UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM 10-Q/A
Amendment No. 1
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| x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | ||
| For the quarterly period ended June 30, 2012 | ||
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| o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | ||
| For the transition period from___________ to ____________ | ||
| COMMISSION FILE NO. 333-164578 | ||
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| SURNA INC. | ||
| (Exact name of Registrant as specified in its charter) | ||
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| Nevada | 27-3911608 | |
| (State or other jurisdiction of | (IRS Employer Identification No.) | |
| incorporation or organization) |
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| 1103 United Success Commercial Centre 508 Jaffe Road, Causeway Bay, Hong Kong | NA | |
| (Address of principal executive offices) | (Zip Code) | |
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| Registrant’s telephone number, including area code: (702) 263-1808 | ||
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Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or such shorter period that the registrant was required to file such reports), and, (2) has been subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (S.232.405 of this chapter) during the preceding 12 months (or for such shorter time period that the registrant was required to submit and post such files). Yes o No x
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
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| Large accelerated filer o | Accelerated file o |
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| Non-accelerated filer o | Smaller reporting company x |
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No x
Registrant had 99,375,000 shares of common stock issued and outstanding as of August 14, 2012.
EXPLANATORY NOTE - AMENDMENT
The sole purpose of this Amendment to the Registrant’s Quarterly Report on Form 10-Q for the period ended June 30, 2012 (the “10-Q”), is to furnish the Interactive Data File exhibits pursuant to Rule 405 of Regulation S-T.
No other changes have been made to the 10-Q, and this Amendment has not been updated to reflect events occurring subsequent to the filing of the 10-Q.
ITEM 6. EXHIBITS
The following exhibits are filed as part of this report:
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| 31 |
| Certification of the Chief Executive Officer and Chief Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* |
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| 32 |
| Certification of the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350 adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.* |
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| 101.INS |
| XBRL Instance Document ** |
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| 101.SCH |
| XBRL Taxonomy Extension Schema Document ** |
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| 101.CAL |
| XBRL Taxonomy Extension Calculation Linkbase ** |
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| 101.DEF |
| XBRL Taxonomy Extension Definition Linkbase Document ** |
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| 101.LAB |
| XBRL Taxonomy Extension Label Linkbase Document ** |
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| 101.PRE |
| XBRL Taxonomy Extension Presentation Linkbase Document ** |
* These exhibits were previously included or incorporated by reference in the Company’s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2011, filed with the Securities and Exchange Commission on August 14, 2012.
** Furnished herewith. Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibits 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, and otherwise are not subject to liability under those sections.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
SURNA INC.
(Registrant)
Date: August 28, 2012
BY: /s/ Richard Clarke
Richard Clarke
President (Principal Executive Officer), Secretary and a member of the Board of Directors
BY: /s/ Walter Lee
Walter Hon-Chiu Lee
Chief Financial Officer (Principal Financial Officer, Principal Accounting Officer), Treasurer