UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): April
19, 2011
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State Street Corporation |
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(Exact name of registrant as specified in its charter) |
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Massachusetts |
001-07511 |
04-2456637 |
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(State of Incorporation)
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(Commission File Number)
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(IRS Employer Identification Number) |
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One Lincoln Street, Boston, Massachusetts |
02111 |
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(Address of principal executive offices) |
(Zip code) |
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Registrant's telephone number, including area code: |
(617) 786-3000 |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition.
On April 19, 2011, State Street Corporation issued a news release announcing its results of operations and related financial information for the first quarter of 2011. A copy of that news release is furnished herewith as Exhibit 99.1, and is incorporated herein by reference.
In addition, a copy of a slide presentation pertaining to State Street’s investment portfolio as of March 31, 2011, which will be referenced in connection with the investor conference call to be held by State Street on April 19, 2011, is furnished with this Form 8-K as Exhibit 99.2.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
State Street Corporation’s news release dated April 19, 2011, announcing first quarter 2011 results of operations and related financial information, is furnished herewith as Exhibit 99.1, and a slide presentation pertaining to State Street’s investment portfolio which will be made available in connection with the investor conference call referenced in the April 19, 2011 news release, is furnished herewith as Exhibit 99.2.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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STATE STREET CORPORATION |
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By: |
/s/ James J. Malerba |
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| Name: |
James J. Malerba |
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| Title: |
Executive Vice President, |
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Corporate Controller and |
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Chief Accounting Officer |
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Date: |
April 19, 2011 |
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EXHIBIT INDEX
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Exhibit No. |
Description |
| 99.1 |
News release dated April 19, 2011, announcing first quarter 2011 results of operations and related financial information. |
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99.2 |
Slide presentation pertaining to State Street’s investment portfolio as of March 31, 2011. |