UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | OMB APPROVAL | |||
OMB Number: | 3235-0101 | |||
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SEC USE ONLY | ||||
DOCUMENT SEQUENCE NO | ||||
ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. | CUSIP NUMBER | |||
WORK LOCATION | ||||
1 (a) NAME OF ISSUER (Please type or print) | (b) IRS IDENT. NO. | (c) S.E.C. FILE NO. | ||
Jive Software | 42-1515522 | 001-35367 | ||
1 (d) ADDRESS OF ISSUER STREET | CITY | STATE ZIPCODE | (e) TELEPHONE NO. | |
325 Lytton Ave Suite 200 | Palo Alto | CA 94301 | AREA CODE 650 | NUMBER 319-1920 |
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD | (b) RELATIONSHIP TO ISSUER | (c) ADDRESS STREET CITY STATE ZIPCODE | ||
Anthony Zingale & Theresa M Zingale as ttee of the 2012 Zingale CRUT Dtd 12/17/2013 | Chief Executive Officer | 325 Channing Ave #313 Palo Alto CA 94301 |
3 (a) | (b) | SEC USE ONLY | (c) | (d) | (e) | (f) | (g) |
Title of the Class of Securities To Be Sold | Name and Address of Each Broker Through Whom the Securities are to be offered or Each Market Maker who is Acquiring the Securities | Broker-Dealer File Number | Number of Shares or Other Units to Be Sold (See instr. 3(c)) | Aggregate Market Value (See instr. 3(d)) | Number of Shares or Other Units Outstanding (See instr. 3(e)) | Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.) | Name of Each Securities Exchange (See instr. 3(g)) |
A | Ameriprise Financial 70100 Ameriprise Financial Parkway Minneapolis, MN 55474 | 10,000 | 68,251,106 | 10-15-2013 | NASDAQ | ||
INSTRUCTIONS: 1. (a) Name of issuer (b) Issuer's I.R.S. Identification Number (c) Issuer's S.E.C. file number, if any (d) Issuer's address, including zip code (e) Issuer's telephone number, including area code 2 . (a) Name of person for whose account the securities are to be sold (b) Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (c) Such person's address, including zip code | 3 . (a) Title of the class of securities to be sold (b) Name and address of each broker through whom the securities are intended to be sold (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (d) Aggregate value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer (f) Approximate date on which the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold |
TABLE I –– SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor: | ||||||
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired (If gift, also give date donor acquired) | Amount of Securities Acquired | Date of Payment | Nature of Payment |
Common Stock | 06/30/11 | Prior Exercised Stock Options | Issuer | 100,000 | 06/30/11 | Cash |
Common Stock | 12/10/11 | Prior Exercised Stock Options | Issuer | 150,000 | 12/10/11 | Cash |
TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold. | ||||
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
Anthony Zingale & Teresa Zingale of the 2012 Zingale CRUT U/A dtd 12-17-12 325 Lyton Ave Suite 200, Palo Alto, CA 94301 | Common Stock | 07/16/13 | 30,000 | 438,849 |
Anthony Zingale & Teresa Zingale of the 2012 Zingale CRUT U/A dtd 12-17-12 325 Lyton Ave Suite 200, Palo Alto, CA 94301 | Common Stock | 08/15/13 | 10,000 | 129,630.00 |
Anthony Zingale & Teresa Zingale of the 2012 Zingale CRUT U/A dtd 12-17-12 325 Lyton Ave Suite 200, Palo Alto, CA 94301 | Common Stock | 09/15/13 | 10,000 | 129,529.00 |
Anthony Zingale & Teresa Zingale of the 2012 Zingale CRUT U/A dtd 12-17-12 325 Lyton Ave Suite 200, Palo Alto, CA 94301 | Common Stock | 10/15/13 | 10,000 | 121,936.00 |
REMARKS: |
10/15/2013 | ||
DATE OF NOTICE | ||
06/15/2013 | /S/ Rikki Honnold POA for Anthony Zingale | |
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTIONS, IF RELYING ON RULE 10B5-1 | (SIGNATURE) |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |