1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option (right to buy)
(6)
|
02/15/2009 |
02/14/2018 |
Common shares
|
11,300
|
$
26.7
|
D
|
Â
|
Option (right to buy)
(6)
|
02/15/2010 |
02/14/2018 |
Common shares
|
11,300
|
$
26.7
|
D
|
Â
|
Option (right to buy)
(6)
|
02/15/2011 |
02/14/2018 |
Common shares
|
11,300
|
$
26.7
|
D
|
Â
|
Option (right to buy)
(6)
|
02/20/2010 |
02/19/2019 |
Common shares
|
5,900
|
$
26.02
|
D
|
Â
|
Option (right to buy)
(6)
|
02/20/2011 |
02/19/2019 |
Common shares
|
5,900
|
$
26.02
|
D
|
Â
|
Option (right to buy)
(6)
|
02/20/2012 |
02/19/2019 |
Common shares
|
5,900
|
$
26.02
|
D
|
Â
|
Option (right to buy)
(7)
|
02/19/2011 |
02/18/2020 |
Common shares
|
4,467
|
$
26.19
|
D
|
Â
|
Option (right to buy)
(7)
|
02/19/2012 |
02/18/2020 |
Common shares
|
4,466
|
$
26.19
|
D
|
Â
|
Option (right to buy)
(7)
|
02/19/2013 |
02/18/2020 |
Common shares
|
4,467
|
$
26.19
|
D
|
Â
|
Option (right to buy)
(7)
|
02/18/2012 |
02/17/2021 |
Common shares
|
5,767
|
$
22.39
|
D
|
Â
|
Option (right to buy)
(7)
|
02/18/2013 |
02/17/2021 |
Common shares
|
5,766
|
$
22.39
|
D
|
Â
|
Option (right to buy)
(7)
|
02/18/2014 |
02/17/2021 |
Common shares
|
5,767
|
$
22.39
|
D
|
Â
|
Option (right to buy)
(7)
|
02/17/2013 |
02/16/2022 |
Common shares
|
7,334
|
$
27.03
|
D
|
Â
|
Option (right to buy)
(7)
|
02/17/2014 |
02/16/2022 |
Common shares
|
7,333
|
$
27.03
|
D
|
Â
|
Option (right to buy)
(7)
|
02/17/2015 |
02/16/2022 |
Common shares
|
7,333
|
$
27.03
|
D
|
Â
|
Option (right to buy)
(7)
|
07/15/2013 |
02/19/2014 |
Common shares
|
21,108
|
$
33.37
|
D
|
Â
|
Option (right to buy)
(7)
|
02/15/2014 |
02/14/2023 |
Common shares
|
19,934
|
$
34.94
|
D
|
Â
|
Option (right to buy)
(7)
|
02/15/2015 |
02/14/2023 |
Common shares
|
19,933
|
$
34.94
|
D
|
Â
|
Option (right to buy)
(7)
|
02/15/2016 |
02/14/2023 |
Common shares
|
19,933
|
$
34.94
|
D
|
Â
|
Option (right to buy)
(7)
|
08/20/2013 |
02/19/2014 |
Common shares
|
1,545
|
$
35.08
|
D
|
Â
|
Option (right to buy)
(3)
(6)
|
07/20/2008 |
07/19/2017 |
Common shares
|
1,034
|
$
25.76
|
I
|
By spouse
|
Option (right to buy)
(3)
(6)
|
07/20/2009 |
07/19/2017 |
Common shares
|
1,033
|
$
25.76
|
I
|
By spouse
|
Option (right to buy)
(3)
(6)
|
07/20/2010 |
07/19/2017 |
Common shares
|
1,033
|
$
25.76
|
I
|
By spouse
|
Option (right to buy)
(3)
(6)
|
02/15/2009 |
02/14/2018 |
Common shares
|
1,067
|
$
26.7
|
I
|
By spouse
|
Option (right to buy)
(3)
(6)
|
02/15/2010 |
02/14/2018 |
Common shares
|
1,067
|
$
26.7
|
I
|
By spouse
|
Option (right to buy)
(3)
(6)
|
02/15/2011 |
02/14/2018 |
Common shares
|
1,066
|
$
26.7
|
I
|
By spouse
|
Option (right to buy)
(3)
(7)
|
08/20/2013 |
02/19/2014 |
Common shares
|
2,715
|
$
35.08
|
I
|
By spouse
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Balance in the Abbott Laboratories Stock Retirement Trust as of 9/16/13. |
(2) |
Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable. |
(3) |
The reporting person disclaims beneficial ownership of all securities held by his spouse. |
(4) |
Balance held by spouse in the Abbott Laboratories Stock Retirement Trust as of 9/16/13. The reporting person disclaims beneficial ownership of these securities. |
(5) |
Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities. |
(6) |
Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. |
(7) |
Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. |