UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (2) | Â (3) | 10/01/2014 | Common Stock | 11,546 | $ 20.43 | D | Â |
Performance Shares (4) | Â (5) | Â (5) | Common Stock | 5,658 | $ (5) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Yospe Joseph F 551 5TH AVENUE SUITE 300 NEW YORK, X1 10176 |
 |  |  Controller |  |
Joseph F. Yospe | 01/03/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 7708 restricted stock units, and 41 associated dividend equivalent rights, granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the 2nd anniversary and 50% on the 4th anniversary of the date of grant, October 1, 2007, and will be settled in shares of common stock. Dividend equivalent rights accrue. |
(2) | Employee stock option grant under the 2006 Equity Incentive Plan |
(3) | 25% exercisable on 10/1/2008 and 25% on the anniversary date of each of the following 3 years |
(4) | 5,628 performance shares, and 30 associated dividend equivalent rights, granted under the 2006 Equity Incensive Plan, representing a contingent right to receive shares of common stock. Dividend rights accrue. |
(5) | Shares vest based on two-year profit margin and revenue targets in the period ending 10/31/2009. |