UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KA Fund Advisors LLC 1800 AVENUE OF THE STARS, SECOND FLOOR LOS ANGELES, CA 90067 |
 |  X |  | See Exhibit 99.1 |
KAYNE ANDERSON CAPITAL ADVISORS LP 1800 AVENUE OF THE STARS, SECOND FLOOR LOS ANGELES, CA 90067 |
 |  X |  | See Exhibit 99.1 |
KAYNE ANDERSON INVESTMENT MANAGEMENT INC 1800 AVENUE OF THE STARS, SECOND FLOOR LOS ANGELES, CA 90067 |
 |  X |  | See Exhibit 99.1 |
KA Holdings Inc 1800 AVENUE OF THE STARS, SECOND FLOOR LOS ANGELES, CA 90067 |
 |  X |  | See Exhibit 99.1 |
KAYNE RICHARD A 1800 AVENUE OF THE STARS, SECOND FLOOR LOS ANGELES, CA 90067 |
 |  X |  | See Exhibit 99.1 |
SINNOTT ROBERT V 1800 AVENUE OF THE STARS, SECOND FLOOR LOS ANGELES, CA 90067 |
 |  X |  | See Exhibit 99.1 |
/s/ David J. Shladovsky, Secretary of KA Fund Advisors LLC | 11/23/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Direct ownership by KA Fund Advisors LLC, which purchased these shares of restricted stock to satisfy seed capital requirements. |
(2) | Indirect ownership by each of Kayne Anderson Capital Advisors, L.P., Kayne Anderson Investment Management, Inc., KA Holdings Inc., Mr. Kayne and Mr. Sinnott |
 Remarks: Exhibit 24.1   Power of Attorney for KA Fund Advisors LLC Exhibit 24.2   Power of Attorney for Kayne Anderson Capital Advisors, L.P. Exhibit 24.3   Power of Attorney for Kayne Anderson Investment Management, Inc. Exhibit 24.4   Power of Attorney for KA Holdings Inc. Exhibit 24.5   Power of Attorney for Mr. Kayne Exhibit 24.6   Power of Attorney for Mr. Sinnott Exhibit 99.1  Relationship of Reporting Persons to Issuer EXHIBIT 99.1: RELATIONSHIP OF REPORTING PERSON(S) TO ISSUER KA Fund Advisors LLC is the Investment Advisor of the Issuer.  Each of Kayne Anderson Capital Advisors, L.P., Kayne Anderson Investment Management, Inc., KA Holdings Inc., Mr. Kayne and Mr. Sinnott is an affiliate of KA Fund Advisors LLC. |