1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
STOCK OPTION (RIGHT TO BUY)
|
Â
(1)
|
06/01/2020 |
COMMON STOCK
|
40,000
|
$
2.27
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(2)
|
11/12/2020 |
COMMON STOCK
|
35,000
|
$
2.22
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(3)
|
05/26/2021 |
COMMON STOCK
|
10,000
|
$
2.21
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(4)
|
11/14/2021 |
COMMON STOCK
|
30,000
|
$
1.61
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Vesting occurs in four equal annual installments on the first, second, third and fourth anniversary of the vesting commencement date of June 1, 2010. |
(2) |
Vesting occurs in four equal annual installments on the first, second, third and fourth anniversary of the vesting commencement date of November 12, 2010. |
(3) |
Vesting occurs in four equal annual installments on the first, second, third and fourth anniversary of the vesting commencement date of May 26, 2011. |
(4) |
Vesting occurs in four equal annual installments on the first, second, third and fourth anniversary of the vesting commencement date of November 3, 2011. |