UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Amendment No. 2
Under the Securities Exchange Act of 1934
Pogo Producing Company
----------------------
(Name of Issuer)
Common Stock, par value $1.00 per share
---------------------------------------
(Title of Class of Securities)
730448107
---------
(CUSIP Number)
Mark Rosenbaum
Goelet, LLC
425 Park Avenue
28th Floor
New York, New York 10022
Telephone: (212) 588-9555
--------------------------------------------------------
(Name, Address and Telephone Number of Persons Authorized
to Receive Notices and Communications)
Copy to:
Peter J. Rooney, Esq.
Shearman & Sterling
599 Lexington Avenue
New York, New York 10022
Telephone: (212) 848-4000
November 7, 2001
--------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box [_].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
1
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated August 26, 1930 f/b/o
Beatrice G. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
2
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
Beatrice G. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
3
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under the Will of Robert Walton Goelet for the
benefit of Beatrice G. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
4
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated August 26, 1930 f/b/o
Robert G. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
5
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
Robert G. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
6
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under the Will of Robert Walton Goelet f/b/o
Robert G. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
7
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
Francis Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
8
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated December 18, 1931 f/b/o
John Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
9
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated December 17, 1976 f/b/o
grandchildren of John Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
10
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
John Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
11
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under the Will of Robert Walton Goelet f/b/o
John Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
12
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
RGG Limited Partnership
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
PN
--------------------------------------------------------------------------------
13
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
John H. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
14
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated September 4, 1980 f/b/o
Anne de La Haye Jousselin
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
15
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert G. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
16
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Amelia M. Berkowitz
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
17
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Pamela Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
18
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert G. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
19
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Philip Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
20
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Christopher Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
21
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Gilbert Kerlin
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
22
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Windward Oil & Gas Corporation
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
CO
--------------------------------------------------------------------------------
23
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Arthur N. Field
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
24
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Alexandra C. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
-------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
25
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Henrietta Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America and United Kingdom
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
26
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Edmond de La Haye Jousselin
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
France
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
27
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert S. Rich
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
28
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Goelet, LLC
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Delaware
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
6,154,948
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
6,154,948
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.5%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
29
This Amendment No. 2 to Schedule 13D amends and supplements the
Schedule 13D (the "Schedule 13D") filed jointly by the parties named herein with
the Securities and Exchange Commission on March 26, 2001. Except as specifically
amended below, all other provisions of the Schedule 13D remain in effect.
Item 5. Interest in Securities of the Issuer
Item 5 is hereby amended and restated to read as follows:
(a) In the aggregate, the Group beneficially owns 6,154,948 shares of
Pogo Common Stock, representing 11.5% of the outstanding Pogo Common Stock.
(b) The Registration Rights Agreement, dated March 14, 2001, among Pogo
and members of the Group (the "Registration Rights Agreement"), requires the
members of the Group to cooperate with respect to the disposition of their
shares on the public markets, therefore the members of the Group have shared
dispositive power with respect to all 6,154,948 shares and sole dispositive
power with respect to none of the shares. The Standstill and Voting Agreement
requires the group to vote their shares either (i) in accordance with the
recommendation of the board of directors of Pogo or (ii) in equal proportion to
the votes cast by Pogo shareholders that are not members of the Group.
Therefore, the members of the Group have sole voting power with respect to none
of the Shares and shared voting power with respect to none of the Shares. Each
member of the Group disclaims beneficial ownership of the Shares not owned by
either (i) such member, (ii) a trust of which such member is a trustee, (iii) a
limited partnership of which such member is a general partner or (iv) a
controlled affiliate of such member. Accordingly, (1) the Trust under Agreement
dated August 26, 1930 for the benefit of Beatrice G. Manice disclaims beneficial
ownership of 5,149,678 Shares, (2) the Trust under Agreement dated July 27, 1935
for the benefit of Beatrice G. Manice disclaims beneficial ownership of
5,831,825 Shares, (3) the Trust under the Will of Robert Walton Goelet for the
benefit of Beatrice G. Manice disclaims beneficial ownership of 5,939,534
Shares, (4) the Trust under Agreement dated August 26, 1930 for the benefit of
Robert G. Goelet disclaims beneficial ownership of 5,149,678 Shares, (5) the
Trust under Agreement dated July 27, 1935 for the benefit of Robert G. Goelet
disclaims beneficial ownership of 5,831,825 Shares, (6) the Trust under the Will
of Robert Walton Goelet for the benefit of Robert G. Goelet disclaims beneficial
ownership of 5,831,826 Shares, (7) the Trust under Agreement dated July 27, 1935
for the benefit of Francis Goelet disclaims beneficial ownership of 5,831,825
Shares, (8) the Trust under Agreement dated December 18, 1931 for the benefit of
John Goelet disclaims beneficial ownership of 5,594,317 Shares, (9) the Trust
under Agreement dated December 17, 1976 for the benefit of grandchildren of John
Goelet disclaims beneficial ownership of 6,000,292 Shares, (10) the Trust under
Agreement dated July 27, 1935 for the benefit of John Goelet disclaims
beneficial ownership of 5,914,678 Shares, (11) the Trust under the Will of
Robert Walton Goelet for the benefit of John Goelet disclaims beneficial
ownership of 5,954,723 Shares, (12) the Trust under Agreement dated September 4,
1980 for the benefit of Anne de La Haye Jousselin disclaims beneficial ownership
of 6,108,174 Shares, (13) Robert G. Goelet disclaims beneficial ownership of
6,154,948 Shares, (14) John H. Manice disclaims beneficial ownership of
6,119,640 Shares, (15) Robert G. Manice disclaims beneficial ownership of
6,142,405 Shares, (16) Amelia M. Berkowitz disclaims beneficial ownership of
6,123,134 Shares, (17) Pamela Manice disclaims beneficial ownership of 6,119,904
Shares, (18) Philip Goelet disclaims beneficial ownership of 6,093,946 Shares,
(19) Christopher Goelet disclaims beneficial ownership of 6,095,595 Shares, (20)
Gilbert Kerlin disclaims beneficial ownership of 5,407,402 Shares, (21) Windward
Oil & Gas Corporation disclaims beneficial ownership of 6,154,948 Shares, (22)
Arthur N. Field disclaims beneficial ownership of 6,146,854 Shares, (23)
Alexandra C. Goelet disclaims beneficial ownership of 6,154,948 Shares, (24)
Henrietta Goelet disclaims beneficial ownership of 6,154,948 Shares, (25) Edmond
de La Haye Jousselin disclaims beneficial ownership of 6,154,948 Shares, (26)
Robert S. Rich disclaims beneficial ownership of 6,154,948 Shares, (27) RGG
Limited Partnership disclaims beneficial ownership of 5,715,457 Shares and (28)
Goelet, LLC disclaims beneficial ownership of all 6,154,948 Shares.
The Shares beneficially owned by Robert G. Manice include 3,732 Shares
held by him as custodian for his three minor children under the New York Uniform
Transfers to Minors Act.
(c) On September 21, 2001, Gilbert Kerlin transferred 325,204 shares of
Pogo Common Stock to the Goldman Sachs 2001 Global Exchange Place Fund in
exchange for 78,510.11 units of the Goldman Sachs 2001 Global Exchange Place
Fund. On October 29, 2001, Gilbert Kerlin transferred 160,000, 160,000, 40,000
and 60,000 shares of Pogo Common Stock to Wave Hill Incorporated, Bank Street
College of Education, Putney School, and the Trustees of Columbia University
(collectively, the "Charities"). On September 11, 2001, Robert G. Goelet,
Alexandra Gardiner Goelet and Robert Gardiner Goelet transferred all of their
Pogo Common Stock to RGG Limited Partnership in exchange for membership
interests in the RGG Limited Partnership. On November 7, 2001 the Group and the
Charities sold 6,135,6654 shares of Pogo Common Stock in a public offering. The
shares were sold to certain underwriters pursuant to a Purchase Agreement dated
November 1, 2001, a copy of which is attached hereto as Exhibit 7.
(d) None.
Item 7. Material to be Filed as Exhibits
Item 7 is hereby amended by adding the following at the end thereof:
7. Purchase Agreement dated as of November 1, 2001, among Pogo
Producing Company, Merrill Lynch, Pierce, Fenner & Smith, Incorporated and the
Selling Stockholders listed therein. (Incorporated by reference to Exhibit 1.1
of Pogo Producing Company's Current Report on Form 8-K dated November 6, 2001.)
30
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: November 2, 2001 ROBERT G. GOELET
/s/ Robert G. Goelet
----------------------------------
As Trustee of (a) the Trust u/a dated
August 26, 1930 f/b/o Beatrice G.Manice;
(b) the Trust u/a dated July 27, 1935
f/b/o Beatrice G. Manice; (c) the Trust
u/w of Robert Walton Goelet f/b/o
Beatrice G. Manice;(d) the Trust u/w of
Robert Walton Goelet f/b/o Robert G.
Goelet; (e) the Trust u/a dated July 27,
1935 f/b/o Francis Goelet; (f) the Trust
u/a dated December 18, 1931 f/b/o John
Goelet; (g) the Trust u/a dated July 27,
1935 f/b/o John Goelet; (h) the Trust
u/w of Robert Walton Goelet f/b/o John
Goelet; and (i) the Trust u/a dated
September 4, 1980, as amended, f/b/o
Anne de La Haye Jousselin
JOHN H. MANICE
/s/ John H. Manice
-----------------------------------
Individually, and as Trustee of (a) the
Trust u/a dated August 26, 1930 f/b/o
Beatrice G. Manice; (b) the Trust u/a
dated July 27, 1935 f/b/o Beatrice G.
Manice; and (c) the Trust u/w of Robert
Walton Goelet f/b/o Beatrice G. Manice
ROBERT G. MANICE
/s/ Robert G. Manice
----------------------------------
AMELIA M. BERKOWITZ
/s/ Ameila M. Berkowitz
-----------------------------------
Individually and as Trustee of the Trust
u/a dated September 4, 1980, as amended,
f/b/o Anne de La Haye Jousselin
PAMELA MANICE
/s/ Pamela Manice
-----------------------------------
Individually, and as Trustee of (a) the
Trust u/a dated August 26, 1930 f/b/o
Beatrice G. Manice; (b) the Trust u/a
dated July 27, 1935 f/b/o Beatrice G.
Manice; and (c) the Trust u/w of Robert
Walton Goelet f/b/o Beatrice G. Manice
RGG LIMITED PARTNERSHIP
/s/ Robert G. Goelet
-----------------------------------
By: Robert G. Goelet
Its: General Partner
PHILIP GOELET
/s/ Philip Goelet
-----------------------------------
Individually and as Trustee of (a) the
Trust u/a/ dated August 26, 1930 f/b/o
Beatrice G. Manice; (b) the Trust u/a
dated July 27, 1935 f/b/o Beatrice G.
Manice; (c) the Trust u/w of Robert
Walton Goelet f/b/o Beatrice G. Manice;
(d) the Trust u/a dated August 26, 1930
f/b/o Robert G. Goelet; (e) the Trust
u/a dated July 27, 1935 f/b/o Robert G.
Goelet; (f) the Trust u/w of Robert
Walton Goelet f/b/o Robert G.Goelet;
(g) the Trust u/a dated July 27, 1935
f/b/o Francis Goelet; (h) the Trust u/a
dated December 18, 1931 f/b/o John
Goelet; (i) the Trust u/a dated July 27,
1935 f/b/o John Goelet; (j) the Trust
u/w of Robert Walton Goelet f/b/o John
Goelet; and (k) the Trust u/a dated
September 4, 1980, as amended f/b/o
Anne de La Haye Jousselin
CHRISTOPHER GOELET
/s/ Christopher Goelet
-----------------------------------
Individually and as Trustee of (a) the
Trust u/a dated December 18, 1931 f/b/o
John Goelet;(b) the Trust u/a dated July
27, 1935 f/b/o John Goelet; and (c)
the Trust u/w of Robert Walton Goelet
f/b/o John Goelet
GILBERT KERLIN
/s/ Gilbert Kerlin
-----------------------------------
WINDWARD OIL & GAS CORPORATION
/s/ Gilbert Kerlin
-----------------------------------
By: Gilbert Kerlin
Its: President
ARTHUR N. FIELD
/s/ Arthur N. Field
-----------------------------------
HENRIETTA GOELET
/s/ Henrietta Goelet
-----------------------------------
As Trustee of the Trust u/a dated
December 17, 1976 f/b/o grandchildren of
John Goelet
ALEXANDRA C. GOELET
/s/ Alexandra C. Goelet
-----------------------------------
As Trustee of (a) the Trust u/a dated
August 26, 1930 f/b/o Robert G. Goelet;
(b) the Trust u/a dated July 27, 1935
f/b/o Robert G. Goelet; and (c) the
Trust u/w Robert Walton Goelet f/b/o
Robert G. Goelet
EDMOND DE LA HAYE JOUSSELIN
/s/ Edmond De La Haye Jousselin
-----------------------------------
As Trustee of (a) the Trust u/a dated
August 26, 1930 f/b/o Beatrice G.
Manice; (b) the Trust u/a dated July 27,
1935 f/b/o Betrice G. Manice; (c) the
Trust u/w of Robert Walton Goelet f/b/o
Beatrice G. Manice; (d) the Trust u/a
dated August 26, 1930 f/b/o Robert G.
Goelet; (e) the Trust u/a dated July 27,
1935 f/b/o Robert G. Goelet; (f) the
Trust u/w of Robert Walton Goelet f/b/o
Robert G. Goelet; (g) the Trust u/a
dated July 27, 1935 f/b/o Francis
Goelet; (h) the Trust u/a dated December
18, 1931 f/b/o John Goelet; (i) the
Trust u/a dated July 27, 1935 f/b/o John
Goelet; (j) the Trust u/w of Robert
Walton f/b/o John Goelet; and (k) the
Trust u/a dated September 4, 1980, as
amended, f/b/o Anne de La Haye Jousselin
ROBERT S. RICH
/s/ Robert S. Rich
-----------------------------------
As Trustee of (a) the Trust u/a dated
December 18, 1931 f/b/o John Goelet; (b)
the Trust u/a dated July 27, 1935 f/b/o
John Goelet; (c) the Trust u/w of
Robert Walton Goelet f/b/o John Goelet;
and (d) the Trust u/a dated December 17,
1976 f/b/o grandchildren of John Goelet
GOELET, LLC
/s/ Robert W. Kiley
-----------------------------------
By: Robert W. Kiley
Its: President and Chief Operating
Officer
/s/ Mark Rosenbaum
-----------------------------------
By: Mark Rosenbaum
Its: Chief Financial Officer
and Treasurer
GOELET, LLC
Attorney-in-fact
/s/ Robert W. Kiley
-----------------------------------
By: Robert W. Kiley
Its: President and Chief
Operating Officer
/s/ Mark Rosenbaum
-----------------------------------
By: Mark Rosenbaum
Its: Chief Financial Officer
and Treasurer