1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option Right To Buy
(1)
|
09/15/2006(2)
|
Â
(3)
|
Common Stock
|
119,966
|
$
1.67
|
D
|
Â
|
Stock Option Right To Buy
(1)
|
09/15/2006(2)
|
Â
(4)
|
Common Stock
|
327,157
|
$
5.42
|
D
|
Â
|
Stock Option Right To Buy
(1)
|
09/15/2006(2)
|
Â
(5)
|
Common Stock
|
340,785
|
$
7.65
|
D
|
Â
|
Stock Option Right To Buy
(1)
|
09/15/2006(2)
|
12/09/2012 |
Common Stock
|
242,340
|
$
5.02
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Formerly options to acquire shares of common stock of RSA Security Inc. ("RSA") held by the reporting Person. In connection with the closing of the acquisition (the "Acquisition") of RSA by EMC Corporation ("EMC") on September 15, 2006, each outstanding option to acquire RSA common stock was converted into an option to acquire 2.423 shares of EMC Common stock. |
(2) |
These options were either fully vested and exercisable prior to the closing of the Acquisition or became fully vested and exercisable in connection with such closing. |
(3) |
14,545 options expire on 4/22/09. 14,545 options expire on 4/22/10. 45,438 options expire on 1/22/09. 45,438 options expire on 1/22/10. |
(4) |
36,350 options expire on 2/18/12. 36,350 options expire on 2/11/11. 36,351 options expire on 8/18/11. 36,351 options expire on 5/18/12. 36,351 options expire on 8/18/12. 36,351 options expire on 11/18/12. 36,351 options expire on 11/18/10. 36,351 options expire on 11/18/11. 36,351 options expire on 5/18/11. |
(5) |
37,865 options expire on each of the following dates: 9/28/10, 12/28/10, 3/28/11, 6/28/11, 9/28/11, 12/28/11, 3/28/12, 6/28/12, and 9/28/12. |