1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
04/21/2009(1)
|
04/21/2016(3)
|
Common Stock
|
20,000
|
$
48.45
|
D
|
Â
|
Employee Stock Option (right to buy)
|
12/06/2013(1)
|
12/06/2020(3)
|
Common Stock
|
45,000
|
$
13.83
|
D
|
Â
|
Employee Stock Option (right to buy)
|
12/11/2014(2)
|
12/11/2021(3)
|
Common Stock
|
25,000
|
$
26.99
|
D
|
Â
|
Employee Stock Option (right to buy)
|
09/17/2015(1)
|
12/10/2022(3)
|
Common Stock
|
30,000
|
$
37.36
|
D
|
Â
|
Employee Stock Option (right to buy)
|
10/30/2016(4)
|
10/30/2023(3)
|
Common Stock
|
217,822
|
$
26.96
|
D
|
Â
|
Restricted Stock Units
|
Â
(7)
|
Â
(7)
|
Common Stock
|
6,978.8919
|
$
(5)
|
D
|
Â
|
Restricted Stock Units
|
Â
(6)(8)
|
Â
(8)
|
Common Stock
|
4,333.1832
|
$
(5)
|
D
|
Â
|
Restricted Stock Units
|
Â
(6)(9)
|
Â
(9)
|
Common Stock
|
6,807.8919
|
$
(5)
|
D
|
Â
|
Restricted Stock Units
|
Â
(10)
|
Â
(10)
|
Common Stock
|
153,202.1323
|
$
(5)
|
D
|
Â
|
Restricted Stock Units
|
Â
(11)
|
Â
(11)
|
Common Stock
|
64,911
|
$
(5)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This option became exercisable beginning on this date. |
(2) |
This option will become exercisable in three equal annual installments beginning on this date. |
(3) |
This option is no longer exercisable beginning on this date. |
(4) |
The performance contingent stock options will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date. |
(5) |
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
(6) |
On 07/29/15 the Issuer announced approved amendments to certain outstanding long-term incentive awards that were originally scheduled to vest between 09/18/15 and 12/31/15, to provide for the accelerated vesting on 09/17/15. |
(7) |
On 07/26/13 the reporting person was granted 20,000 restricted stock units ("RSUs"), 6,666 of which vested on 07/26/14, 6,667 of which vested on 07/26/15, and 6,667 of which will vest on 07/26/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 includes 311.8919 vested dividend equivalent rights accrued but not released since the grant date. |
(8) |
On 12/11/13 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 12/11/14, 4,167 of which vested early on 09/17/15, and 4,167 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 includes 166.1832 vested dividend equivalent rights accrued but not released since the grant date. |
(9) |
On 12/10/14 the reporting person was granted 10,000 RSUs, 3,333 of which vested early on 09/17/15, 3,333 of which will vest on 12/10/16, and 3,334 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 includes 140.8919 vested dividend equivalent rights accrued but not released since the grant date. |
(10) |
On 03/18/15 the reporting person was granted 151,378 RSUs, 50,459 of which will vest on each of 03/18/16 and 03/18/17, and 50,460 of which will vest on 03/18/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 includes 1,824.132 vested dividend equivalent rights accrued but not released since the grant date. |
(11) |
On 10/30/15 the reporting person was granted 64,911 RSUs, 21,637 of which will vest on each of 10/30/16, 10/30/17, and 10/30/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. |