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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21989
ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND
(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
1633 BROADWAY, NEW YORK, NY 10019
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICE)
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC
1633 BROADWAY
NEW YORK, NY 10019
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 212-739-3000
DATE OF FISCAL YEAR END: JANUARY 31
DATE OF REPORTING PERIOD: JULY 1, 2013 THROUGH JUNE 30, 2014
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ITEM 1. PROXY VOTING RECORD
Registrant : AllianzGI Equity & Convertible Income Fund
Fund Name : AllianzGI Equity & Convertible Income Fund
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect P. George Benson Mgmt For For For
4 Elect Wolfgang Deml Mgmt For For For
5 Elect Luiz Fernando Mgmt For For For
Furlan
6 Elect George E. Minnich Mgmt For For For
7 Elect Martin H. Mgmt For For For
Richenhagen
8 Elect Gerald L. Shaheen Mgmt For For For
9 Elect Mallika Srinivasan Mgmt For For For
10 Elect Hendrikus Visser Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
__________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect William B. Gordon Mgmt For For For
5 Elect Jamie S. Gorelick Mgmt For For For
6 Elect Alain Monie Mgmt For For For
7 Elect Jonathan Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 05/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert H. Mgmt For For For
Benmosche
2 Elect W. Don Cornwell Mgmt For For For
3 Elect Peter R. Fisher Mgmt For For For
4 Elect John Fitzpatrick Mgmt For For For
5 Elect William G. Mgmt For For For
Jurgensen
6 Elect Christopher S. Mgmt For For For
Lynch
7 Elect Arthur C. Martinez Mgmt For For For
8 Elect George L. Miles, Mgmt For Against Against
Jr.
9 Elect Henry S. Miller Mgmt For For For
10 Elect Robert S. Miller Mgmt For For For
11 Elect Suzanne Nora Mgmt For For For
Johnson
12 Elect Ronald A. Mgmt For For For
Rittenmeyer
13 Elect Douglas M. Mgmt For For For
Steenland
14 Elect Theresa M. Stone Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Restatement of Mgmt For For For
Protective Amendment
to the Certificate of
Incorporation
17 Ratification of the Tax Mgmt For For For
Asset Protection
Plan
18 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank J. Biondi, Mgmt For For For
Jr.
3 Elect Robert A. Bradway Mgmt For For For
4 Elect Francois de Mgmt For For For
Carbonnel
5 Elect Vance D. Coffman Mgmt For Against Against
6 Elect Robert A. Eckert Mgmt For For For
7 Elect Greg C. Garland Mgmt For For For
8 Elect Rebecca M. Mgmt For For For
Henderson
9 Elect Frank C. Herringer Mgmt For For For
10 Elect Tyler Jacks Mgmt For For For
11 Elect Judith C. Pelham Mgmt For For For
12 Elect Ronald D. Sugar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Amphenol Corporation
Ticker Security ID: Meeting Date Meeting Status
APH CUSIP 032095101 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald P. Badie Mgmt For For For
2 Elect Stanley L. Clark Mgmt For For For
3 Elect David P. Falck Mgmt For For For
4 Elect Edward G. Jepsen Mgmt For For For
5 Elect Andrew E. Lietz Mgmt For For For
6 Elect Martin H. Loeffler Mgmt For For For
7 Elect John R. Lord Mgmt For For For
8 Elect R. Adam Norwitt Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 2014 Executive Mgmt For For For
Incentive
Plan
11 Amendment to the 2009 Mgmt For Against Against
Stock Purchase and
Option
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Steven Farris Mgmt For For For
2 Elect A. D. Frazier, Jr. Mgmt For For For
3 Elect Amy H. Nelson Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William V. Mgmt For For For
Campbell
1.2 Elect Timothy D. Cook Mgmt For For For
1.3 Elect Millard S. Drexler Mgmt For For For
1.4 Elect Albert A. Gore, Mgmt For For For
Jr.
1.5 Elect Robert A. Iger Mgmt For For For
1.6 Elect Andrea Jung Mgmt For For For
1.7 Elect Arthur D. Levinson Mgmt For For For
1.8 Elect Ronald D. Sugar Mgmt For For For
2 Technical Amendment to Mgmt For For For
Articles
3 Eliminate Blank Check Mgmt For For For
Authority to Issue
Preferred
Stock
4 Establish a Par Value Mgmt For For For
for the Company's
Common Stock of
$0.00001 Per
Share
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 2014 Employee Stock Plan Mgmt For For For
8 Shareholder Proposal ShrHldr Against Against For
Regarding Formation of
Human Rights
Committee
9 Shareholder Proposal ShrHldr Against Against For
Regarding
Sustainability-Related
Trade Association
Memberships
10 Shareholder Proposal ShrHldr N/A Abstain N/A
Regarding Share
Buybacks
11 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Mollie Hale Carter Mgmt For For For
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald E. Mgmt For For For
Felsinger
6 Elect Antonio dos Mgmt For For For
Santos Maciel
Neto
7 Elect Patrick J. Moore Mgmt For For For
8 Elect Thomas F. O'Neill Mgmt For For For
9 Elect Francisco Sanchez Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin R. Mgmt For For For
Westbrook
12 Elect Patricia A. Woertz Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Assured Guaranty Ltd.
Ticker Security ID: Meeting Date Meeting Status
AGO CUSIP G0585R106 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francisco L. Mgmt For Withhold Against
Borges
1.2 Elect G. Lawrence Buhl Mgmt For Withhold Against
1.3 Elect Stephen A. Cozen Mgmt For For For
1.4 Elect Dominic J. Mgmt For For For
Frederico
1.5 Elect Bonnie L. Howard Mgmt For For For
1.6 Elect Patrick W. Kenny Mgmt For For For
1.7 Elect Simon W. Leathes Mgmt For For For
1.8 Elect Robin Monro-Davies Mgmt For For For
1.9 Elect Michael T. O'Kane Mgmt For For For
1.10 Elect Yukiko Omura Mgmt For For For
1.11 Elect Wilbur L. Ross, Mgmt For Withhold Against
Jr.
1.12 Elect Howard W. Albert Mgmt For For For
1.13 Elect Robert A. Mgmt For For For
Bailenson
1.14 Elect Russell B. Mgmt For For For
Brewer,
II
1.15 Elect Gary Burnet Mgmt For For For
1.16 Elect Stephen Donnarumma Mgmt For For For
1.17 Elect Dominic J. Mgmt For For For
Frederico
1.18 Elect James M. Michener Mgmt For For For
1.19 Elect Robert B. Mills Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 2004 Mgmt For Against Against
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Ratification of Auditor Mgmt For For For
for Company
Subsidiary
________________________________________________________________________________
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wayne T. Hockmeyer Mgmt For For For
2 Elect Robert L. Mgmt For For For
Parkinson,
Jr.
3 Elect Thomas T. Mgmt For For For
Stallkamp
4 Elect Albert P.L. Mgmt For For For
Stroucken
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
8 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David L. Calhoun Mgmt For For For
2 Elect Arthur D. Mgmt For For For
Collins,
Jr.
3 Elect Linda Z. Cook Mgmt For For For
4 Elect Kenneth M. Mgmt For For For
Duberstein
5 Elect Edmund P. Mgmt For For For
Giambastiani,
Jr.
6 Elect Lawrence W. Mgmt For For For
Kellner
7 Elect Edward M. Liddy Mgmt For For For
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Ronald A. Williams Mgmt For For For
11 Elect Mike S. Zafirovski Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2003 Mgmt For For For
Incentive Stock
Plan
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
17 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122207 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect Lewis B. Campbell Mgmt For Against Against
3 Elect James M. Cornelius Mgmt For For For
4 Elect Laurie H. Glimcher Mgmt For For For
5 Elect Michael Grobstein Mgmt For For For
6 Elect Alan J. Lacy Mgmt For For For
7 Elect Thomas J. Lynch Mgmt For For For
8 Elect Dinesh Paliwal Mgmt For For For
9 Elect Vicki L. Sato Mgmt For For For
10 Elect Gerald L. Storch Mgmt For For For
11 Elect Togo D. West, Jr. Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol A. Bartz Mgmt For For For
2 Elect Marc Benioff Mgmt For For For
3 Elect Gregory Q. Brown Mgmt For For For
4 Elect M. Michele Burns Mgmt For For For
5 Elect Michael D. Mgmt For For For
Capellas
6 Elect John T. Chambers Mgmt For For For
7 Elect Brian L. Halla Mgmt For For For
8 Elect John L. Hennessy Mgmt For Against Against
9 Elect Kristina M. Mgmt For For For
Johnson
10 Elect Roderick C. Mgmt For For For
McGeary
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven M. West Mgmt For For For
13 Amendment to the 2005 Mgmt For For For
Stock Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy Advice
Contest
________________________________________________________________________________
Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 19126100 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Ronald W. Allen Mgmt For For For
3 Elect Ana Botin Mgmt For For For
4 Elect Howard G. Buffett Mgmt For For For
5 Elect Richard M. Daley Mgmt For For For
6 Elect Barry Diller Mgmt For Against Against
7 Elect Helene D. Gayle Mgmt For For For
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Alexis M. Herman Mgmt For For For
10 Elect Muhtar Kent Mgmt For For For
11 Elect Robert A. Kotick Mgmt For For For
12 Elect Maria Elena Mgmt For For For
Lagomasino
13 Elect Sam Nunn Mgmt For For For
14 Elect James D. Robinson Mgmt For For For
III
15 Elect Peter V. Ueberroth Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 2014 Equity Plan Mgmt For Against Against
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N200 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Sheldon M. Mgmt For For For
Bonovitz
1.3 Elect Edward D. Breen Mgmt For For For
1.4 Elect Joseph J. Collins Mgmt For Withhold Against
1.5 Elect J. Michael Cook Mgmt For For For
1.6 Elect Gerald L. Hassell Mgmt For Withhold Against
1.7 Elect Jeffrey A. Mgmt For For For
Honickman
1.8 Elect Eduardo G. Mestre Mgmt For For For
1.9 Elect Brian L. Roberts Mgmt For For For
1.10 Elect Ralph J. Roberts Mgmt For For For
1.11 Elect Johnathan A. Mgmt For For For
Rodgers
1.12 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
5 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan L. Decker Mgmt For For For
1.2 Elect Richard M. Mgmt For Withhold Against
Libenson
1.3 Elect John W. Meisenbach Mgmt For Withhold Against
1.4 Elect Charles T. Munger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against For Against
Regarding Simple
Majority
Vote
5 Repeal of Classified Mgmt Abstain For Against
Board
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Bowles Mgmt For For For
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Charles O. Mgmt For For For
Holliday,
Jr.
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 2.44199e+008 02/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Clayton M. Jones Mgmt For For For
7 Elect Joachim Milberg Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Thomas H. Patrick Mgmt For For For
11 Elect Sherry M. Smith Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Tisch Mgmt For Against Against
2 Elect Marc Edwards Mgmt For For For
3 Elect John R. Bolton Mgmt For For For
4 Elect Charles L. Mgmt For For For
Fabrikant
5 Elect Paul G. Gaffney II Mgmt For For For
6 Elect Edward Grebow Mgmt For For For
7 Elect Herbert C. Hofmann Mgmt For For For
8 Elect Kenneth I. Siegel Mgmt For For For
9 Elect Clifford M Sobel Mgmt For For For
10 Elect Andrew H. Tisch Mgmt For For For
11 Elect Raymond S. Troubh Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
Incentive Compensation
Plan for Executive
Officers
15 Equity Incentive Mgmt For For For
Compensation
Plan
16 Shareholder Proposal ShrHldr Against Against For
Regarding Board
Diversity
________________________________________________________________________________
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael W. Brown Mgmt For For For
2 Elect Randolph L. Cowen Mgmt For For For
3 Elect Gail Deegan Mgmt For For For
4 Elect James S. DiStasio Mgmt For For For
5 Elect John R. Egan Mgmt For For For
6 Elect William D. Green Mgmt For For For
7 Elect Edmund F. Kelly Mgmt For For For
8 Elect Jami Miscik Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David N. Strohm Mgmt For For For
11 Elect Joseph M. Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
15 Shareholder Proposal ShrHldr Against Against For
Regarding
Incorporation of
Values in Political
Spending
________________________________________________________________________________
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Elect Maureen S. Bateman Mgmt For For For
3 Elect Leo P. Denault Mgmt For For For
4 Elect Kirkland H. Donald Mgmt For For For
5 Elect Gary W. Edwards Mgmt For For For
6 Elect Alexis M. Herman Mgmt For For For
7 Elect Donald C. Hintz Mgmt For For For
8 Elect Stuart L. Levenick Mgmt For For For
9 Elect Blanche L. Lincoln Mgmt For For For
10 Elect Stewart C. Myers Mgmt For For For
11 Elect Steven V. Mgmt For For For
Wilkinson
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding
Decommissioning of
Indian Point Nuclear
Reactors
15 Shareholder Proposal ShrHldr Against Against For
Regarding Reporting on
Nuclear
Safety
____________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Ann C. Berzin Mgmt For For For
3 Elect John A. Canning Mgmt For For For
Jr.
4 Elect Christopher M. Mgmt For For For
Crane
5 Elect Yves C. de Balmann Mgmt For For For
6 Elect Nicholas Mgmt For For For
DeBenedictis
7 Elect Nelson A. Diaz Mgmt For For For
8 Elect Sue Ling Gin Mgmt For For For
9 Elect Paul L. Joskow Mgmt For For For
10 Elect Robert J. Lawless Mgmt For For For
11 Elect Richard W. Mies Mgmt For For For
12 Elect William C. Mgmt For For For
Richardson
13 Elect John W. Rogers, Mgmt For For For
Jr.
14 Elect Mayo A. Shattuck Mgmt For For For
III
15 Elect Stephen D. Mgmt For For For
Steinour
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For Against Against
Executive
Compensation
18 Renewal of the Annual Mgmt For For For
Incentive Plan for
Senior
Executives
19 Shareholder Proposal ShrHldr Against Against For
Regarding Pay
Ratio
________________________________________________________________________________
Fluor Corporation
Ticker Security ID: Meeting Date Meeting Status
FLR CUSIP 343412102 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter K. Barker Mgmt For For For
2 Elect Alan M. Bennett Mgmt For For For
3 Elect Rosemary T. Mgmt For For For
Berkery
4 Elect Peter J. Fluor Mgmt For Against Against
5 Elect James T. Hackett Mgmt For For For
6 Elect Deborah D. Mgmt For For For
McWhinney
7 Elect Dean R. O'Hare Mgmt For Against Against
8 Elect Armando J. Olivera Mgmt For For For
9 Elect Joseph W. Prueher Mgmt For For For
10 Elect Matthew K. Rose Mgmt For For For
11 Elect David T. Seaton Mgmt For For For
12 Elect Nader H. Sultan Mgmt For For For
13 Elect Lynn C. Swann Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Director Restricted Mgmt For For For
Stock
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Ford Motor Company
Ticker Security ID: Meeting Date Meeting Status
F CUSIP 345370860 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen G. Butler Mgmt For For For
2 Elect Kimberly A. Mgmt For For For
Casiano
3 Elect Anthony F. Mgmt For Against Against
Earley,
Jr.
4 Elect Edsel B. Ford II Mgmt For Against Against
5 Elect William C. Ford, Mgmt For For For
Jr.
6 Elect Richard A. Mgmt For For For
Gephardt
7 Elect James P. Hackett Mgmt For For For
8 Elect James H. Hance, Mgmt For For For
Jr.
9 Elect William W. Helman Mgmt For For For
IV
10 Elect Jon M. Huntsman, Mgmt For Against Against
Jr.
11 Elect John C. Lechleiter Mgmt For For For
12 Elect Ellen R. Marram Mgmt For Against Against
13 Elect Alan Mulally Mgmt For For For
14 Elect Homer A. Neal Mgmt For For For
15 Elect Gerald L. Shaheen Mgmt For For For
16 Elect John L. Thornton Mgmt For Against Against
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For Against Against
Executive
Compensation
19 2014 Stock Plan for Mgmt For For For
Non-Employee
Directors
20 Shareholder Proposal ShrHldr Against For Against
Regarding
Recapitalization
21 Shareholder Proposal ShrHldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Freeport-McMoran Copper & Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/17/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard C. Mgmt For For For
Adkerson
1.2 Elect Robert J. Mgmt For For For
Allison,
Jr.
1.3 Elect Alan R. Mgmt For For For
Buckwalter,
III
1.4 Elect Robert A. Day Mgmt For For For
1.5 Elect James C. Flores Mgmt For For For
1.6 Elect Gerald J. Ford Mgmt For For For
1.7 Elect Thomas A. Fry III Mgmt For For For
1.8 Elect H. Devon Graham, Mgmt For For For
Jr.
1.9 Elect Lydia H. Kennard Mgmt For For For
1.10 Elect Charles C. Krulak Mgmt For For For
1.11 Elect Bobby Lee Lackey Mgmt For For For
1.12 Elect Jon C. Madonna Mgmt For For For
1.13 Elect Dustan E. McCoy Mgmt For For For
1.14 Elect James R. Moffett Mgmt For For For
1.15 Elect Stephen H. Siegele Mgmt For For For
1.16 Elect Frances Fragos Mgmt For For For
Townsend
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Annual Incentive Plan Mgmt For For For
5 Shareholder Proposal ShrHldr Against Against For
Regarding
Environmental
Expertise on
Board
________________________________________________________________________________
Freeport-McMoran Copper & Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 07/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard C. Mgmt For For For
Adkerson
1.2 Elect Robert J. Mgmt For Withhold Against
Allison,
Jr.
1.3 Elect Alan R. Mgmt For For For
Buckwalter,
III
1.4 Elect Robert A. Day Mgmt For Withhold Against
1.5 Elect James C. Flores Mgmt For For For
1.6 Elect Gerald J. Ford Mgmt For Withhold Against
1.7 Elect Thomas A. Fry III Mgmt For For For
1.8 Elect H. Devon Graham, Mgmt For For For
Jr.
1.9 Elect Charles C. Krulak Mgmt For For For
1.10 Elect Bobby Lee Lackey Mgmt For For For
1.11 Elect Jon C. Madonna Mgmt For For For
1.12 Elect Dustan E. McCoy Mgmt For For For
1.13 Elect James R. Moffett Mgmt For For For
1.14 Elect B. M. Rankin, Jr. Mgmt For Withhold Against
1.15 Elect Stephen H. Siegele Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against Against For
Regarding
Environmental
Expertise on
Board
5 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
6 Shareholder Proposal ShrHldr Against Against For
Regarding Board
Diversity
7 Shareholder Proposal ShrHldr Against For Against
Regarding Right to
Call a Special
Meeting
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Karen Katen Mgmt For For For
11 Elect Mark Vadon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against For Against
Regarding Right to
Call a Special
Meeting
15 Shareholder Proposal ShrHldr Against Against For
Regarding Employment
Diversity
Report
________________________________________________________________________________
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Geoffrey Mgmt For For For
Beattie
2 Elect John J. Brennan Mgmt For For For
3 Elect James I. Cash, Jr. Mgmt For For For
4 Elect Francisco D'Souza Mgmt For For For
5 Elect Marijn E. Dekkers Mgmt For For For
6 Elect Ann M. Fudge Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect Jeffrey R. Immelt Mgmt For For For
9 Elect Andrea Jung Mgmt For For For
10 Elect Robert W. Lane Mgmt For For For
11 Elect Rochelle B. Mgmt For For For
Lazarus
12 Elect James J. Mulva Mgmt For For For
13 Elect James E. Rohr Mgmt For For For
14 Elect Mary L. Schapiro Mgmt For For For
15 Elect Robert J. Mgmt For For For
Swieringa
16 Elect James S. Tisch Mgmt For Against Against
17 Elect Douglas A. Warner Mgmt For For For
III
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal ShrHldr Against Against For
Regarding Cumulative
Voting
21 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares
22 Shareholder Proposal ShrHldr Against Against For
Regarding Double Board
Nominees
23 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
24 Shareholder Proposal ShrHldr Against Against For
Regarding Cessation of
All Stock Options and
Bonuses
25 Shareholder Proposal ShrHldr Against Against For
Regarding Sale of
Company
________________________________________________________________________________
General Motors Co.
Ticker Security ID: Meeting Date Meeting Status
GM CUSIP 37045V100 06/10/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph J. Ashton Mgmt For For For
2 Elect Mary T. Barra Mgmt For For For
3 Elect Erroll B. Davis, Mgmt For Against Against
Jr.
4 Elect Stephen J. Girsky Mgmt For Against Against
5 Elect E. Neville Isdell Mgmt For Against Against
6 Elect Kathryn V. Mgmt For Against Against
Marinello
7 Elect Michael G. Mullen Mgmt For For For
8 Elect James J. Mulva Mgmt For Against Against
9 Elect Patricia F. Russo Mgmt For Against Against
10 Elect Thomas M. Schoewe Mgmt For For For
11 Elect Theodore M. Solso Mgmt For For For
12 Elect Carol M. Mgmt For For For
Stephenson
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 2014 Short-Term Mgmt For For For
Incentive
Plan
17 2014 Long-Term Mgmt For For For
Incentive
Plan
18 Shareholder Proposal ShrHldr Against Against For
Regarding Cumulative
Voting
19 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
________________________________________________________________________________
Genworth Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
GNW CUSIP 37247D106 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Mgmt For For For
Bolinder
2 Elect G. Kent Conrad Mgmt For For For
3 Elect Melina E. Higgins Mgmt For For For
4 Elect Nancy J. Karch Mgmt For For For
5 Elect Thomas J. Mgmt For For For
McInerney
6 Elect Christine B. Mead Mgmt For For For
7 Elect David M. Moffett Mgmt For For For
8 Elect Thomas E. Moloney Mgmt For For For
9 Elect James A. Parke Mgmt For For For
10 Elect James S. Riepe Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Cogan Mgmt For For For
2 Elect Etienne F. Mgmt For For For
Davignon
3 Elect Carla A. Hills Mgmt For For For
4 Elect Kevin E. Lofton Mgmt For For For
5 Elect John W. Madigan Mgmt For For For
6 Elect John C. Martin Mgmt For For For
7 Elect Nicholas G. Moore Mgmt For For For
8 Elect Richard J. Whitley Mgmt For For For
9 Elect Gayle E. Wilson Mgmt For For For
10 Elect Per Wold-Olsen Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
15 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHldr Against Against For
Regarding Linking
Executive Pay to
Patient
Access
________________________________________________________________________________
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric E. Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect Diane B. Greene Mgmt For For For
1.6 Elect John L. Hennessy Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul S. Otellini Mgmt For For For
1.9 Elect K. Ram Shriram Mgmt For For For
1.10 Elect Shirley M. Mgmt For For For
Tilghman
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHldr Against For Against
Regarding
Recapitalization
5 Shareholder Proposal ShrHldr Against For Against
Regarding Lobbying
Report
6 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
7 Shareholder Proposal ShrHldr Against Against For
Regarding Tax Policy
Principles
8 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Harris Corporation
Ticker Security ID: Meeting Date Meeting Status
HRS CUSIP 413875105 10/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Brown Mgmt For For For
2 Elect Peter W. Chiarelli Mgmt For For For
3 Elect Thomas A. Dattilo Mgmt For For For
4 Elect Terry D. Growcock Mgmt For For For
5 Elect Lewis Hay, III Mgmt For For For
6 Elect Vyomesh Joshi Mgmt For For For
7 Elect Karen Katen Mgmt For For For
8 Elect Stephen P. Kaufman Mgmt For For For
9 Elect Leslie F. Kenne Mgmt For For For
10 Elect David B. Rickard Mgmt For For For
11 Elect James C. Stoffel Mgmt For For For
12 Elect Gregory T. Mgmt For For For
Swienton
13 Elect Hansel E. Tookes Mgmt For For For
II
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando M. Codina Mgmt For Against Against
8 Elect Helena B. Foulkes Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Karen Katen Mgmt For For For
11 Elect Mark Vadon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against For Against
Regarding Right to
Call a Special
Meeting
15 Shareholder Proposal ShrHldr Against Against For
Regarding Employment
Diversity
Report
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect Andy D. Bryant Mgmt For For For
3 Elect Susan L. Decker Mgmt For For For
4 Elect John J. Donahoe Mgmt For For For
5 Elect Reed E. Hundt Mgmt For For For
6 Elect Brian M. Krzanich Mgmt For For For
7 Elect James D. Plummer Mgmt For For For
8 Elect David S. Pottruck Mgmt For For For
9 Elect Frank D. Yeary Mgmt For For For
10 Elect David B. Yoffie Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain J. P. Belda Mgmt For Against Against
2 Elect William R. Brody Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Michael L. Eskew Mgmt For Against Against
5 Elect David N. Farr Mgmt For For For
6 Elect Shirley A. Jackson Mgmt For For For
7 Elect Andrew N. Liveris Mgmt For Against Against
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect James W. Owens Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Elect Joan E. Spero Mgmt For For For
12 Elect Sidney Taurel Mgmt For For For
13 Elect Lorenzo H. Mgmt For Against Against
Zambrano
Trevino
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Re-approve Performance Mgmt For For For
Goals of the Company's
Long-Term Incentive
Awards
17 2014 Employees Stock Mgmt For For For
Purchase
Plan
18 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
20 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Intuitive Surgical, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISRG CUSIP 46120E602 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Amal M. Johnson Mgmt For For For
1.2 Elect Eric H. Halvorson Mgmt For For For
1.3 Elect Alan J. Levy Mgmt For For For
1.4 Elect Craig H. Barratt Mgmt For For For
1.5 Elect Floyd D. Loop Mgmt For For For
1.6 Elect George Stalk Jr. Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Johnson Controls, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 01/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Natalie A. Black Mgmt For Withhold Against
1.2 Elect Raymond L. Conner Mgmt For For For
1.3 Elect William H. Lacy Mgmt For For For
1.4 Elect Alex A. Molinaroli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Joy Global Inc.
Ticker Security ID: Meeting Date Meeting Status
JOY CUSIP 481165108 03/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward L. Doheny Mgmt For For For
II
1.2 Elect Steven L. Gerard Mgmt For For For
1.3 Elect John T. Gremp Mgmt For For For
1.4 Elect John N. Hanson Mgmt For For For
1.5 Elect Gale E. Klappa Mgmt For For For
1.6 Elect Richard B. Loynd Mgmt For Withhold Against
1.7 Elect P. Eric Siegert Mgmt For For For
1.8 Elect James H. Tate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reuben V. Anderson Mgmt For For For
2 Elect Robert D. Beyer Mgmt For For For
3 Elect David B. Dillon Mgmt For For For
4 Elect Susan J. Kropf Mgmt For For For
5 Elect David B. Lewis Mgmt For For For
6 Elect W. Rodney McMullen Mgmt For For For
7 Elect Jorge P. Montoya Mgmt For For For
8 Elect Clyde R. Moore Mgmt For For For
9 Elect Susan M. Phillips Mgmt For For For
10 Elect Steven R. Rogel Mgmt For For For
11 Elect James A. Runde Mgmt For For For
12 Elect Ronald L. Sargent Mgmt For For For
13 Elect Bobby S. Shackouls Mgmt For For For
14 2014 Long-Term Mgmt For For For
Incentive and Cash
Bonus
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHldr Against Against For
Regarding Human Rights
Report
18 Shareholder Proposal ShrHldr Against Against For
Regarding Extended
Producer
Responsibility
________________________________________________________________________________
L-3 Communications Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LLL CUSIP 502424104 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ann E. Dunwoody Mgmt For For For
2 Elect Vincent Pagano, Mgmt For For For
Jr.
3 Elect Henry Hugh Shelton Mgmt For For For
4 Elect Michael T. Mgmt For For For
Strianese
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect Richard H. Lenny Mgmt For For For
3 Elect Walter E. Massey Mgmt For For For
4 Elect Cary D. McMillan Mgmt For For For
5 Elect Sheila A. Penrose Mgmt For For For
6 Elect John W. Rogers, Mgmt For For For
Jr.
7 Elect Roger W. Stone Mgmt For For For
8 Elect Miles D. White Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Reapproval of Material Mgmt For For For
Terms Under the 2009
Cash Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/31/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect John H. Hammergren Mgmt For For For
4 Elect Alton F. Irby III Mgmt For Against Against
5 Elect M. Christine Mgmt For For For
Jacobs
6 Elect Marie L. Knowles Mgmt For For For
7 Elect David M. Lawrence Mgmt For For For
8 Elect Edward A. Mueller Mgmt For For For
9 Elect Jane E. Shaw Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 2013 Stock Plan Mgmt For For For
13 Amendment to the 2000 Mgmt For For For
Employee Stock
Purchase
Plan
14 Restoration of Right to Mgmt For For For
Call a Special
Meeting
15 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares
18 Shareholder Proposal ShrHldr Against For Against
Regarding Recoupment
Report
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Kenneth C. Frazier Mgmt For For For
4 Elect Thomas H. Glocer Mgmt For For For
5 Elect William B. Mgmt For For For
Harrison,
Jr.
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Rochelle B. Mgmt For For For
Lazarus
8 Elect Carlos E. Represas Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Craig B. Thompson Mgmt For For For
11 Elect Wendell P. Weeks Mgmt For For For
12 Elect Peter C. Wendell Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHldr Against Against For
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl W. Grise Mgmt For For For
2 Elect Carlos M. Mgmt For For For
Gutierrez
3 Elect R. Glenn Hubbard Mgmt For For For
4 Elect Steven A. Mgmt For For For
Kandarian
5 Elect John M. Keane Mgmt For For For
6 Elect Alfred F. Kelly, Mgmt For For For
Jr.
7 Elect William E. Kennard Mgmt For For For
8 Elect James M. Kilts Mgmt For For For
9 Elect Catherine R. Mgmt For For For
Kinney
10 Elect Denise M. Morrison Mgmt For For For
11 Elect Kenton J. Mgmt For For For
Sicchitano
12 Elect Lulu C. Wang Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 2015 Stock and Mgmt For For For
Incentive Compensation
Plan
16 Non-Management Director Mgmt For For For
Stock Compensation
Plan
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven A. Ballmer Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William H. Gates Mgmt For For For
III
4 Elect Maria Klawe Mgmt For For For
5 Elect Stephen J. Luczo Mgmt For For For
6 Elect David F. Marquardt Mgmt For For For
7 Elect Charles H. Noski Mgmt For For For
8 Elect Helmut G. W. Panke Mgmt For For For
9 Elect John W. Thompson Mgmt For Against Against
10 Approval of the Mgmt For For For
Material Terms of the
Executive Officer
Incentive
Plan
11 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Laura K. Ipsen Mgmt For For For
3 Elect William U. Parfet Mgmt For For For
4 Elect George H. Poste Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHldr Against Against For
Regarding Labeling of
Genetically Modified
Foods
8 Shareholder Proposal ShrHldr Against Against For
Regarding Genetically
Modified
Organisms
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Merrill A. Mgmt For For For
Miller,
Jr.
2 Elect Clay C. Williams Mgmt For For For
3 Elect Greg L. Armstrong Mgmt For For For
4 Elect Robert E. Mgmt For For For
Beauchamp
5 Elect Marcela E. Donadio Mgmt For For For
6 Elect Ben A. Guill Mgmt For For For
7 Elect David D. Harrison Mgmt For For For
8 Elect Roger L. Jarvis Mgmt For For For
9 Elect Eric L. Mattson Mgmt For For For
10 Elect Jeffery A. Smisek Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 09/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel J. Mgmt For For For
Warmenhoven
2 Elect Nicholas G. Moore Mgmt For For For
3 Elect Thomas Georgens Mgmt For For For
4 Elect Jeffry R. Allen Mgmt For For For
5 Elect Alan L. Earhart Mgmt For For For
6 Elect Gerald D. Held Mgmt For For For
7 Elect T. Michael Nevens Mgmt For For For
8 Elect George T. Shaheen Mgmt For For For
9 Elect Robert T. Wall Mgmt For For For
10 Elect Richard P. Wallace Mgmt For For For
11 Elect Tor R. Braham Mgmt For For For
12 Elect Kathryn M. Hill Mgmt For For For
13 Amendments to the 1999 Mgmt For Against Against
Stock Option
Plan
14 Amendment to the ESPP Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Remove Supermajority Mgmt For For For
Voting Standard for
Future Amendments to
the
Bylaws
17 Remove Supermajority Mgmt For For For
Voting Standard for
Future Amendments to
the
Certificate
18 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
19 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NRG Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NRG CUSIP 629377508 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kirbyjon H. Mgmt For For For
Caldwell
2 Elect Lawrence S. Coben Mgmt For For For
3 Elect David W. Crane Mgmt For For For
4 Elect Terry G. Dallas Mgmt For For For
5 Elect Paul W. Hobby Mgmt For For For
6 Elect Edward R. Muller Mgmt For For For
7 Elect Evan J. Mgmt For For For
Silverstein
8 Elect Thomas H. Mgmt For For For
Weidemeyer
9 Elect Walter R. Young Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of Amended and Mgmt For For For
Restated Employee
Stock Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard I. Atkins Mgmt For For For
3 Elect Eugene L. Mgmt For For For
Batchelder
4 Elect Stephen I. Chazen Mgmt For For For
5 Elect Edward P. Mgmt For For For
Djerejian
6 Elect John E. Feick Mgmt For For For
7 Elect Margaret M. Foran Mgmt For For For
8 Elect Carlos M. Mgmt For For For
Gutierrez
9 Elect William R. Klesse Mgmt For Against Against
10 Elect Avedick B. Mgmt For For For
Poladian
11 Elect Elisse B. Walter Mgmt For For For
12 Waive Director Age Mgmt For For For
Restriction Policy for
Edward P.
Djerejian
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amend Certificate to Mgmt For For For
Permit Action by
Written
Consent
15 Amend Bylaws to Mgmt For For For
Separate Chairman and
CEO
Roles
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
18 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Membership in Lobbying
Organizations
19 Shareholder Proposal ShrHldr Against Against For
Regarding Hydraulic
Fracturing
20 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Emissions and Flaring
Reporting and
Reduction
Targets
________________________________________________________________________________
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/31/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Berg Mgmt For For For
1.2 Elect Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael J. Boskin Mgmt For For For
1.4 Elect Safra A. Catz Mgmt For Withhold Against
1.5 Elect Bruce R. Chizen Mgmt For Withhold Against
1.6 Elect George H. Conrades Mgmt For Withhold Against
1.7 Elect Lawrence J. Mgmt For For For
Ellison
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey O. Henley Mgmt For For For
1.10 Elect Mark V. Hurd Mgmt For For For
1.11 Elect Naomi O. Seligman Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 2000 Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHldr Against Against For
Regarding Human Rights
Committee
6 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHldr Against Against For
Regarding Counting
Abstentions
8 Shareholder Proposal ShrHldr Against For Against
Regarding the Use of
Multiple Metrics for
Executive Performance
Measures
9 Shareholder Proposal ShrHldr Against Against For
Regarding Shareholder
Approval of Specific
Performance Metrics in
Equity Compensation
Plans
________________________________________________________________________________
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704549104 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory H. Boyce Mgmt For For For
1.2 Elect William A. Coley Mgmt For For For
1.3 Elect William E. James Mgmt For For For
1.4 Elect Robert B. Karn III Mgmt For For For
1.5 Elect Henry E. Lentz Mgmt For Withhold Against
1.6 Elect Robert A. Malone Mgmt For For For
1.7 Elect William C. Rusnack Mgmt For For For
1.8 Elect Michael W. Mgmt For For For
Sutherlin
1.9 Elect John F. Turner Mgmt For For For
1.10 Elect Sandra A. Van Mgmt For For For
Trease
1.11 Elect Alan H. Washkowitz Mgmt For For For
1.12 Elect Heather A. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shona L. Brown Mgmt For For For
2 Elect George W. Buckley Mgmt For For For
3 Elect Ian M. Cook Mgmt For For For
4 Elect Dina Dublon Mgmt For For For
5 Elect Rona A. Fairhead Mgmt For For For
6 Elect Ray L. Hunt Mgmt For For For
7 Elect Alberto Ibarguen Mgmt For For For
8 Elect Indra K. Nooyi Mgmt For For For
9 Elect Sharon Percy Mgmt For For For
Rockefeller
10 Elect James J. Schiro Mgmt For For For
11 Elect Lloyd G. Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Alberto Weisser Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approval of Executive Mgmt For For For
Incentive Compensation
Plan
17 Shareholder Proposal ShrHldr Against Against For
Regarding Approval of
Political
Contributions
Policy
18 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis Chew Mgmt For For For
2 Elect Anthony F. Mgmt For For For
Earley,
Jr.
3 Elect Fred J. Fowler Mgmt For For For
4 Elect Maryellen C. Mgmt For Against Against
Herringer
5 Elect Richard C. Kelly Mgmt For For For
6 Elect Roger H. Kimmel Mgmt For For For
7 Elect Richard A. Meserve Mgmt For For For
8 Elect Forrest E. Miller Mgmt For For For
9 Elect Rosendo G. Parra Mgmt For For For
10 Elect Barbara L. Rambo Mgmt For For For
11 Elect Barry Lawson Mgmt For For For
Williams
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 2014 Long-Term Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frederick M. Mgmt For For For
Bernthal
2 Elect John W. Conway Mgmt For For For
3 Elect Philip G. Cox Mgmt For For For
4 Elect Steven G. Elliott Mgmt For For For
5 Elect Louise K. Goeser Mgmt For For For
6 Elect Stuart E. Graham Mgmt For For For
7 Elect Stuart Heydt Mgmt For For For
8 Elect Raja Rajamannar Mgmt For For For
9 Elect Craig A. Rogerson Mgmt For For For
10 Elect William H. Spence Mgmt For For For
11 Elect Natica von Althann Mgmt For For For
12 Elect Keith H. Mgmt For For For
Williamson
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHldr Against For Against
Regarding Report on
Political
Spending
16 Shareholder Proposal ShrHldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Prudential Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Mgmt For For For
Baltimore,
Jr.
2 Elect Gordon M. Bethune Mgmt For For For
3 Elect Gilbert F. Mgmt For For For
Casellas
4 Elect James G. Cullen Mgmt For For For
5 Elect Mark B. Grier Mgmt For For For
6 Elect Constance J. Mgmt For For For
Horner
7 Elect Martina Mgmt For For For
Hund-Mejean
8 Elect Karl J. Krapek Mgmt For For For
9 Elect Christine A. Poon Mgmt For For For
10 Elect Douglas A. Mgmt For For For
Scovanner
11 Elect John R. Strangfeld Mgmt For For For
12 Elect James A. Unruh Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara T. Mgmt For For For
Alexander
2 Elect Donald G. Mgmt For For For
Cruickshank
3 Elect Raymond V. Mgmt For For For
Dittamore
4 Elect Susan Hockfield Mgmt For For For
5 Elect Thomas W. Horton Mgmt For For For
6 Elect Paul E. Jacobs Mgmt For For For
7 Elect Sherry Lansing Mgmt For For For
8 Elect Steven M. Mgmt For For For
Mollenkopf
9 Elect Duane A. Nelles Mgmt For For For
10 Elect Clark T. Randt, Mgmt For For For
Jr.
11 Elect Francisco Ros Mgmt For For For
12 Elect Jonathan J. Mgmt For For For
Rubinstein
13 Elect Brent Scowcroft Mgmt For For For
14 Elect Marc I. Stern Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Tony Isaac Mgmt For For For
3 Elect K.V. Kamath Mgmt For For For
4 Elect Maureen Kempston Mgmt For For For
Darkes
5 Elect Paal Kibsgaard Mgmt For For For
6 Elect Nikolay Mgmt For For For
Kudryavtsev
7 Elect Michael E. Marks Mgmt For For For
8 Elect Lubna Olayan Mgmt For For For
9 Elect Leo Rafael Reif Mgmt For For For
10 Elect Tore I. Sandvold Mgmt For For For
11 Elect Henri Seydoux Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Financial Mgmt For For For
Statements/Dividends
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William W. Bradley Mgmt For For For
3 Elect Robert M. Gates Mgmt For For For
4 Elect Mellody Hobson Mgmt For For For
5 Elect Kevin R. Johnson Mgmt For For For
6 Elect Olden Lee Mgmt For For For
7 Elect Joshua C. Ramo Mgmt For For For
8 Elect James G. Shennan, Mgmt For For For
Jr.
9 Elect Clara Shih Mgmt For For For
10 Elect Javier G. Teruel Mgmt For For For
11 Elect Myron E. Ullman Mgmt For For For
III
12 Elect Craig E. Weatherup Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHldr Against Against For
Regarding Prohibition
of Political
Spending
16 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Swift Transportation Co.
Ticker Security ID: Meeting Date Meeting Status
SWFT CUSIP 87074U101 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerry Moyes Mgmt For For For
1.2 Elect Richard H. Dozer Mgmt For For For
1.3 Elect David Vander Ploeg Mgmt For For For
1.4 Elect Glenn Brown Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2014 Omnibus Incentive Mgmt For For For
Plan
4 Shareholder Proposal ShrHldr Against For Against
Regarding
Recapitalization
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne S. Austin Mgmt For Against Against
2 Elect Douglas M. Baker, Mgmt For For For
Jr.
3 Elect Calvin Darden Mgmt For For For
4 Elect Henrique de Castro Mgmt For For For
5 Elect James A. Johnson Mgmt For Against Against
6 Elect Mary E. Minnick Mgmt For For For
7 Elect Anne M. Mulcahy Mgmt For Against Against
8 Elect Derica W. Rice Mgmt For For For
9 Elect Kenneth L. Salazar Mgmt For For For
10 Elect John G. Stumpf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHldr Against Against For
Regarding Elimination
of
Perquisites
14 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
15 Shareholder Proposal ShrHldr Against Against For
Regarding Prohibiting
Discrimination
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 02/24/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CEO Employment Terms Mgmt For For For
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 8.81624e+008 08/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Moshe Many Mgmt For For For
2 Elect Arie S. Belldegrun Mgmt For For For
3 Elect Amir Elstein Mgmt For For For
4 Elect Yitzhak Peterburg Mgmt For For For
5 Cash Bonus for Mgmt For For For
President and
CEO
6 Vote FOR if you have a Mgmt N/A Against N/A
personal interest in
item; otherwise, vote
AGAINST. You may not
abstain. If you vote
FOR, please provide an
explanation to your
account
manager.
7 Bonus Plan for Mgmt For For For
President and
CEO
8 Vote FOR if you have a Mgmt N/A Against N/A
personal interest in
item; otherwise, vote
AGAINST. You may not
abstain. If you vote
FOR, please provide an
explanation to your
account
manager.
9 Approval of Mgmt For For For
Compensation
Policy
10 Vote FOR if you have a Mgmt N/A Against N/A
personal interest in
item; otherwise, vote
AGAINST. You may not
abstain. If you vote
FOR, please provide an
explanation to your
account
manager.
11 Allocation of Mgmt For For For
Profits/Dividends
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/17/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph W. Babb, Jr. Mgmt For For For
2 Elect Mark A. Blinn Mgmt For For For
3 Elect Daniel A. Carp Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Ronald Kirk Mgmt For For For
6 Elect Pamela H. Patsley Mgmt For For For
7 Elect Robert E. Sanchez Mgmt For For For
8 Elect Wayne R. Sanders Mgmt For For For
9 Elect Ruth J. Simmons Mgmt For For For
10 Elect Richard K. Mgmt For For For
Templeton
11 Elect Christine Todd Mgmt For For For
Whitman
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approve the 2014 Stock Mgmt For For For
Purchase
Plan
15 Approve Performance Mgmt For For For
Criteria of the 2009
Long-Term Incentive
Plan
________________________________________________________________________________
Textron Inc.
Ticker Security ID: Meeting Date Meeting Status
TXT CUSIP 883203101 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott C. Donnelly Mgmt For For For
2 Elect Kathleen M. Bader Mgmt For For For
3 Elect R. Kerry Clark Mgmt For For For
4 Elect James T. Conway Mgmt For For For
5 Elect Ivor J. Evans Mgmt For For For
6 Elect Lawrence K. Fish Mgmt For For For
7 Elect Paul E. Gagne Mgmt For For For
8 Elect Dain M. Hancock Mgmt For For For
9 Elect Lord Powell of Mgmt For For For
Bayswater
KCMG
10 Elect Lloyd G. Trotter Mgmt For For For
11 Elect James L. Ziemer Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Angela F. Braly Mgmt For For For
2 Elect Kenneth I. Mgmt For For For
Chenault
3 Elect Scott D. Cook Mgmt For For For
4 Elect Susan D. Mgmt For For For
Desmond-Hellmann
5 Elect Alan G. Lafley Mgmt For For For
6 Elect Terry J. Lundgren Mgmt For For For
7 Elect W. James Mgmt For For For
McNerney,
Jr.
8 Elect Margaret C. Mgmt For For For
Whitman
9 Elect Mary Agnes Mgmt For For For
Wilderotter
10 Elect Patricia A. Woertz Mgmt For For For
11 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
12 Ratification of Auditor Mgmt For For For
13 Elimination of Mgmt For For For
Supermajority
Requirement
14 2013 Non-Employee Mgmt For For For
Directors' Stock
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerry D. Choate Mgmt For For For
2 Elect Joseph W Gorder Mgmt For For For
3 Elect William R. Klesse Mgmt For For For
4 Elect Deborah P. Majoras Mgmt For For For
5 Elect Donald L. Nickles Mgmt For For For
6 Elect Phillip J. Mgmt For For For
Pfeiffer
7 Elect Robert A. Profusek Mgmt For For For
8 Elect Susan K. Purcell Mgmt For For For
9 Elect Stephen M. Waters Mgmt For For For
10 Elect Randall J. Mgmt For For For
Weisenburger
11 Elect Rayford Wilkins Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Stockholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
15 Shareholder Proposal ShrHldr Against Against For
Regarding Greenhouse
Gas Emissions
Reporting and
Reduction
Targets
16 Shareholder Proposal ShrHldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 01/28/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Meeting Mgmt For Against Against
________________________________________________________________________________
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shellye L. Mgmt For For For
Archambeau
2 Elect Richard L. Carrion Mgmt For For For
3 Elect Melanie L. Healey Mgmt For For For
4 Elect M. Frances Keeth Mgmt For For For
5 Elect Robert W. Lane Mgmt For For For
6 Elect Lowell C. McAdam Mgmt For For For
7 Elect Donald T. Mgmt For For For
Nicolaisen
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Rodney E. Slater Mgmt For For For
10 Elect Kathryn A. Tesija Mgmt For For For
11 Elect Gregory D. Wasson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Adoption of Proxy Access Mgmt For For For
15 Shareholder Proposal ShrHldr Against Against For
Regarding Network
Neutrality
16 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHldr Against Against For
Regarding Approval of
Severance
Agreements
18 Shareholder Proposal ShrHldr Against For Against
Regarding Right to
Call a Special
Meeting
19 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
20 Shareholder Proposal ShrHldr Against Against For
Regarding Counting
Shareholder
Votes
________________________________________________________________________________
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary B. Cranston Mgmt For Against Against
2 Elect Francisco Javier Mgmt For For For
Fernandez
Carbajal
3 Elect Alfred F. Kelly, Mgmt For For For
Jr.
4 Elect Robert W. Mgmt For For For
Matschullat
5 Elect Cathy E. Minehan Mgmt For For For
6 Elect Suzanne Nora Mgmt For For For
Johnson
7 Elect David J. PANG Mgmt For For For
8 Elect Charles W. Scharf Mgmt For For For
9 Elect William S. Mgmt For For For
Shanahan
10 Elect John A.C. Swainson Mgmt For For For
11 Elect Maynard G. Webb, Mgmt For For For
Jr.
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 06/16/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication from Mgmt For For For
Switzerland to
Ireland
2 Distribution of Profit Mgmt For For For
Reserves
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290102 04/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Michael S. Mgmt For For For
McGavick
3 Elect Anne L. Stevens Mgmt For For For
4 Elect John M. Vereker Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Renewal of Authority to Mgmt For For For
Issue Shares with
Preemptive
Rights
8 Renewal of Authority to Mgmt For For For
Issue Shares without
Preemptive
Rights
9 Amendments to Articles Mgmt For For For
of
Association
10 Extend the Term of the Mgmt For For For
Directors Stock and
Option
Plan
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant): AllianzGI Equity & Convertible Income Fund
By (Signature and Title)*: /s/ Julian F. Sluyters
---------------------------------------------
Name: Julian F. Sluyters
Title: President and Chief Executive Officer
Date: August 27, 2014
* Print the name and title of each signing officer under his or her signature.