OMB APPROVAL | ||
UNITED STATES | OMB Number: 3235-0145 | |
SECURITIES AND EXCHANGE COMMISSION | Expires: February 28, 2009 | |
Washington, D.C. 20549 |
Estimated average burden hours
per response 10.4
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1
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NAMES OF REPORTING PERSONS: GLOBIS CAPITAL PARTNERS, L.P.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
JAG INTERNATIONAL LTD.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) N/A
(b) o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION BRITISH VIRGIN ISLANDS
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
REPORTING
PERSON WITH
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5
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SOLE VOTING POWER:
0
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6
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SHARED VOTING POWER:
6,000,000
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7
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SOLE DISPOSITIVE POWER:
0
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8
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SHARED DISPOSITIVE POWER:
6,000,000
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
6,000,000
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
10.02%
(BASED ON 59,876,000 OUTSTANDING COMMON STOCK, PAR VALUE $0.0001, OPTIONS, WARRANTS AS REPORTED IN THE ISSUER’S FORM 10-K FILING FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
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1
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NAMES OF REPORTING PERSONS: GLOBIS CAPITAL PARTNERS, L.P.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
GINA HUANG
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) N/A
(b) o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION:
TAIWAN
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
REPORTING
PERSON WITH
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5
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SOLE VOTING POWER:
0
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6
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SHARED VOTING POWER:
6,000,000
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7
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SOLE DISPOSITIVE POWER:
0
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8
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SHARED DISPOSITIVE POWER:
6,000,000
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
6,000,000
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
10.02%
(BASED ON APPROXIMATELY 59,876,000 OUTSTANDING COMMON STOCK, PAR VALUE $0.0001, OPTIONS, WARRANTS AS REPORTED IN THE ISSUER’S FORM 10-K FILING FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
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(a)
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Energy Focus, Inc.
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(b)
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32000 Aurora Road, Solon, OH 44139
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(a)
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This Statement is filed on behalf of each of the following persons: Jag International Ltd., Gina Huang. This Statement relates to Shares (as defined herein) held by Jag International Ltd. Ms. Gina Huang is the sole owner of Jag International Ltd.
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(b)
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The address of the principal business office of each of Jag International Ltd. and Gina Huang is P.O. Box 3444, Road Town, Tortola, British Virgin Islands.
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(c)
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Jag International Ltd.: British Virgin Islands
Gina Huang: Taiwan
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(d)
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Common Stock, Par Value $0.0001 (“Shares”)
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(e)
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29268T102
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(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) | o |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
(g) | o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
(a)
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Amount beneficially owned: 6,000,000 Shares, consisting of 4,000,000 Shares and warrants immediately exercisable to acquire 2,000,000 Shares.
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(b)
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Percent of class: 10.02% (based on 59,876,000 outstanding Shares, options, warrants as reported in the Issuer’s Form 10-K filing for the fiscal year ended December 31, 2011)
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote: 0
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(ii)
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Shared power to vote or to direct the vote: 6,000,000
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(iii)
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Sole power to dispose or to direct the disposition of: 0
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(iv)
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Shared power to dispose or to direct the disposition of: 6,000,000
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JAG INTERNATIONAL LTD.
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Date: April 27, 2012
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By:
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/s/ Gina Huang
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Gina Huang
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Date: April 27, 2012
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By:
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/s/ Gina Huang
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Gina Huang
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