UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
American Depositary Shares | Â (2) | Â (2) | Ordinary Shares, par value $0.10 per share | 5,000 (1) | $ (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LAWRENCE EDWARD P ROPES & GRAY LLP ONE INTERNATIONAL PLACE BOSTON, MA 02110 |
 X |  |  |  |
/s/ Jonathan J. Doyle, as Attorney in Fact | 09/19/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Form 3, filed on July 30, 2007, incorrectly reported beneficial ownership of American Depositary Shares ("ADS") as Ordinary Shares, as if such ADSs had been converted to Ordinary Shares at the applicable ratio of two (2) Ordinary Shares per ADS. While the total holding in equity interests of INVESCO PLC was thus correctly reported, this amendment clarifies that Mr. Lawrence held 10,771 Ordinary Shares and 2,500 ADSs (representing the right to receive an aggregate of 5,000 Ordinary Shares) as of the above filing date. |
(2) | Not applicable. |