UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Call Option (obligation to sell) (1) | 09/06/2006 | 09/06/2006 | Common Stock | 27,638 | $ 43.64 | D | Â |
Employee Stock Option (right to buy) | 08/30/2003(2) | 08/30/2012 | Common Stock | 67,500 | $ 24.28 | D | Â |
Put Option (right to sll) (1) | 09/06/2006 | 09/06/2006 | Common Stock | 27,638 | $ 27.68 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DINAPOLI DOMINIC 900 BESTGATE ROAD SUITE 100 ANNAPOLIS, MD 214013066 |
 |  |  EVP & Chief Operating Officer |  |
By: Theodore I. Pincus, Attorney-in-Fact | 01/10/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person acquired the shares of Common Stock subject to the zero-cost collar in connection with FTI's acquisition of the Business Recovery Services business of PriceWaterhouseCoopers, LLP in August 2002. In connection with that acquisition, certain former partners of PwC, including the reporting person, received shares of our Common Stock that were subject to contractual restrictions on transfer and sale. On April 25, 2003, the reporting person entered into a zero-cost collar arrangement with a securities broker pursuant to which he wrote a covered call option and purchased a put option with respect to 27,638 of the restricted shares of Common Stock that he received in connection with that transaction. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled in stock or cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. |
(2) | Option vests in three equal annual installments beginning one year after the grant date. |