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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Series D Convertible Preferred Stock (3) | Â | Â | Â | 3 | Â | Â | Â (1) | Â (1) | Common Stock | Â | 199,993 | By Trust | ||
Series G Convertible Preferred Stock (3) | Â | Â | Â | 3 | Â | Â | Â (2) | Â (2) | Common Stock | Â | 17,142 | By Trust | ||
Series D Convertible Preferred Stock (4) | Â | 04/03/2012 | Â | C4 | Â | 142,850 | Â (1) | Â (1) | Common Stock | $ 0 | 0 | By Trust | ||
Series G Convertible Preferred Stock (4) | Â | 04/03/2012 | Â | C4 | Â | 17,142 | Â (2) | Â (2) | Common Stock | $ 0 | 0 | By Trust |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mulroy Robert J. C/O MERRIMACK PHARMACEUTICALS, INC. ONE KENDALL SQUARE, SUITE B7201 CAMBRIDGE, MA 02139 |
 X |  |  President and CEO |  |
/s/ Jeffrey A. Munsie, attorney-in-fact | 02/13/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share of Series D Convertible Preferred Stock automatically converted into one share of Common Stock upon the closing of the issuer's initial public offering and had no expiration date. |
(2) | Each share of Series G Convertible Preferred Stock automatically converted into one share of Common Stock upon the closing of the issuer's initial public offering and had no expiration date. |
(3) | These shares are held by a family trust of which the reporting person is a trustee. Such shares were inadvertently omitted from the reporting person's Form 3 filed on February 1, 2012. |
(4) | These shares are held by a family trust of which the reporting person is a trustee. This transaction was inadvertently omitted from the reporting person's Form 4 filed on April 5, 2012. |
(5) | This transaction was initially reported on a Form 4 filed by the reporting person on June 19, 2012 and is being amended to correct the amount of securities beneficially owned following the reported transaction. |