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Q3
2016
Interim
Management
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Exhibit
No. 1
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RBS
notes credit ratings action by Moody's dated 05 April
2018
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Exhibit
No. 2
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Block
listing Interim Review dated 13 April 2018
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Exhibit
No. 3
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RBS
Holdings N.V. & Royal Bank of Scotland N.V. dated 25 April
2018
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Exhibit
No. 4
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Director/PDMR
Shareholding 30 April 2018
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Exhibit
No. 5
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Total
Voting Rights 30 April 2018
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Entity
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Long term rating
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Short term rating
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Status post-Ringfencing
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The Royal Bank of Scotland Group plc
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Baa3
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P-3
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Holding
Company
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National Westminster Bank Plc
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A1 (deposits)/A2 (senior unsecured debt)
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P-1
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Ring-fenced
bank
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Ulster Bank Limited
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A1 (deposits)/A2 (senior unsecured debt)
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P-1
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Ring-fenced
bank
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Adam & Company PLC (future The Royal Bank of Scotland
plc)
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A1 (deposits)
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P-1
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Ring-fenced
bank
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Ulster Bank Ireland DAC
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Baa1 (deposits)/Baa2 (issuer rating)
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P-2
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Ring-fenced
bank
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The Royal Bank of Scotland plc (future NatWest Markets
Plc)
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Baa2 (deposits and senior unsecured debt)/A3(cr) (CRA)
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P-2
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Non
Ring-fenced bank
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The Royal Bank of Scotland N.V.
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Baa2 (deposits and senior unsecured debt)
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P-2
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Non
Ring-fenced bank
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Legal Entity Identifier
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The Royal Bank of Scotland Group plc
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2138005O9XJIJN4JPN90
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The Royal Bank of Scotland plc
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RR3QWICWWIPCS8A4S074
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National Westminster Bank Plc
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213800IBT39XQ9C4CP71
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Adam & Company PLC
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213800GC5AG3WC3FEM84
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Ulster
Bank Ireland DAC
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635400KQIMALJ4XLAD78
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Ulster
Bank Limited
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213800BZ9V4RRA2IRN26
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The
Royal Bank of Scotland N.V.
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X3CZP3CK64YBHON1LE12
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Name of
applicant:
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The
Royal Bank of Scotland Group plc
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|||
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Name of
scheme:
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The
Royal Bank of Scotland Group plc 2007 Sharesave Plan
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|||
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Period
of return:
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From:
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1
October 2017
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To:
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31
March 2018
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Balance
of unallotted securities under scheme(s) from previous
return:
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15,525,322
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|||
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Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
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0
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|||
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Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
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3,836,440
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|||
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Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
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11,688,882
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|||
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Name of
contact:
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Andy
Nicholson
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|||
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Telephone
number of contact:
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0131
556 8555
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|||
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Name of
applicant:
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The
Royal Bank of Scotland Group plc
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|||
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Name of
scheme:
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The
Royal Bank of Scotland Group plc 2007 Irish Sharesave
Plan
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|||
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Period
of return:
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From:
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1
October 2017
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To:
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31
March 2018
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Balance
of unallotted securities under scheme(s) from previous
return:
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1,425,700
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|||
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Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
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0
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|||
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Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
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58,643
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|||
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Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
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1,367,057
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|||
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Name of
contact:
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Andy
Nicholson
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|||
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Telephone
number of contact:
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0131
556 8555
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|||
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Name of
applicant:
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The
Royal Bank of Scotland Group plc
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|||
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Name of
scheme:
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The
Royal Bank of Scotland Group plc UK Sharesave Plan
2017
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|||
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Period
of return:
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From:
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1
October 2017
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To:
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31
March 2018
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Balance
of unallotted securities under scheme(s) from previous
return:
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0
|
|||
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Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
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1,000,000
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|||
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Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
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88
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|||
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Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
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999,912
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|||
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Name of
contact:
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Andy
Nicholson
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|||
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Telephone
number of contact:
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0131
556 8555
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|||
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Name of
applicant:
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The
Royal Bank of Scotland Group plc
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|||
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Name of
scheme:
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The
Royal Bank of Scotland Group plc Irish Sharesave Plan
2017
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|||
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Period
of return:
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From:
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1
October 2017
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To:
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31
March 2018
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Balance
of unallotted securities under scheme(s) from previous
return:
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0
|
|||
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Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
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500,000
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|||
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Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
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0
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|||
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Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
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500,000
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|||
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Name of
contact:
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Andy
Nicholson
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|||
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Telephone
number of contact:
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0131
556 8555
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|||
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Name of
applicant:
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The
Royal Bank of Scotland Group plc
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|||
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Name of
scheme:
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The
Royal Bank of Scotland Group plc 2007 Executive Share Option
Plan
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|||
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Period
of return:
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From:
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1
October 2018
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To:
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31
March 2018
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Balance
of unallotted securities under scheme(s) from previous
return:
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6,334,140
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|||
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Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
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0
|
|||
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Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
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95,868
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|||
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Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
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6,238,272
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|||
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Name of
contact:
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Andy
Nicholson
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|||
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Telephone
number of contact:
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0131
556 8555
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|||
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Name of
applicant:
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The
Royal Bank of Scotland Group plc
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|||
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Name of
scheme:
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The
Royal Bank of Scotland Group plc Employee Share Ownership
Plan
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|||
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Period
of return:
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From:
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1
October 2017
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To:
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31
March 2018
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Balance
of unallotted securities under scheme(s) from previous
return:
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3,436,774
|
|||
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Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
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0
|
|||
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Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
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0
|
|||
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Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
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3,436,774
|
|||
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Name of
contact:
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Andy
Nicholson
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|||
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Telephone
number of contact:
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0131
556 8555
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Name of
applicant:
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The
Royal Bank of Scotland Group plc
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|||
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Name of
scheme:
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The
Royal Bank of Scotland Group plc 2010 Deferral Plan
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|||
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Period
of return:
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From:
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1
October 2017
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To:
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31
March 2018
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Balance
of unallotted securities under scheme(s) from previous
return:
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4,633,219
|
|||
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Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
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0
|
|||
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Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
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952
|
|||
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Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
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4,632,267
|
|||
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Name of
contact:
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Andy
Nicholson
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|||
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Telephone
number of contact:
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0131
556 8555
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|||
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Name of
applicant:
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The
Royal Bank of Scotland Group plc
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|||
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Name of
scheme:
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The
Royal Bank of Scotland Group plc 2010 Long Term Incentive
Plan
|
|||
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Period
of return:
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From:
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1
October 2017
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To:
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31
March 2018
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Balance
of unallotted securities under scheme(s) from previous
return:
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11,357,821
|
|||
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Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
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0
|
|||
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Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
|
0
|
|||
|
Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
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11,357,821
|
|||
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Name of
contact:
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Andy
Nicholson
|
|||
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Telephone
number of contact:
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0131
556 8555
|
|||
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Name of
applicant:
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The
Royal Bank of Scotland Group plc
|
|||
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Name of
scheme:
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The
Royal Bank of Scotland Group plc 2010 Company Share Option Plan
(Option 2011)
|
|||
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Period
of return:
|
From:
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1
October 2017
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To:
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31
March 2018
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Balance
of unallotted securities under scheme(s) from previous
return:
|
800,000
|
|||
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Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
|
0
|
|||
|
Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
|
0
|
|||
|
Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
|
800,000
|
|||
|
Name of
contact:
|
Andy
Nicholson
|
|||
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Telephone
number of contact:
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0131
556 8555
|
|||
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|
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Name of
applicant:
|
The
Royal Bank of Scotland Group plc
|
|||
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Name of
scheme:
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The
Royal Bank of Scotland Group plc Employee Share Plan
2014
|
|||
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Period
of return:
|
From:
|
1
October 2017
|
To:
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31
March 2018
|
|
Balance
of unallotted securities under scheme(s) from previous
return:
|
4,666,019
|
|||
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Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
|
67,000,000
|
|||
|
Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
|
26,849,360
|
|||
|
Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
|
44,816,659
|
|||
|
Name of
contact:
|
Andy
Nicholson
|
|||
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Telephone
number of contact:
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0131
556 8555
|
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PDMR
|
Position of PDMR
|
No. of Shares purchased
|
Purchase price
|
|
Chris
Marks
|
Chief
Executive, NatWest Markets Plc
|
56
|
£2.6927
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Share Class and nominal value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights -
|
|
30 April 2018
|
|||
|
Ordinary
shares of £1
|
12,026,373,131
|
4
|
48,105,492,524
|
|
11%
Cumulative Preference Shares of £1
|
500,000
|
4
|
2,000,000
|
|
5.5%
Cumulative Preference Shares of £1
|
400,000
|
4
|
1,600,000
|
|
Total:
|
12,027,273,131
|
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48,109,092,524
|
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THE
ROYAL BANK OF SCOTLAND GROUP plc (Registrant)
|
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By: /s/
Jan Cargill
|
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Name:
Jan Cargill
|
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Title:
Deputy Secretary
|