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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock | (2) | 11/05/2015 | M | 1,463 (1) | (3) | 11/05/2022 | Common stock | 1,463 (1) | $ 0 | 2,927.4287 (1) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Boyles Dale W 801 CRESCENT CENTRE DRIVE SUITE 600 FRANKLIN, TN 37067 |
Chief Financial Officer |
/s/ Gail E. Lehman, Attorney-in-Fact for Dale W. Boyles | 11/06/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The number of securities shown in this report reflects the 1-for-7 reverse stock split of the Issuer's common stock that occurred on August 25, 2015. |
(2) | Each restricted stock unit is the economic equivalent of one share of Issuer common stock |
(3) | On November 5, 2013, the reporting person was granted 5,714.3 restricted stock units ("RSUs"). Between December 5, 2013 and June 10, 2015 the reporting person was also granted additional RSUs in the form of dividend equivalents that vest at the same time and in the same proportions as the previously granted RSUs. One-fourth of the outstanding RSUs (including then-outstanding RSUs issued as dividend equivalents) vested on November 4, 2014; one-third of the then-remaining RSUs (including then-outstanding RSUs issued as dividend equivalents) vested on November 5, 2015. The remaining RSUs will vest on November 5, 2016. |