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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Westend S.A. 10-12 AVENUE PASTEUR L-2310 LUXEMBOURG, N4 |
X | |||
Minne Pascal PLACE STE. GUDULE, 19 1000 BRUXELLES, C9 |
X | |||
Artal Luxembourg S. A. 10-12 AVENUE PASTEUR L-2310 LUXEMBOURG, N4 |
X | |||
Artal International S.C.A. 10-12 AVENUE PASTEUR L-2310 LUXEMBOURG, N4 |
X | |||
Artal International Management S.A. 10-12 AVENUE PASTEUR L-2310 LUXEMBOURG, N4 |
X | |||
Artal Group S.A. 10-12 AVENUE PASTEUR L-2310 LUXEMBOURG, N4 |
X | |||
Stichting Administratiekantoor Westend DE BOELELAAN 7 1083 HJ AMSTERDAM, P7 |
X |
/s/ Pascal Minne, Director, on behalf of Westend S.A. | 08/11/2014 | |
**Signature of Reporting Person | Date | |
/s/ Pascal Minne, Sole Member of the Board, on behalf of Stichting Administratiekantoor Westend | 08/11/2014 | |
**Signature of Reporting Person | Date | |
/s/ Pascal Minne | 08/11/2014 | |
**Signature of Reporting Person | Date | |
/s/ Anne Goffard, Managing Director, on behalf of Artal Luxembourg S.A. | 08/11/2014 | |
**Signature of Reporting Person | Date | |
/s/ Anne Goffard, Managing Director of Artal International Management S.A., the Managing Partner of Artal International S.C.A., on behalf of Artal International S.C.A. | 08/11/2014 | |
**Signature of Reporting Person | Date | |
/s/ Anne Goffard, Managing Director, on behalf of Artal International Management S.A. | 08/11/2014 | |
**Signature of Reporting Person | Date | |
/s/ Anne Goffard, Authorized Person, on behalf of Artal Group S.A. | 08/11/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $21.89 to $22.10, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth above. |
(2) | The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $22.13 to $22.72, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth above. |
(3) | The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $22.73 to $23.31, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth above. |
(4) | The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $23.27 to $23.68, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth above. |
(5) | Mr. Pascal Minne is the sole member of the Board of Stichting Administratiekantoor Westend. Stichting Administratiekantoor Westend is the parent of Westend S.A. Westend S.A. is the parent company of Artal Group S.A. Artal Group S.A. is the parent company of Artal International Management S.A., which is the managing partner of Artal International S.C.A. Artal International S.C.A. is the parent company of Artal Luxembourg S.A. Artal Luxembourg S.A. is the record owner of the shares. |