1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option Right To Buy
|
11/28/2008(1)
|
11/28/2017 |
Common Stock
|
11,200
|
$
19.11
|
D
|
Â
|
Stock Option Right To Buy
|
11/28/2008(2)
|
11/28/2017 |
Common Stock
|
20,552
|
$
19.11
|
D
|
Â
|
Stock Option Right To Buy
|
08/20/2009(3)
|
08/20/2018 |
Common Stock
|
16,800
|
$
15.18
|
D
|
Â
|
Stock Option Right To Buy
|
08/20/2009(4)
|
08/20/2018 |
Common Stock
|
18,642
|
$
15.18
|
D
|
Â
|
Stock Option Right To Buy
|
08/04/2010(5)
|
08/04/2019 |
Common Stock
|
20,800
|
$
15.31
|
D
|
Â
|
Stock Option Right To Buy
|
08/04/2010(6)
|
08/04/2019 |
Common Stock
|
29,250
|
$
15.31
|
D
|
Â
|
Stock Option Right To Buy
|
08/03/2011(7)
|
08/03/2020 |
Common Stock
|
22,009
|
$
20.47
|
D
|
Â
|
Stock Option Right To Buy
|
08/03/2011(8)
|
08/03/2020 |
Common Stock
|
33,014
|
$
20.47
|
D
|
Â
|
Stock Option Right To Buy
|
08/03/2012(9)
|
08/03/2021 |
Common Stock
|
20,539
|
$
25.04
|
D
|
Â
|
Stock Option Right To Buy
|
08/03/2012(10)
|
08/03/2021 |
Common Stock
|
30,808
|
$
25.04
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
5,600 options will vest on 11/28/2012. |
(2) |
10,276 options will vest on 2/1/2013. |
(3) |
5,600 options will vest on each of 8/20/2012 and 8/20/2013. |
(4) |
9,321 options will vest on 2/4/2013. |
(5) |
5,200 options will vest on each of 8/4/2012, 8/4/2013 and 8/4/2014. |
(6) |
9,750 options will vest on each of 2/1/2013 and 2/1/2014. |
(7) |
4,402 options will vest on each of 8/3/2012, 8/3/2013, 8/3/2014 and 8/3/2015. |
(8) |
8,254 options will vest on 2/1/2013 and 8,253 options will vest on each of 2/1/2014 and 2/1/2015. |
(9) |
4,107 options will vest on 8/3/2012 and 4,108 options will vest on each of 8/3/2013, 8/3/2014, 8/3/2015 and 8/3/2016. |
(10) |
Options granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to certain restrictions on transfer and are subject to forfeiture upon certain events. The options will vest only in the event that 2012 performance targets approved by the Board of Directors are met. If such targets are met, one-quarter of the options will vest in 2013, one-quarter will vest on February 1, 2014, one-quarter will vest on February 1, 2015 and one-quarter will vest on February 1, 2016. |
(11) |
Includes 61,103 restricted stock units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The restricted stock units will vest only in the event that 2012 performance targets approved by the Board of Directors are met. If such targets are met, one-third of the restricted stock units will vest in 2013, one-third will vest on February 1, 2014 and one-third will vest on February 1, 2015. |
(12) |
Includes 239,617 performance restricted stock units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The performance restricted stock units will vest only in the event that a three-year cumulative performance target approved by the Leadership and Compensation Committee (the "Committee") has been met. The Committee expects to determine whether the performance target has been met, in full or in part, in 2015. If such target is met, one-half of the performance restricted stock units will vest in 2015 and one-half will vest on February 1, 2016. |