UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HealthCor Management, L.P. 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
 |  X |  |  |
HealthCor Capital, L.P. 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
 |  X |  |  |
HEALTHCOR HYBRID OFFSHORE LTD 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
 |  X |  |  |
HealthCor Associates, LLC 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
 |  X |  |  |
HealthCor Group, LLC 152 WEST 57TH STREET, 43RD FLOOR NEW YORKO, NY 10019 |
 |  X |  |  |
HEALTHCOR OFFSHORE LTD 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
 |  X |  |  |
HEALTHCOR L P 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
 |  X |  |  |
Cohen Arthur Bruce 12 S. MAIN ST. #203 NORWALK, CT 06854 |
 |  X |  |  |
Healey Joseph Patrick 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
 |  X |  |  |
HEALTHCOR MANAGEMENT, L.P., for itself and as manager on behalf of (i) HEALTHCOR OFFSHORE, LTD., and (ii) HEALTHCOR HYBRID OFFSHORE, LTD., By: HealthCor Associates, LLC, its general partner, By: /s/ John H. Coghlin, General Counsel | 11/12/2010 | |
**Signature of Reporting Person | Date | |
HEALTHCOR CAPITAL L.P., for itself and as manager on behalf of HEALTHCOR L.P., By: HealthCor Group, LLC, its general partner, By: /s/ John H. Coghlin, General Counsel | 11/12/2010 | |
**Signature of Reporting Person | Date | |
HEALTHCOR ASSOCIATES, LLC, By: /s/ John H. Coghlin, General Counsel | 11/12/2010 | |
**Signature of Reporting Person | Date | |
HEALTHCOR GROUP, LLC, By: /s/ John H. Coghlin, General Counsel | 11/12/2010 | |
**Signature of Reporting Person | Date | |
JOSEPH HEALEY, Individually, /s/ Joseph Healey | 11/12/2010 | |
**Signature of Reporting Person | Date | |
ARTHUR COHEN, Individually, /s/ Arthur Cohen | 11/12/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | HealthCor Management, L.P. is the investment manager of HealthCor, L.P., HealthCor Offshore Master Fund, L.P. and HealthCor Hybrid Offshore Master Fund, L.P., which are the direct beneficial owners of the securities reported herein. By virtue of their position as feeder funds, HealthCor Offshore, Ltd. and HealthCor Hybrid Offshore, Ltd. may be deemed beneficial owners of the shares of securities owned by HealthCor Offshore Master Fund, L.P., and HealthCor Hybrid Offshore Master Fund, L.P., respectively. The general partner of HealthCor, L.P. is HealthCor Capital, L.P. and the general partner of HealthCor Capital, L.P. is HealthCor Group, LLC. The general partner of HealthCor Offshore Master Fund, L.P. is HealthCor Offshore GP, LLC. |
(2) | (Continued from footnote 1) The general partner of HealthCor Hybrid Offshore Master Fund, L.P. is HealthCor Hybrid Offshore GP, LLC. HealthCor Group, LLC is the general partner of HealthCor Offshore GP, LLC and HealthCor Hybrid Offshore GP, LLC. HealthCor Associates, LLC is the general partner of HealthCor Management, L.P. and Arthur Cohen and Joseph Healey are the managers of HealthCor Associates, LLC. Each of the Reporting Persons disclaim beneficial ownership of any and all such securities in excess of its or their own actual pecuniary interest. |
 Remarks: HealthCor Management, L.P. is the designated filer on behalf of the reporting persons listed on Exhibit 99.1, attached hereto.  Due to the number of reporting persons, this is one of two Form 3s filed relating to the same securities. |