: R. DAVID YOST Management For   For  
  2.    ADVISORY (NONBINDING) VOTE TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
Management Abstain   Against  
  3.    RATIFICATION OF SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
Management For   For  
  UNITED STATES CELLULAR CORPORATION
  Security 911684108   Meeting Type Annual  
  Ticker Symbol USM               Meeting Date 20-May-2014
  ISIN US9116841084   Agenda 933960634 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 J. SAMUEL CROWLEY   For For  
  2.    RATIFY ACCOUNTANTS FOR 2014. Management For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  W. R. BERKLEY CORPORATION
  Security 084423102   Meeting Type Annual  
  Ticker Symbol WRB               Meeting Date 20-May-2014
  ISIN US0844231029   Agenda 933967676 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.1   ELECTION OF DIRECTOR: GEORGE G. DALY Management For   For  
  1.2   ELECTION OF DIRECTOR: JACK H. NUSBAUM Management For   For  
  1.3   ELECTION OF DIRECTOR: MARK L. SHAPIRO Management For   For  
  2     TO APPROVE THE W. R. BERKLEY
CORPORATION 2014 LONG-TERM INCENTIVE
PLAN.
Management For   For  
  3     TO CONSIDER AND CAST A NON-BINDING
ADVISORY VOTE ON A RESOLUTION
APPROVING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES
AND EXCHANGE COMMISSION, OR "SAY-ON-
PAY" VOTE.
Management Abstain   Against  
  4     TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014.
Management For   For  
  JPMORGAN CHASE & CO.
  Security 46625H100   Meeting Type Annual  
  Ticker Symbol JPM               Meeting Date 20-May-2014
  ISIN US46625H1005   Agenda 933970089 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: LINDA B.
BAMMANN
Management For   For  
  1B.   ELECTION OF DIRECTOR: JAMES A. BELL Management For   For  
  1C.   ELECTION OF DIRECTOR: CRANDALL C.
BOWLES
Management For   For  
  1D.   ELECTION OF DIRECTOR: STEPHEN B.
BURKE
Management For   For  
  1E.   ELECTION OF DIRECTOR: JAMES S. CROWN Management For   For  
  1F.   ELECTION OF DIRECTOR: JAMES DIMON Management For   For  
  1G.   ELECTION OF DIRECTOR: TIMOTHY P.
FLYNN
Management For   For  
  1H.   ELECTION OF DIRECTOR: LABAN P.
JACKSON, JR.
Management For   For  
  1I.   ELECTION OF DIRECTOR: MICHAEL A. NEAL Management For   For  
  1J.   ELECTION OF DIRECTOR: LEE R. RAYMOND Management For   For  
  1K.   ELECTION OF DIRECTOR: WILLIAM C.
WELDON
Management For   For  
  2.    ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION
Management Abstain   Against  
  3.    RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
Management For   For  
  4.    LOBBYING REPORT - REQUIRE ANNUAL
REPORT ON LOBBYING
Shareholder Against   For  
  5.    SPECIAL SHAREOWNER MEETINGS -
REDUCE THRESHOLD TO 15% RATHER
THAN 20% AND REMOVE PROCEDURAL
PROVISIONS
Shareholder Against   For  
  6.    CUMULATIVE VOTING - REQUIRE
CUMULATIVE VOTING FOR DIRECTORS
RATHER THAN ONE-SHARE ONE-VOTE
Shareholder Against   For  
  ROYAL DUTCH SHELL PLC
  Security 780259206   Meeting Type Annual  
  Ticker Symbol RDSA              Meeting Date 20-May-2014
  ISIN US7802592060   Agenda 933990699 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    RECEIPT OF ANNUAL REPORT & ACCOUNTS Management For   For  
  2.    APPROVAL OF DIRECTORS' REMUNERATION
POLICY
Management For   For  
  3.    APPROVAL OF DIRECTORS' REMUNERATION
REPORT
Management For   For  
  4.    APPOINTMENT OF EULEEN GOH AS A
DIRECTOR OF THE COMPANY
Management For   For  
  5.    APPOINTMENT OF PATRICIA A. WOERTZ AS
A DIRECTOR OF THE COMPANY
Management For   For  
  6.    RE-APPOINTMENT OF DIRECTOR: BEN VAN
BEURDEN
Management For   For  
  7.    RE-APPOINTMENT OF DIRECTOR: GUY
ELLIOTT
Management For   For  
  8.    RE-APPOINTMENT OF DIRECTOR: SIMON
HENRY
Management For   For  
  9.    RE-APPOINTMENT OF DIRECTOR: CHARLES
O. HOLLIDAY
Management For   For  
  10.   RE-APPOINTMENT OF DIRECTOR: GERARD
KLEISTERLEE
Management For   For  
  11.   RE-APPOINTMENT OF DIRECTOR: JORMA
OLLILA
Management For   For  
  12.   RE-APPOINTMENT OF DIRECTOR: SIR NIGEL
SHEINWALD
Management For   For  
  13.   RE-APPOINTMENT OF DIRECTOR: LINDA G.
STUNTZ
Management For   For  
  14.   RE-APPOINTMENT OF DIRECTOR: HANS
WIJERS
Management For   For  
  15.   RE-APPOINTMENT OF DIRECTOR: GERRIT
ZALM
Management For   For  
  16.   RE-APPOINTMENT OF AUDITORS Management For   For  
  17.   REMUNERATION OF AUDITORS Management For   For  
  18.   AUTHORITY TO ALLOT SHARES Management For   For  
  19.   DISAPPLICATION OF PRE-EMPTION RIGHTS Management Against   Against  
  20.   AUTHORITY TO PURCHASE OWN SHARES Management For   For  
  21.   APPROVAL OF LONG-TERM INCENTIVE PLAN Management Abstain   Against  
  22.   APPROVAL OF DEFERRED BONUS PLAN Management For   For  
  23.   APPROVAL OF RESTRICTED SHARE PLAN Management Abstain   Against  
  24.   AUTHORITY FOR CERTAIN DONATIONS AND
EXPENDITURE
Management For   For  
  MONDELEZ INTERNATIONAL, INC.
  Security 609207105   Meeting Type Annual  
  Ticker Symbol MDLZ              Meeting Date 21-May-2014
  ISIN US6092071058   Agenda 933952360 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: STEPHEN F.
BOLLENBACH
Management For   For  
  1B.   ELECTION OF DIRECTOR: LEWIS W.K.
BOOTH
Management For   For  
  1C.   ELECTION OF DIRECTOR: LOIS D. JULIBER Management For   For  
  1D.   ELECTION OF DIRECTOR: MARK D.
KETCHUM
Management For   For  
  1E.   ELECTION OF DIRECTOR: JORGE S.
MESQUITA
Management For   For  
  1F.   ELECTION OF DIRECTOR: NELSON PELTZ Management For   For  
  1G.   ELECTION OF DIRECTOR: FREDRIC G.
REYNOLDS
Management For   For  
  1H.   ELECTION OF DIRECTOR: IRENE B.
ROSENFELD
Management For   For  
  1I.   ELECTION OF DIRECTOR: PATRICK T.
SIEWERT
Management For   For  
  1J.   ELECTION OF DIRECTOR: RUTH J. SIMMONS Management For   For  
  1K.   ELECTION OF DIRECTOR: RATAN N. TATA Management For   For  
  1L.   ELECTION OF DIRECTOR: JEAN-FRANCOIS
M.L. VAN BOXMEER
Management For   For  
  2.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION
Management Abstain   Against  
  3.    APPROVE MONDELEZ INTERNATIONAL, INC.
AMENDED AND RESTATED 2005
PERFORMANCE INCENTIVE PLAN
Management For   For  
  4.    RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING
DECEMBER 31, 2014
Management For   For  
  5.    SHAREHOLDER PROPOSAL: REPORT ON
PACKAGING
Shareholder Against   For  
  THE HARTFORD FINANCIAL SVCS GROUP, INC.
  Security 416515104   Meeting Type Annual  
  Ticker Symbol HIG               Meeting Date 21-May-2014
  ISIN US4165151048   Agenda 933968200 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: ROBERT B.
ALLARDICE, III
Management For   For  
  1B.   ELECTION OF DIRECTOR: TREVOR FETTER Management For   For  
  1C.   ELECTION OF DIRECTOR: LIAM E. MCGEE Management For   For  
  1D.   ELECTION OF DIRECTOR: KATHRYN A.
MIKELLS
Management For   For  
  1E.   ELECTION OF DIRECTOR: MICHAEL G.
MORRIS
Management For   For  
  1F.   ELECTION OF DIRECTOR: THOMAS A. RENYI Management For   For  
  1G.   ELECTION OF DIRECTOR: JULIE G.
RICHARDSON
Management For   For  
  1H.   ELECTION OF DIRECTOR: VIRGINIA P.
RUESTERHOLZ
Management For   For  
  1I.   ELECTION OF DIRECTOR: CHARLES B.
STRAUSS
Management For   For  
  1J.   ELECTION OF DIRECTOR: H. PATRICK
SWYGERT
Management For   For  
  2.    RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014.
Management For   For  
  3.    MANAGEMENT PROPOSAL TO APPROVE, ON
A NON-BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE COMPANY'S PROXY
STATEMENT.
Management Abstain   Against  
  4.    MANAGEMENT PROPOSAL TO APPROVE
THE COMPANY'S 2014 INCENTIVE STOCK
PLAN.
Management For   For  
  5.    MANAGEMENT PROPOSAL TO APPROVE
THE MATERIAL TERMS OF THE ANNUAL
EXECUTIVE BONUS PROGRAM.
Management For   For  
  HALLIBURTON COMPANY
  Security 406216101   Meeting Type Annual  
  Ticker Symbol HAL               Meeting Date 21-May-2014
  ISIN US4062161017   Agenda 933970786 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A    ELECTION OF DIRECTOR: A.M. BENNETT Management For   For  
  1B    ELECTION OF DIRECTOR: J.R. BOYD Management For   For  
  1C    ELECTION OF DIRECTOR: M. CARROLL Management For   For  
  1D    ELECTION OF DIRECTOR: N.K. DICCIANI Management For   For  
  1E    ELECTION OF DIRECTOR: M.S. GERBER Management For   For  
  1F    ELECTION OF DIRECTOR: J.C. GRUBISICH Management For   For  
  1G    ELECTION OF DIRECTOR: A.S. JUM'AH Management For   For  
  1H    ELECTION OF DIRECTOR: D.J. LESAR Management For   For  
  1I    ELECTION OF DIRECTOR: R.A. MALONE Management For   For  
  1J    ELECTION OF DIRECTOR: J.L. MARTIN Management For   For  
  1K    ELECTION OF DIRECTOR: D.L. REED Management For   For  
  2     PROPOSAL FOR RATIFICATION OF THE
SELECTION OF AUDITORS.
Management For   For  
  3     ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  4     PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against   For  
  ELITE PHARMACEUTICALS, INC.
  Security 28659T200   Meeting Type Annual  
  Ticker Symbol ELTP              Meeting Date 21-May-2014
  ISIN US28659T2006   Agenda 933978580 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 JERRY TREPPEL*   For For  
      2 JEENARINE NARINE*   For For  
      3 BARRY DASH, PH.D.#   For For  
      4 ASHOK NIGALAYE, PH.D.#   For For  
      5 NASRAT HAKIM$   For For  
      6 JEFFREY WHITNELL$   For For  
  2.    THE AMENDMENT AND RESTATEMENT OF
OUR ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK THE COMPANY IS
AUTHORIZED TO ISSUE FROM 690,000,000
SHARES TO 995,000,000 SHARES.
Management For   For  
  3.    THE RATIFICATION OF THE APPOINTMENT
OF DEMETRIUS BERKOWER, LLC
("DEMETRIUS") AS OUR REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT OUR
FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDING MARCH 31, 2014.
Management For   For  
  4.    THE APPROVAL, BY NON-BINDING VOTE, OF
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  5.    TO RECOMMEND, BY NON-BINDING VOTE,
THE FREQUENCY OF EXECUTIVE
COMPENSATION VOTES.
Management Abstain   Against  
  6.    THE APPROVAL OF THE ELITE
PHARMACEUTICALS, INC. 2014 EQUITY
INCENTIVE PLAN.
Management For   For  
  NEXTERA ENERGY, INC.
  Security 65339F101   Meeting Type Annual  
  Ticker Symbol NEE               Meeting Date 22-May-2014
  ISIN US65339F1012   Agenda 933956611 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: SHERRY S.
BARRAT
Management For   For  
  1B.   ELECTION OF DIRECTOR: ROBERT M. BEALL,
II
Management For   For  
  1C.   ELECTION OF DIRECTOR: JAMES L.
CAMAREN
Management For   For  
  1D.   ELECTION OF DIRECTOR: KENNETH B. DUNN Management For   For  
  1E.   ELECTION OF DIRECTOR: KIRK S.
HACHIGIAN
Management For   For  
  1F.   ELECTION OF DIRECTOR: TONI JENNINGS Management For   For  
  1G.   ELECTION OF DIRECTOR: JAMES L. ROBO Management For   For  
  1H.   ELECTION OF DIRECTOR: RUDY E. SCHUPP Management For   For  
  1I.   ELECTION OF DIRECTOR: JOHN L. SKOLDS Management For   For  
  1J.   ELECTION OF DIRECTOR: WILLIAM H.
SWANSON
Management For   For  
  1K.   ELECTION OF DIRECTOR: HANSEL E.
TOOKES, II
Management For   For  
  2.    RATIFICATION OF APPOINTMENT OF
DELOITTE & TOUCHE LLP AS NEXTERA
ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
Management For   For  
  3.    APPROVAL, BY NON-BINDING ADVISORY
VOTE, OF NEXTERA ENERGY'S
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
Management Abstain   Against  
  4.    SHAREHOLDER PROPOSAL - ELIMINATE
SUPERMAJORITY VOTE REQUIREMENTS IN
ARTICLES OF INCORPORATION AND
BYLAWS.
Shareholder Against   For  
  DEUTSCHE BANK AG
  Security D18190898   Meeting Type Annual  
  Ticker Symbol DB                Meeting Date 22-May-2014
  ISIN DE0005140008   Agenda 934007712 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  2.    APPROPRIATION OF DISTRIBUTABLE PROFIT Management For   For  
  3.    RATIFICATION OF THE ACTS OF
MANAGEMENT OF THE MEMBERS OF THE
MANAGEMENT BOARD FOR THE 2013
FINANCIAL YEAR
Management For   For  
  4.    RATIFICATION OF THE ACTS OF
MANAGEMENT OF THE MEMBERS OF THE
SUPERVISORY BOARD FOR THE 2013
FINANCIAL YEAR
Management For   For  
  5.    ELECTION OF THE AUDITOR FOR THE 2014
FINANCIAL YEAR, INTERIM ACCOUNTS
Management For   For  
  6.    AUTHORIZATION TO ACQUIRE OWN SHARES
PURSUANT TO § 71 (1) NO. 8 STOCK
CORPORATION ACT AS WELL AS FOR THEIR
USE WITH THE POSSIBLE EXCLUSION OF
PRE-EMPTIVE RIGHTS
Management Against   Against  
  7.    AUTHORIZATION TO USE DERIVATIVES
WITHIN THE FRAMEWORK OF THE
PURCHASE OF OWN SHARES PURSUANT TO
§ 71 (1) NO. 8 STOCK CORPORATION ACT
Management For   For  
  8.    INCREASE IN THE LIMIT FOR VARIABLE
COMPENSATION COMPONENTS FOR THE
MANAGEMENT BOARD MEMBERS
Management For   For  
  9.    INCREASE IN THE LIMIT FOR VARIABLE
COMPENSATION COMPONENTS FOR
EMPLOYEES ETC
Management For   For  
  10.   AMENDMENTS TO THE ARTICLES OF
ASSOCIATION REGARDING SUPERVISORY
BOARD COMPENSATION
Management For   For  
  11.   NEW AUTHORIZED CAPITAL WITH
POSSIBILITY OF EXCLUDING
SHAREHOLDERS' PRE-EMPTIVE RIGHTS,
AMENDMENT OF THE ARTICLES OF
ASSOCIATION
Management Against   Against  
  12.   AUTHORIZATION FOR PARTICIPATORY
NOTES WITH WARRANTS AND/OR
CONVERTIBLE PARTICIPATORY NOTES,
OTHER AT1 INSTRUMENTS, BONDS WITH
WARRANTS AND CONVERTIBLE BONDS,
CONDITIONAL CAPITAL AND AMENDMENTS
TO THE ARTICLES OF ASSOCIATION
Management For   For  
  13.   AUTHORIZATION FOR PARTICIPATORY
NOTES AND OTHER AT1 INSTRUMENTS
Management For   For  
  14.   APPROVAL OF A DOMINATION AGREEMENT
WITH DEUTSCHE IMMOBILIEN LEASING
GMBH
Management For   For  
  15.   APPROVAL OF A DOMINATION AGREEMENT
WITH DEUTSCHE BANK (EUROPE) GMBH
Management For   For  
  CMA   COUNTERMOTION A Management Abstain      
  CMB   COUNTERMOTION B Management Abstain      
  DEUTSCHE BANK AG
  Security D18190898   Meeting Type Annual  
  Ticker Symbol DB                Meeting Date 22-May-2014
  ISIN DE0005140008   Agenda 934021180 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  2.    APPROPRIATION OF DISTRIBUTABLE PROFIT Management For   For  
  3.    RATIFICATION OF THE ACTS OF
MANAGEMENT OF THE MEMBERS OF THE
MANAGEMENT BOARD FOR THE 2013
FINANCIAL YEAR
Management For   For  
  4.    RATIFICATION OF THE ACTS OF
MANAGEMENT OF THE MEMBERS OF THE
SUPERVISORY BOARD FOR THE 2013
FINANCIAL YEAR
Management For   For  
  5.    ELECTION OF THE AUDITOR FOR THE 2014
FINANCIAL YEAR, INTERIM ACCOUNTS
Management For   For  
  6.    AUTHORIZATION TO ACQUIRE OWN SHARES
PURSUANT TO § 71 (1) NO. 8 STOCK
CORPORATION ACT AS WELL AS FOR THEIR
USE WITH THE POSSIBLE EXCLUSION OF
PRE-EMPTIVE RIGHTS
Management Against   Against  
  7.    AUTHORIZATION TO USE DERIVATIVES
WITHIN THE FRAMEWORK OF THE
PURCHASE OF OWN SHARES PURSUANT TO
§ 71 (1) NO. 8 STOCK CORPORATION ACT
Management For   For  
  8.    INCREASE IN THE LIMIT FOR VARIABLE
COMPENSATION COMPONENTS FOR THE
MANAGEMENT BOARD MEMBERS
Management For   For  
  9.    INCREASE IN THE LIMIT FOR VARIABLE
COMPENSATION COMPONENTS FOR
EMPLOYEES ETC
Management For   For  
  10.   AMENDMENTS TO THE ARTICLES OF
ASSOCIATION REGARDING SUPERVISORY
BOARD COMPENSATION
Management For   For  
  11.   NEW AUTHORIZED CAPITAL WITH
POSSIBILITY OF EXCLUDING
SHAREHOLDERS' PRE-EMPTIVE RIGHTS,
AMENDMENT OF THE ARTICLES OF
ASSOCIATION
Management Against   Against  
  12.   AUTHORIZATION FOR PARTICIPATORY
NOTES WITH WARRANTS AND/OR
CONVERTIBLE PARTICIPATORY NOTES,
OTHER AT1 INSTRUMENTS, BONDS WITH
WARRANTS AND CONVERTIBLE BONDS,
CONDITIONAL CAPITAL AND AMENDMENTS
TO THE ARTICLES OF ASSOCIATION
Management For   For  
  13.   AUTHORIZATION FOR PARTICIPATORY
NOTES AND OTHER AT1 INSTRUMENTS
Management For   For  
  14.   APPROVAL OF A DOMINATION AGREEMENT
WITH DEUTSCHE IMMOBILIEN LEASING
GMBH
Management For   For  
  15.   APPROVAL OF A DOMINATION AGREEMENT
WITH DEUTSCHE BANK (EUROPE) GMBH
Management For   For  
  CMA   COUNTERMOTION A Management Abstain      
  CMB   COUNTERMOTION B Management Abstain      
  HSBC HOLDINGS PLC
  Security 404280406   Meeting Type Annual  
  Ticker Symbol HSBC              Meeting Date 23-May-2014
  ISIN US4042804066   Agenda 933984076 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1     TO RECEIVE THE ANNUAL REPORT AND
ACCOUNTS 2013
Management For   For  
  2     TO APPROVE THE DIRECTORS'
REMUNERATION POLICY
Management For   For  
  3     TO APPROVE THE DIRECTORS'
REMUNERATION REPORT
Management For   For  
  4     TO APPROVE THE VARIABLE PAY CAP (SEE
SECTION 4 OF THE EXPLANATORY NOTES IN
THE NOTICE OF AGM FOR VOTING
THRESHOLD APPLICABLE TO THIS
RESOLUTION)
Management For   For  
  5A    TO ELECT KATHLEEN CASEY AS A
DIRECTOR
Management For   For  
  5B    TO ELECT SIR JONATHAN EVANS AS A
DIRECTOR
Management For   For  
  5C    TO ELECT MARC MOSES AS A DIRECTOR Management For   For  
  5D    TO ELECT JONATHAN SYMONDS AS A
DIRECTOR
Management For   For  
  5E    TO RE-ELECT SAFRA CATZ AS A DIRECTOR Management For   For  
  5F    TO RE-ELECT LAURA CHA AS A DIRECTOR Management For   For  
  5G    TO RE-ELECT MARVIN CHEUNG AS A
DIRECTOR
Management For   For  
  5H    TO RE-ELECT JOACHIM FABER AS A
DIRECTOR
Management For   For  
  5I    TO RE-ELECT RONA FAIRHEAD AS A
DIRECTOR
Management For   For  
  5J    TO RE-ELECT RENATO FASSBIND AS A
DIRECTOR
Management For   For  
  5K    TO RE-ELECT DOUGLAS FLINT AS A
DIRECTOR
Management For   For  
  5L    TO RE-ELECT STUART GULLIVER AS A
DIRECTOR
Management For   For  
  5M    TO RE-ELECT SAM LAIDLAW AS A DIRECTOR Management For   For  
  5N    TO RE-ELECT JOHN LIPSKY AS A DIRECTOR Management For   For  
  5O    TO RE-ELECT RACHEL LOMAX AS A
DIRECTOR
Management For   For  
  5P    TO RE-ELECT IAIN MACKAY AS A DIRECTOR Management For   For  
  5Q    TO RE-ELECT SIR SIMON ROBERTSON AS A
DIRECTOR
Management For   For  
  6     TO REAPPOINT KPMG AUDIT PLC AS
AUDITOR OF THE COMPANY TO HOLD
OFFICE UNTIL COMPLETION OF THE AUDIT
OF THE CONSOLIDATED ACCOUNTS FOR
THE YEAR ENDING 31 DECEMBER 2014
Management For   For  
  7     TO AUTHORISE THE GROUP AUDIT
COMMITTEE TO DETERMINE THE AUDITOR'S
REMUNERATION
Management For   For  
  8     TO AUTHORISE THE DIRECTORS TO ALLOT
SHARES
Management For   For  
  S9    TO DISAPPLY PRE-EMPTION RIGHTS
(SPECIAL RESOLUTION)
Management Against   Against  
  10    TO AUTHORISE THE DIRECTORS TO ALLOT
ANY REPURCHASED SHARES
Management For   For  
  11    TO AUTHORISE THE COMPANY TO
PURCHASE ITS OWN ORDINARY SHARES
Management For   For  
  12    TO AUTHORISE THE DIRECTORS TO ALLOT
EQUITY SECURITIES IN RELATION TO
CONTINGENT CONVERTIBLE SECURITIES
Management For   For  
  S13   TO DISAPPLY PRE-EMPTION RIGHTS IN
RELATION TO THE ISSUE OF CONTINGENT
CONVERTIBLE SECURITIES (SPECIAL
RESOLUTION)
Management Against   Against  
  S14   TO APPROVE GENERAL MEETINGS (OTHER
THAN ANNUAL GENERAL MEETINGS) BEING
CALLED ON 14 CLEAR DAYS' NOTICE
(SPECIAL RESOLUTION)
Management For   For  
  MERCK & CO., INC.
  Security 58933Y105   Meeting Type Annual  
  Ticker Symbol MRK               Meeting Date 27-May-2014
  ISIN US58933Y1055   Agenda 933975180 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: LESLIE A. BRUN Management For   For  
  1B.   ELECTION OF DIRECTOR: THOMAS R. CECH Management For   For  
  1C.   ELECTION OF DIRECTOR: KENNETH C.
FRAZIER
Management For   For  
  1D.   ELECTION OF DIRECTOR: THOMAS H.
GLOCER
Management For   For  
  1E.   ELECTION OF DIRECTOR: WILLIAM B.
HARRISON JR.
Management For   For  
  1F.   ELECTION OF DIRECTOR: C. ROBERT
KIDDER
Management For   For  
  1G.   ELECTION OF DIRECTOR: ROCHELLE B.
LAZARUS
Management For   For  
  1H.   ELECTION OF DIRECTOR: CARLOS E.
REPRESAS
Management For   For  
  1I.   ELECTION OF DIRECTOR: PATRICIA F.
RUSSO
Management For   For  
  1J.   ELECTION OF DIRECTOR: CRAIG B.
THOMPSON
Management For   For  
  1K.   ELECTION OF DIRECTOR: WENDELL P.
WEEKS
Management For   For  
  1L.   ELECTION OF DIRECTOR: PETER C.
WENDELL
Management For   For  
  2.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  3.    RATIFICATION OF THE APPOINTMENT OF
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014.
Management For   For  
  4.    SHAREHOLDER PROPOSAL CONCERNING
SHAREHOLDERS' RIGHT TO ACT BY
WRITTEN CONSENT.
Shareholder Against   For  
  5.    SHAREHOLDER PROPOSAL CONCERNING
SPECIAL SHAREOWNER MEETINGS.
Shareholder Against   For  
  TELEKOM AUSTRIA AG, WIEN
  Security A8502A102   Meeting Type Ordinary General Meeting 
  Ticker Symbol     Meeting Date 28-May-2014
  ISIN AT0000720008   Agenda 705235275 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1     PRESENTATION OF ANNUAL REPORTS Non-Voting        
  2     ALLOCATION OF NET PROFITS Management No Action      
  3     DISCHARGE OF BOD Management No Action      
  4     DISCHARGE OF SUPERVISORY BOARD Management No Action      
  5     REMUNERATION FOR SUPERVISORY BOARD Management No Action      
  6     ELECTION OF EXTERNAL AUDITOR Management No Action      
  7     REPORT OF BOD ON OWN SHS Non-Voting        
  8     AMENDMENT OF ARTICLES: PAR 11 (1,6) Management No Action      
  CMMT  06 MAY 2014: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN RECORD
DATE-TO 16 MAY 14. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN-UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Non-Voting        
  EXXON MOBIL CORPORATION
  Security 30231G102   Meeting Type Annual  
  Ticker Symbol XOM               Meeting Date 28-May-2014
  ISIN US30231G1022   Agenda 933975154 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 M.J. BOSKIN   For For  
      2 P. BRABECK-LETMATHE   For For  
      3 U.M. BURNS   For For  
      4 L.R. FAULKNER   For For  
      5 J.S. FISHMAN   For For  
      6 H.H. FORE   For For  
      7 K.C. FRAZIER   For For  
      8 W.W. GEORGE   For For  
      9 S.J. PALMISANO   For For  
      10 S.S REINEMUND   For For  
      11 R.W. TILLERSON   For For  
      12 W.C. WELDON   For For  
  2.    RATIFICATION OF INDEPENDENT AUDITORS Management For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION
Management Abstain   Against  
  4.    MAJORITY VOTE FOR DIRECTORS Shareholder Against   For  
  5.    LIMIT DIRECTORSHIPS Shareholder Against   For  
  6.    AMENDMENT OF EEO POLICY Shareholder Against   For  
  7.    REPORT ON LOBBYING Shareholder Against   For  
  8.    GREENHOUSE GAS EMISSIONS GOALS Shareholder Against   For  
  CHEVRON CORPORATION
  Security 166764100   Meeting Type Annual  
  Ticker Symbol CVX               Meeting Date 28-May-2014
  ISIN US1667641005   Agenda 933978011 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: L.F. DEILY Management For   For  
  1B.   ELECTION OF DIRECTOR: R.E. DENHAM Management For   For  
  1C.   ELECTION OF DIRECTOR: A.P. GAST Management For   For  
  1D.   ELECTION OF DIRECTOR: E. HERNANDEZ,
JR.
Management For   For  
  1E.   ELECTION OF DIRECTOR: J.M. HUNTSMAN,
JR.
Management For   For  
  1F.   ELECTION OF DIRECTOR: G.L. KIRKLAND Management For   For  
  1G.   ELECTION OF DIRECTOR: C.W. MOORMAN Management For   For  
  1H.   ELECTION OF DIRECTOR: K.W. SHARER Management For   For  
  1I.   ELECTION OF DIRECTOR: J.G. STUMPF Management For   For  
  1J.   ELECTION OF DIRECTOR: R.D. SUGAR Management For   For  
  1K.   ELECTION OF DIRECTOR: C. WARE Management For   For  
  1L.   ELECTION OF DIRECTOR: J.S. WATSON Management For   For  
  2.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
Management For   For  
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
Management Abstain   Against  
  4.    CHARITABLE CONTRIBUTIONS DISCLOSURE Shareholder Against   For  
  5.    LOBBYING DISCLOSURE Shareholder Against   For  
  6.    SHALE ENERGY OPERATIONS Shareholder Against   For  
  7.    INDEPENDENT CHAIRMAN Shareholder Against   For  
  8.    SPECIAL MEETINGS Shareholder Against   For  
  9.    INDEPENDENT DIRECTOR WITH
ENVIRONMENTAL EXPERTISE
Shareholder Against   For  
  10.   COUNTRY SELECTION GUIDELINES Shareholder Against   For  
  UNITEDHEALTH GROUP INCORPORATED
  Security 91324P102   Meeting Type Annual  
  Ticker Symbol UNH               Meeting Date 02-Jun-2014
  ISIN US91324P1021   Agenda 933993455 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: WILLIAM C.
BALLARD, JR.
Management For   For  
  1B.   ELECTION OF DIRECTOR: EDSON BUENO,
M.D.
Management For   For  
  1C.   ELECTION OF DIRECTOR: RICHARD T.
BURKE
Management For   For  
  1D.   ELECTION OF DIRECTOR: ROBERT J.
DARRETTA
Management For   For  
  1E.   ELECTION OF DIRECTOR: STEPHEN J.
HEMSLEY
Management For   For  
  1F.   ELECTION OF DIRECTOR: MICHELE J.
HOOPER
Management For   For  
  1G.   ELECTION OF DIRECTOR: RODGER A.
LAWSON
Management For   For  
  1H.   ELECTION OF DIRECTOR: DOUGLAS W.
LEATHERDALE
Management For   For  
  1I.   ELECTION OF DIRECTOR: GLENN M.
RENWICK
Management For   For  
  1J.   ELECTION OF DIRECTOR: KENNETH I. SHINE,
M.D.
Management For   For  
  1K.   ELECTION OF DIRECTOR: GAIL R.
WILENSKY, PH.D.
Management For   For  
  2.    ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  3.    RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
Management For   For  
  4.    THE SHAREHOLDER PROPOSAL SET FORTH
IN THE PROXY STATEMENT REQUESTING
CUMULATIVE VOTING, IF PROPERLY
PRESENTED AT THE 2014 ANNUAL MEETING
OF SHAREHOLDERS.
Shareholder Against   For  
  5.    THE SHAREHOLDER PROPOSAL SET FORTH
IN THE PROXY STATEMENT REQUESTING
ADDITIONAL LOBBYING DISCLOSURE, IF
PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
Shareholder Against   For  
  DEVON ENERGY CORPORATION
  Security 25179M103   Meeting Type Annual  
  Ticker Symbol DVN               Meeting Date 04-Jun-2014
  ISIN US25179M1036   Agenda 933987375 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 BARBARA M. BAUMANN   For For  
      2 JOHN E. BETHANCOURT   For For  
      3 ROBERT H. HENRY   For For  
      4 JOHN A. HILL   For For  
      5 MICHAEL M. KANOVSKY   For For  
      6 ROBERT A. MOSBACHER, JR   For For  
      7 J. LARRY NICHOLS   For For  
      8 DUANE C. RADTKE   For For  
      9 MARY P. RICCIARDELLO   For For  
      10 JOHN RICHELS   For For  
  2.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  3.    RATIFY THE APPOINTMENT OF THE
COMPANY'S INDEPENDENT AUDITORS FOR
2014.
Management For   For  
  4.    REPORT ON PLANS TO ADDRESS CLIMATE
CHANGE.
Shareholder Against   For  
  5.    REPORT DISCLOSING LOBBYING POLICY
AND ACTIVITY.
Shareholder Against   For  
  6.    REPORT ON LOBBYING ACTIVITIES RELATED
TO ENERGY POLICY AND CLIMATE CHANGE.
Shareholder Against   For  
  WAL-MART STORES, INC.
  Security 931142103   Meeting Type Annual  
  Ticker Symbol WMT               Meeting Date 06-Jun-2014
  ISIN US9311421039   Agenda 933993479 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For   For  
  1B.   ELECTION OF DIRECTOR: JAMES I. CASH,
JR.
Management For   For  
  1C.   ELECTION OF DIRECTOR: ROGER C.
CORBETT
Management For   For  
  1D.   ELECTION OF DIRECTOR: PAMELA J. CRAIG Management For   For  
  1E.   ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For   For  
  1F.   ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For   For  
  1G.   ELECTION OF DIRECTOR: TIMOTHY P.
FLYNN
Management For   For  
  1H.   ELECTION OF DIRECTOR: MARISSA A.
MAYER
Management For   For  
  1I.   ELECTION OF DIRECTOR: C. DOUGLAS
MCMILLON
Management For   For  
  1J.   ELECTION OF DIRECTOR: GREGORY B.
PENNER
Management For   For  
  1K.   ELECTION OF DIRECTOR: STEVEN S
REINEMUND
Management For   For  
  1L.   ELECTION OF DIRECTOR: JIM C. WALTON Management For   For  
  1M.   ELECTION OF DIRECTOR: S. ROBSON
WALTON
Management For   For  
  1N.   ELECTION OF DIRECTOR: LINDA S. WOLF Management For   For  
  2.    RATIFICATION OF ERNST & YOUNG LLP AS
INDEPENDENT ACCOUNTANTS
Management For   For  
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
Management Abstain   Against  
  4.    REQUEST FOR INDEPENDENT CHAIRMAN
POLICY
Shareholder Against   For  
  5.    REQUEST FOR ANNUAL REPORT ON
RECOUPMENT OF EXECUTIVE PAY
Shareholder Against   For  
  6.    REQUEST FOR ANNUAL REPORT ON
LOBBYING
Shareholder Against   For  
  PHILIPPINE LONG DISTANCE TELEPHONE CO.
  Security 718252604   Meeting Type Annual  
  Ticker Symbol PHI               Meeting Date 10-Jun-2014
  ISIN US7182526043   Agenda 934023576 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    APPROVAL OF THE AUDITED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2013 CONTAINED IN THE
COMPANY'S 2013 ANNUAL REPORT.
Management For   For  
  2.    DIRECTOR Management        
      1 MR. A.V. PANGANIBAN   For For  
      2 MR. PEDRO E. ROXAS   For For  
      3 MR. ALFRED V. TY   For For  
      4 MS. HELEN Y. DEE   For For  
      5 ATTY. RAY C. ESPINOSA   For For  
      6 MR. JAMES L. GO   For For  
      7 MR. SETSUYA KIMURA   For For  
      8 MR. N.L. NAZARENO   For For  
      9 MR. M.V. PANGILINAN   For For  
      10 MR. HIDEAKI OZAKI   For For  
      11 MS. MA. L.C. RAUSA-CHAN   For For  
      12 MR. JUAN B. SANTOS   For For  
      13 MR. TONY TAN CAKTIONG   For For  
  3.    APPROVAL OF AMENDMENT TO THE THIRD
ARTICLE OF THE ARTICLES OF
INCORPORATION TO INDICATE THAT THE
PLACE WHERE THE PRINCIPAL OFFICE OF
THE COMPANY IS TO BE ESTABLISHED OR
LOCATED IS AT RAMON COJUANGCO
BUILDING, MAKATI AVENUE, MAKATI CITY.
Management For   For  
  WEATHERFORD INTERNATIONAL LTD
  Security H27013103   Meeting Type Special 
  Ticker Symbol WFT               Meeting Date 16-Jun-2014
  ISIN CH0038838394   Agenda 934000299 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    ADOPT THE MERGER AGREEMENT
(WEATHERFORD SWITZERLAND INTO
WEATHERFORD IRELAND), A COPY OF
WHICH IS ATTACHED TO THE
ACCOMPANYING PROXY
STATEMENT/PROSPECTUS AS ANNEX A.
Management For   For  
  2.    APPROVE THE DISTRIBUTABLE PROFITS
PROPOSAL.
Management For   For  
  --    IF ALTERNATIVE MOTIONS UNDER THE
AGENDA ITEMS PUBLISHED IN THE NOTICE
OF EXTRAORDINARY GENERAL MEETING
AND/OR MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS (ARTICLE 700,
PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS) ARE PROPOSED AT THE
EXTRAORDINARY GENERAL MEETING, I/WE
INSTRUCT THE INDEPENDENT PROXY TO
VOTE AS FOLLOWS: MARK THE FOR BOX TO
VOTE ACCORDING TO THE MOTIONS OF THE
BOARD OF DIRECTORS. MARK THE AGAINST
BOX TO VOTE AGAINST
ALTERNATIVE/ADDITIONAL MOTIONS. MARK
THE ABSTAIN BOX TO ABSTAIN FROM
VOTING.
Management Abstain      
  WEATHERFORD INTERNATIONAL LTD
  Security H27013103   Meeting Type Special 
  Ticker Symbol WFT               Meeting Date 16-Jun-2014
  ISIN CH0038838394   Agenda 934033363 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    ADOPT THE MERGER AGREEMENT
(WEATHERFORD SWITZERLAND INTO
WEATHERFORD IRELAND), A COPY OF
WHICH IS ATTACHED TO THE
ACCOMPANYING PROXY
STATEMENT/PROSPECTUS AS ANNEX A.
Management For   For  
  2.    APPROVE THE DISTRIBUTABLE PROFITS
PROPOSAL.
Management For   For  
  --    IF ALTERNATIVE MOTIONS UNDER THE
AGENDA ITEMS PUBLISHED IN THE NOTICE
OF EXTRAORDINARY GENERAL MEETING
AND/OR MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS (ARTICLE 700,
PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS) ARE PROPOSED AT THE
EXTRAORDINARY GENERAL MEETING, I/WE
INSTRUCT THE INDEPENDENT PROXY TO
VOTE AS FOLLOWS: MARK THE FOR BOX TO
VOTE ACCORDING TO THE MOTIONS OF THE
BOARD OF DIRECTORS. MARK THE AGAINST
BOX TO VOTE AGAINST
ALTERNATIVE/ADDITIONAL MOTIONS. MARK
THE ABSTAIN BOX TO ABSTAIN FROM
VOTING.
Management Abstain      

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant The Gabelli Convertible and Income Securities Fund Inc.

 

By (Signature and Title)*   /s/ Bruce N. Alpert

Bruce N. Alpert, Principal Executive Officer

 

 

Date 8/13/14

 

*Print the name and title of each signing officer under his or her signature.