Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of Earliest Event Reported): November 6, 2007
 
ENERGY FOCUS, INC.
(Exact name of registrant as specified in its charter)
 
Delaware
 
0-24230
 
94-3021850
(State or Other Jurisdiction of Incorporation)
 
(Commission File Number)
 
(I.R.S. Employer
Identification Number)
 
 
 
 
 
32000 Aurora Road
 
 
Solon, Ohio
 
44139
(Address of principal executive offices)
 
(Zip Code)
 
(440) 715-1300
(Registrant’s telephone number,
including area code)
 
N/A
(Former name or former address, if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c))
 
 
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Item 2.02. Results of Operations and Financial Condition.
 
On November 6, 2007, Energy Focus, Inc. issued a press release regarding results for the quarter ended September 30, 2007, and hosted an investor conference call to discuss those results.
 
A copy of the press release is attached as Exhibit 99.1 to this report. A copy of the transcript of the investor conference call is attached as Exhibit 99.2 to this report.
 
The information in this Current Report is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities of that Section. The information in this Current Report shall not be incorporated by reference into any registration statement or other document filed pursuant to the Securities Act of 1933, except as shall be expressly set forth by specific reference in such a filing.
 
 Item 9.01. Financial Statements and Exhibits.
 
(c) Exhibits
 
Exhibit No.
 
Description
 
 
 
99.1
 
Press Release dated November 6, 2007 regarding results for the quarter ended September 30, 2007.
     
99.2
 
Transcript of Investor Conference Call held November 6, 2007 regarding results for the quarter ended September 30, 2007.
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 
 
Dated: November 12, 2007
     
 
ENERGY FOCUS, INC.
 
 		  
 		  
 
  By:  
/s/ John M. Davenport 
 
Name: John M. Davenport 
  Title:   Chief Executive Officer 
 
 
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EXHIBIT INDEX
 
Exhibit No.
 
Description
 
 
 
99.1
 
Press Release dated November 6, 2007 regarding results for the quarter ended September 30, 2007.
     
99.2
 
Transcript of Investor Conference Call held November 6, 2007 regarding results for the quarter ended September 30, 2007.

 
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