Minnesota
(State
or other jurisdiction
of
incorporation)
|
001-33407
(Commission
File
Number)
|
41-1458152
(IRS
Employer
Identification
No.)
|
o
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
|
o
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
|
o
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
|
o
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
(d)
|
Exhibits
|
4.22*
|
Form
of Series A, B and C Warrant
|
|
4.23*
|
Form
of Series D Warrant
|
|
5.1
|
Opinion
of Keller Rohrback PLC
|
|
10.62*
|
Letter
Agreement between IsoRay, Inc. and LifeTech Capital, a division of Aurora
Capital, LLC, dated October 27, 2010
|
|
10.63*
|
Form
of Securities Purchase Agreement by and among IsoRay, Inc. and the
signatories thereto, dated November 22, 2010
|
|
10.64*
|
Form
of Lock-Up Agreement
|
|
23.1
|
Consent
of Keller Rohrback PLC (included in Exhibit 5.1)
|
|
99.1*
|
Press
Release of IsoRay, Inc., dated November 22, 2010
|
|
IsoRay, Inc., a Minnesota corporation | |||
|
By:
|
/s/ Dwight Babcock | |
Dwight
Babcock, Chairman and CEO
|
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