FORM 4 |
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility |
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Check this box if no longer |
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(Print or Type Responses) |
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1. Name and Address of Reporting Person* Ford, Jr. Harry M. |
2. Issuer Name and Ticker or Trading Symbol Legg Mason, Inc. (LM) |
6. Relationship of Reporting Person(s) to Issuer |
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X |
Director |
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10% Owner |
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Officer (give |
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Other (specify |
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(Last) (First) (Middle) 100 Light Street |
3. I.R.S. Identification
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4. Statement for April 11, 2003 |
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5. If Amendment,
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X |
Form filed by One Reporting Person |
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(Street) Baltimore, MD 21202 |
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Form filed by More than One Reporting Person |
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(City) (State) (Zip) |
Table I ¾ Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Security |
2. Trans- |
2A. |
3. Trans- |
4. Securities Acquired (A) |
5. Amount of |
6. Owner- |
7. Nature of |
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Code |
V |
Amount |
(A) |
Price |
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Common Stock |
116,241 |
D |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
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* |
If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
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Persons who respond to the collection of information contained |
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(Over) |
FORM 4 (continued) |
Table II ¾ Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Derivative |
2. Conver- |
3. Trans- (Month/ |
3A. (Month/ |
4. Trans- |
5. Number of Deriv- |
6. Date Exer- |
7. Title and Amount of |
8. Price |
9. Number |
10. Owner- |
11. Nature |
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Code |
V |
(A) |
(D) |
Date |
Expira- |
Title |
Amount or |
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Stock Options (Right to Buy) |
$7.83 |
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04/14/04 |
Common Stock |
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6,132 |
D |
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Stock Options (Right to Buy) |
$8.84 |
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04/19/05 |
Common Stock |
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8,266 |
D |
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Stock Options (Right to Buy) |
$29.35 |
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04/27/05 |
Common Stock |
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8,400 |
D |
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Stock Options (Right to Buy) |
$36.16 |
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07/26/07 |
Common Stock |
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4,100 |
D |
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Stock Options (Right to Buy) |
$39.34 |
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07/22/08 |
Common Stock |
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8,800 |
D |
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Stock Options (Right to Buy) |
$46.64 |
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07/22/09 |
Common Stock |
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5,400 |
D |
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Stock Options (Right to Buy) |
$51.17 |
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07/23/10 |
Common Stock |
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5,000 |
D |
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Phantom Stock (1) |
(2) |
4/11/03 |
A |
59.3416 |
Common Stock |
59.3416 |
$48.5051 |
26,226.3571 |
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Phantom Stock (3) |
(2) |
4/11/03 |
A |
28.9751 |
Common Stock |
28.9751 |
$48.5051 |
12,805.6926 |
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Phantom Stock (4) |
(2) |
4/11/03 |
A |
3.7151 |
Common Stock |
3.7151 |
$48.5051 |
1,641.9141 |
Explanation of Responses: |
Phantom Stock Units acquired pursuant to the Legg Mason Wood Walker, Incorporated Deferred Compensation Phantom Stock Plan. (2) 1-for-1 (3) Phantom Stock Units acquired pursuant to the Legg Mason Wood Walker, Incorporated Private Client Group Deferred Compensation Plan. (4) Phantom Stock Units acquired pursuant to the Legg Mason Wood Walker, Incorporated Financial Advisor Deferred Compensation Plan. |
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/s/ Thomas C. Merchant* |
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04/15/03 |
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** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. |
**Signature of Reporting Person |
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Date |
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See18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
*Attorney-in-Fact |
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Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, |
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Potential persons who are to respond to the collection of information contained in this form are not |
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Page 2 |