UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 13, 2007
SCM MICROSYSTEMS, INC.
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(Exact Name of Registrant as Specified in Its Charter)
Delaware 000-29440 77-0444317
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(State or Other Jurisdiction (Commission File Number) (IRS Employer
of Incorporation) Identification No.)
Oskar-Messter-Str. 13
85737 Ismaning
Germany
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(Address of Principal Executive Offices) (Zip code)
Registrant's Telephone Number, Including Area Code: +49 89 95 95 5000
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(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A2 below):
|_| Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02 Results of Operations and Financial Condition
The following information, including the text of the press release attached as
an exhibit to this Form 8-K, is furnished pursuant to Item 2.02 of Form 8-K,
"Results of Operations and Financial Condition."
The information contained in this Current Report, including Exhibit 99.1, is
being furnished and shall not be deemed "filed" for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended, or otherwise subject to the
liabilities of that Section. The information contained in this Current Report
shall not be incorporated by reference into any registration statement or other
document or filing under the Securities Act of 1933, as amended, except as shall
be expressly set forth by specific reference in such filing.
On November 13, 2007, SCM Microsystems, Inc. issued a press release announcing
financial results for its fiscal third quarter ended September 30, 2007.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits. 99.1 Press Release dated November 13, 2007.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this Current Report on Form 8-K to be signed on its
behalf by the undersigned hereunto duly authorized.
Dated: November 13, 2007 SCM MICROSYSTEMS, INC.
By: /s/ Stephan Rohaly
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Stephan Rohaly, Chief Financial
Officer and Secretary
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INDEX TO EXHIBITS
99.1 SCM Microsystems' Press Release dated November 13, 2007 announcing
financial results for the Company's fiscal third quarter ended September
30, 2007.
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