sc13d
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. **)*
ENTERPRISE PRODUCTS PARTNERS L.P.
(Name of Issuer)
Common Units
(Title of Class of Securities)
293792-10-7
(CUSIP Number)
Richard H. Bachmann
1100 Louisiana Street, 10th Floor
Houston, Texas 77002
(713) 381-6500
(Name, Address and Telephone Number
of Person Authorized to Receive Notices
and Communications)
April 27, 2010
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report this
acquisition that is the subject of this Schedule 13D, and is filing this Schedule because of
§§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: o
Note: Schedules filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting persons initial filing
on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
**This Schedule 13D includes amendments to prior Schedule 13Ds made by reporting persons as
further explained in Item 1.
The information required on the remainder of this cover page shall not be deemed to be filed
for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act.
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Randa Duncan Williams |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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195,882,296 (including 4,520,431 Class B Units) |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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195,882,296 (including 4,520,431 Class B Units) |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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195,882,296 (including 4,520,431 Class B Units) |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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30.6% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
2
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) The Voting Trustees of the Dan Duncan LLC Voting Trust |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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24,663,177 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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24,663,177 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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24,663,177 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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3.9% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
3
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) The Voting Trustees of the EPCO, Inc. Voting Trust |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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166,153,111 (including 4,520,431 Class B Units) |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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166,153,111 (including 4,520,431 Class B Units) |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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166,153,111 (including 4,520,431 Class B Units) |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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26.0% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
4
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) The Estate of Dan L. Duncan, Deceased |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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1,923,322 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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16,269,598 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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1,923,322 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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16,269,598 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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18,192,920 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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2.8% |
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14 |
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TYPE OF REPORTING PERSON |
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OO - estate |
1 Numbers
reported on this page exclude all Common Units beneficially owned by the Dan
Duncan LLC Voting Trust and the EPCO, Inc. Voting Trust. The Estate of
Dan L. Duncan (the Estate) disclaims beneficial ownership of such
Common Units. Additionally, Dr. Ralph S. Cunningham and Richard H. Bachmann,
each independent co-executors of the Estate, disclaim beneficial ownership of
all interests held by the Estate.
5
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) DFI Delaware General, LLC 54-2093698 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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132,173,921 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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132,173,921 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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132,173,921 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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20.7% |
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14 |
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TYPE OF REPORTING PERSON |
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OO - limited liability company |
6
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) DFI Delaware Holdings L.P. (formerly Enterprise Products Delaware Holdings L.P.) 54-2093702 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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132,173,921 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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132,173,921 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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132,173,921 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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20.7% |
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14 |
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TYPE OF REPORTING PERSON |
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PN |
7
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Duncan Family Interests, Inc. (formerly EPC Partners II, Inc.) 51-0371329 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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143,470,191 (including 4,520,431 Class B Units) |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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143,470,191 (including 4,520,431 Class B Units) |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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143,470,191 (including 4,520,431 Class B Units) |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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22.4% |
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14 |
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TYPE OF REPORTING PERSON |
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CO |
8
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) EPCO Holdings, Inc. 20-2936507 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO, BK |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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149,652,545 (including 4,520,431 Class B Units) |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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|
PERSON |
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0 |
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WITH |
10 |
|
SHARED DISPOSITIVE POWER |
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|
|
149,652,545 (including 4,520,431 Class B Units) |
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|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
149,652,545 (including 4,520,431 Class B Units) |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
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|
o N/A
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|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
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|
23.4% |
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|
|
14 |
|
TYPE OF REPORTING PERSON |
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|
CO |
9
SCHEDULE 13D
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1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) EPCO/Fantome, LLC 74-1675622 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
|
(b) o |
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|
|
3 |
|
SEC USE ONLY |
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|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
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|
OO |
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5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
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|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
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|
Delaware
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|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
149,652,545 (including 4,520,431 Class B Units) |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
149,652,545 (including 4,520,431 Class B Units) |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
149,652,545 (including 4,520,431 Class B Units) |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
23.4% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO - limited liability company |
10
SCHEDULE 13D
|
|
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1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Enterprise Products Company (formerly EPCO, Inc.) 74-1675622 |
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|
|
|
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2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Texas
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
151,276,199 (including 4,520,431 Class B Units) |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
151,276,199 (including 4,520,431 Class B Units) |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
151,276,199 (including 4,520,431 Class B Units) |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
23.7% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
CO |
11
SCHEDULE 13D
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Dan Duncan LLC 76-0516773 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Texas
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
24,663,177 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
24,663,177 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
24,663,177 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.9% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO - limited liability company |
12
SCHEDULE 13D
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) DFI Holdings, LLC 20-2133514 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
3,100,000 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
3,100,000 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
3,100,000 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
Less than 1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO - limited liability company |
13
SCHEDULE 13D
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) DFI GP Holdings L.P. 20-2133626 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
3,100,000 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
3,100,000 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
3,100,000 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
Less than 1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
PN |
14
SCHEDULE 13D
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) EPE Holdings, LLC 13-4297068 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
21,563,177 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
21,563,177 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
21,563,177 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.4% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO - limited liability company |
15
SCHEDULE 13D
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Enterprise GP Holdings L.P. 20-2133626 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
BK |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
21,563,177 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
21,563,177 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
21,563,177 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.4% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
PN |
16
SCHEDULE 13D
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) DD Securities LLC 26-1585743 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Texas
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
1,392,686 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
1,392,686 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1,392,686 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
Less than 1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO - limited liability company |
17
Item 1. Security and Issuer.
This Schedule 13D relates to the common units (the Common Units) and Class B units (the
Class B Units, and together with the Common Units, the Units) representing limited partner
interests in Enterprise Products Partners L.P., a Delaware limited partnership (the Issuer or
EPD), whose principal offices are located at 1100 Louisiana Street, 10th Floor, Houston, Texas
77002.
This Schedule 13D represents (i) Amendment No. 12 to the Schedule 13D originally filed by
certain reporting persons with the Commission on August 14, 2003, as amended by Amendment No. 1
thereto, filed September 15, 2003, Amendment No. 2 thereto, filed December 19, 2003, Amendment No.
3 thereto, filed June 2, 2004, Amendment No. 4 thereto, filed August 20, 2004, Amendment No. 5
thereto, filed on April 13, 2005, Amendment No. 6 thereto, filed on February 15, 2007, Amendment
No. 7 thereto, filed on February 29, 2008, Amendment No. 8 thereto, filed on April 29, 2009,
Amendment No. 9 thereto, filed on June 30, 2009, Amendment No. 10 thereto, filed on September 10,
2009 and Amendment No. 11 thereto, filed on November 5, 2009 (the Original Schedule 13D), and
(ii) Amendment No. 1 to the Schedule 13D originally filed by other reporting persons with the
Commission on April 8, 2010 following the death of Dan L. Duncan on March 29, 2010 (the Duncan
Trustee 13D). This Schedule 13D is also being filed initially by the Estate of Dan L. Duncan, the
independent co-executors of which were appointed on April 27, 2010, as successor of Dan L. Duncan
and as a group member (no longer a 5% beneficial owner separately).
Item 2. Identity and Background.
Item 2 of the Original Schedule 13D and the Duncan Trustee 13D is hereby amended and restated
to read in its entirety as follows:
This Schedule 13D is being filed by: (i) Randa Duncan Williams, a citizen of the United States
of America residing in Houston, Texas (Ms. Williams); (ii) the voting trustees (the DD LLC
Trustees) of the Dan Duncan LLC Voting Trust (the DD LLC Voting Trust) pursuant to the Dan
Duncan LLC Voting Trust Agreement by and among Dan Duncan LLC, Dan L. Duncan as the sole member and
Dan L. Duncan as the initial voting trustee (the DD Trust Agreement); (iii) the voting trustees
(the EPCO Trustees) of the EPCO, Inc. Voting Trust (the EPCO Voting Trust) pursuant to the
EPCO, Inc. Voting Trust Agreement, by and among EPCO, Inc., Dan L. Duncan as the shareholder and
Dan L. Duncan as the initial voting trustee (the EPCO Trust Agreement); (iv) the estate of Dan L.
Duncan (the Estate) by the independent co-executors of the Estate (the Executors); (v) DFI
Delaware General, LLC, a Delaware limited liability company (DFIDG); (vi) DFI Delaware Holdings
L.P. (formerly Enterprise Products Delaware Holdings L.P.), a Delaware limited partnership
(DFIDH); (vii) Duncan Family Interests, Inc. (formerly EPC Partners II, Inc.), a Delaware
corporation (DFI); (viii) EPCO Holdings, Inc., a Delaware corporation (EPCO Holdings); (ix)
EPCO/Fantome, LLC, a Delaware limited liability company (EPCO/Fantome); (x) Enterprise Products
Company (formerly EPCO, Inc.), a Texas corporation (EPCO); (xi) Dan Duncan LLC, a Texas limited
liability company (DD LLC); (xii) DFI Holdings, LLC, a Delaware limited liability company (DFI
Holdings); (xiii) DFI GP Holdings, L.P., a Delaware limited partnership (DFI GP Holdings); (xiv)
EPE Holdings, LLC, a Delaware limited liability company (EPE GP); (xv) Enterprise GP Holdings
L.P., a Delaware limited partnership (GP Holdings); and (xvi) DD Securities LLC, a Texas limited
liability company (DD Securities, and together with Ms. Williams, the DD LLC Trustees, the EPCO
Trustees, the Estate, DFIDG, DFIDH, DFI, EPCO Holdings, EPCO/Fantome, EPCO, DD LLC, DFI Holdings,
DFI GP Holdings, EPE GP and GP Holdings, the Reporting Persons). Unless otherwise defined
herein, capitalized terms used herein shall have the meanings set forth in the Original Schedule
13D or the Duncan Trustee 13D, as applicable.
Ms. Williams is a voting trustee of each of the DD LLC Voting Trust and the EPCO Voting Trust,
an independent co-executor of the Estate and a beneficiary of the Estate. Ms. Williams is
currently Chairman and a Director of EPCO. The business address of Ms. Williams is 1100 Louisiana
Street, 10th Floor, Houston, Texas 77002.
The DD LLC Trustees are voting trustees that collectively hold record ownership of the sole membership interest in
DD LLC, on behalf of the Estate as the economic owner of the membership interests succeeding Dan L.
Duncan. The voting trustees under the DD Trust Agreement consist of up to three trustees. The
current DD LLC Trustees are: (1) Ms. Williams,
18
a daughter of Dan L. Duncan; (2) Dr. Ralph S. Cunningham; and (3) Mr. Richard H.
Bachmann. Mr. Bachmann and Dr. Cunningham are also currently directors of Enterprise Products GP,
LLC, a Delaware limited liability company and the sole general partner of the Issuer (the General
Partner). The DD LLC Trustees collectively obtained record
ownership of the sole membership interest
in DD LLC on March 29, 2010 as a result of the passing of Dan L. Duncan. The DD LLC Trustees serve
in such capacity without compensation, but they are entitled to incur reasonable charges and
expense deemed necessary and proper for administering the DD Trust Agreement and to reimbursement
and indemnification. The DD Trust Agreement is governed by Texas law. The business address of the
DD LLC Trustees is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
The EPCO Trustees are voting trustees that collectively hold record ownership of a majority of the outstanding
shares of Class A Common Stock, the only class of capital stock with voting rights (the Class A
Common Stock), in EPCO, on behalf of the Estate as the economic owner succeeding Dan L. Duncan.
The voting trustees under the EPCO Trust Agreement consist of up to three voting trustees. The
current EPCO Trustees are: (1) Ms. Williams; (2) Dr. Cunningham; and (3) Mr. Bachmann. The EPCO
Trustees collectively obtained record ownership of the Class A Common Stock of EPCO on March 29,
2010 as a result of the passing of Dan L. Duncan. The EPCO Trustees serve in such capacity without
compensation, but they are entitled to incur reasonable charges and expense deemed necessary and
proper for administering the EPCO Trust Agreement and to reimbursement and indemnification. The
EPCO Trust Agreement is governed by Texas law. The business address of the EPCO Trustees is 1100
Louisiana Street, 10th Floor, Houston, Texas 77002.
The independent co-executors of the Estate were appointed on April 27, 2010. The current
independent co-executors of the Estate are: (1) Ms. Williams; (2) Dr. Cunningham; and (3) Mr.
Bachmann. The business address of the Estate and the Executors is 1100 Louisiana Street, 10th
Floor, Houston, Texas 77002.
Dr. Cunningham is currently the President and Chief Executive Officer of EPE Holdings. Dr.
Cunningham is also a Vice Chairman and a Director of EPCO, and Executive Vice President and a
Manager of DD LLC. Dr. Cunningham is a U.S. citizen.
Mr. Bachmann is currently the Executive Vice President and Chief Legal Officer of the General
Partner. Mr. Bachmann is also currently Chief Executive Officer, President, Chief Legal Officer and
a Director of EPCO, and Executive Vice President, Chief Legal Officer, Secretary and a Manager of
DD LLC. Mr. Bachmann is a U.S. citizen.
EPCO is an entity, a portion of whose capital stock is owned by the Estate through its
ownership interest in the Class A Common Stock of EPCO. However, EPCO is controlled by the EPCO
Trustees, who collectively hold a majority of the Class A Common Stock of EPCO. EPCOs principal
business is to provide employees and management and administrative services to the Issuer and its
General Partner. In addition, EPCO provides employees and management and administrative services
to certain other affiliate entities, including GP Holdings and its general partner, and Duncan
Energy Partners L.P., a publicly traded Delaware limited partnership, and its general partner. In
addition, EPCO owns and operates a trucking business that provides transportation services to the
NGL and petrochemical industry. EPCOs principal business and office address is 1100 Louisiana
Street, 10th Floor, Houston, Texas 77002.
EPCO/Fantome is a wholly owned subsidiary of EPCO. EPCO/Fantome has no independent
operations, and its principal function is to act as a financing subsidiary of EPCO in connection
with certain real estate utilized by EPCO. EPCO/Fantomes principal business and office address is
1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
EPCO Holdings is a wholly owned subsidiary of EPCO. EPCO Holdings has no independent
operations, and its principal function is to act as a financing subsidiary of EPCO. EPCO Holdings
principal business and office address is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
DFI is a wholly owned subsidiary of EPCO Holdings. DFI has no independent operations and its
principal function is to directly and indirectly hold EPCO Holdings equity interests in (i) the
Issuer, (ii) GP Holdings and (iii) DFI GP Holdings. DFIs principal business and office address is
103 Foulk Road, Suite 200, Wilmington, Delaware 19803.
19
DFIDG owns a 0.1% general partner interest in DFIDH. DFIDG has no independent operations, and
its principal function is to hold general partner interests in DFIDH. DFIDGs principal business
and office address is 103 Foulk Road, Suite 200, Wilmington, Delaware 19803.
DFIDH is an indirect, wholly owned subsidiary of DFI. DFIDH has no independent operations and
its principal function is to hold DFIs indirect equity interest in the Issuer. The general
partner of DFIDH is DFIDG, and the sole limited partner of DFIDH is DFI Delaware Limited, LLC,
which are both wholly owned subsidiaries of DFI. DFIDHs principal business and office address is
103 Foulk Road, Suite 200, Wilmington, Delaware 19803.
DD LLC is an entity currently owned economically by the Estate. However, DD LLC is controlled
by the DD LLC Trustees through their collective holding of the sole membership interest in DD LLC.
DD LLC owns 100% of the membership interests in EPE GP, the sole general partner of GP Holdings. DD
LLC also owns 100% of the membership interests in DFI Holdings, the sole general partner of DFI GP
Holdings. DD LLC has no independent operations, and its principal functions are to directly and
indirectly hold the membership interests in (i) EPE GP, (ii) GP Holdings, (iii) DFI Holdings, and
(iv) other personal investments of Dan Duncan now owned economically by the Estate. DD LLCs
principal business and office address is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
DFI Holdings owns a 1.0% general partner interest in DFI GP Holdings. DFI Holdings and DFI GP
Holdings have no independent operations, and their principal functions are to directly hold equity
interests in the Issuer. DFI Holdings and DFI GP Holdings principal business addresses are 1100
Louisiana Street, 10th Floor, Houston, Texas 77002.
EPE GP owns a 0.01% general partner interest in GP Holdings. EPE GP has no independent
operations, and its principal function is to directly and indirectly hold general partner interests
in GP Holdings. EPE GPs principal business address and principal office address is 1100 Louisiana
Street, 10th Floor, Houston, Texas 77002.
As of April 27, 2010, GP Holdings is owned by its public unitholders (with a 21.8% limited
partnership interest), DFI (with an 51.6% limited partner interest), DFI GP Holdings (with an 18.1%
limited partner interest), DD Securities (with a 2.7% limited partner interest) and DD LLC with an
indirect 0.01% general partner interest and the remainder by various affiliates of EPCO. The
assets of GP Holdings include a 100% membership interest in the Issuers General Partner and
21,563,177 Common Units of the Issuer, and membership interests in the general partner of Energy
Transfer Equity, L.P. (ETE) and approximately 39 million ETE common units. GP Holdings
principal business and office address is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
DD Securities is an entity currently owned of record by the Estate, its sole member. DD
Securities has no independent operations, and its principal function is to hold personal
investments of Dan Duncan now owned by the Estate. DD Securities principal business and office
address is 1100 Louisiana Street, Suite 5200, Houston, Texas 77002.
Appendix A hereto sets forth information with respect to the directors and executive
officers of EPCO, EPCO/Fantome, EPCO Holdings, DFI and EPE GP, the managers and executive officers
of DD LLC and DD Securities and the managers of DFIDG and the general partner of DFIDH
(collectively, the Listed Persons). There are no directors, managers or executive officers for
DFI Holdings, which is managed by its sole member, DD LLC.
During the last five years, no Reporting Person nor, to the best of their knowledge, any
Listed Person has been: (i) convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree
or final order enjoining future violations of, or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation with respect to such laws.
20
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 of the Original Schedule 13D is hereby amended to add each of the following paragraphs
and Item 3 of the Duncan Trustee 13D is hereby amended to add the final paragraph below:
On February 4, 2010, the Reporting Persons listed below acquired the following Common Units of
the Issuer at a price of $29.9801000 per Common Unit through their participation in the Enterprise
Products Partners L.P. distribution reinvestment plan. DFI acquired 1,667,778 Common Units; GP
Holdings acquired 395,394 Common Units, the Duncan Family 2000 Trust acquired 157,003 Common Units,
the Duncan Family 1998 Trust acquired 95,192 Common Units and Dan Duncan personally acquired 4,317
Common Units.
Upon
the passing of Dan L. Duncan on March 29, 2010, voting control
of the sole membership interest
in DD LLC was transferred to the DD LLC Trustees pursuant to the DD Trust Agreement among DD LLC,
Dan L. Duncan, as member, and Dan L. Duncan, as initial sole voting trustee.
Upon the passing of Dan L. Duncan on March 29, 2010, voting control of a majority of Dan L.
Duncans Class A Common Stock of EPCO was transferred to the EPCO Trustees pursuant to the EPCO
Trust Agreement among EPCO, Dan L. Duncan as a shareholder, and Dan L. Duncan as the voting
trustee.
The Estate acquired beneficial ownership of certain Units without consideration in connection
with the death of Mr. Duncan. The Executors were appointed on April 27, 2010.
Item 4. Purpose of the Transaction.
Item 4 of the Original Schedule 13D is hereby amended to add each of the following paragraphs,
and Item 4 of the Duncan Trustee 13D is hereby amended to add the penultimate paragraph below:
Since the Original Schedule 13D, Dan L. Duncan acquired certain Common Units in the following
transactions: (i) on March 2, 2010, Dan L. Duncan acquired 374,100 Common Units with a weighted
average purchase price of $33.39 and (ii) on March 3, 2010, Mr. Duncan acquired 74,900 Common Units
with a weighted average purchase price of $33.72. These two acquisitions increased the aggregate
total Common Units held personally by Mr. Duncan to 1,923,332 Common Units.
As disclosed in Item 3, the DD LLC Trustees collectively obtained record ownership of the
membership interests of DD LLC on March 29, 2010 as a result of the passing of Dan L. Duncan. The
DD LLC Trustees serve in such capacity without compensation, but they are entitled to incur
reasonable charges and expense deemed necessary and proper for administering the DD Trust Agreement
and to reimbursement and indemnification.
The EPCO Trustees collectively obtained record ownership of a majority of the Class A Common
Stock of EPCO on March 29, 2010 as a result of the passing of Dan L. Duncan. The EPCO Trustees
serve in such capacity without compensation, but they are entitled to incur reasonable charges and
expense deemed necessary and proper for administering the EPCO Trust Agreement and to reimbursement
and indemnification.
The Executors were appointed on April 27, 2010, and collectively on behalf of the Estate
obtained beneficial ownership of the Units held by DD Securities and other Units that passed
directly to the Estate as a result of the death of Mr. Duncan. In connection with the passing of
Mr. Duncan, shared power to direct the voting and disposition of the Common Units held by (i) the
Duncan Family 1998 Trust (the 1998 Trust), which owns 6,314,632 Common Units, and (ii) the Duncan
Family 2000 Trust (the 2000 Trust), which owns 8,562,280 Common Units, also passed to the
Shareholder(s) of EPCO owning more than 50% of the Class A Common Stock, by virtue of such
Shareholder(s) powers under these trust agreements to remove the current trustees of these trusts.
For purposes of this report, both the Estate and the EPCO Trustees are deemed to have shared power
to direct the voting and disposition of the Common Units held by each of these trusts.
Other than described above, none of the Reporting Persons has any plans or proposals of the
type referred to in clauses (a) through (j) of Item 4 of Schedule 13D, although they reserve the
right to formulate such plans or proposals in the future.
21
Item 5. Interests in Securities of the Issuer.
Item 5 of the Original Schedule 13D and the Duncan Trustee 13D are hereby amended and restated
in their entirety as follows:
(a) and (b) As set forth herein, Randa Duncan Williams may be deemed to have beneficial
ownership of 195,882,296 Units (including 4,520,431 Class B Units), representing approximately
30.6% of the outstanding Units, including Units deemed beneficially owned through her indirect
influence as one of three voting trustees controlling EPCO and DD LLC or as one of three
independent co-executors of the Estate. Ms. Williams has shared voting and dispositive power over
195,882,296 Units (including 4,520,431 Class B Units) consisting of (i) the 24,663,177 Units
beneficially owned by DD LLC, by virtue of her status as one of the DD LLC Trustees (ii) the
151,276,199 Units beneficially owned by EPCO (including 4,520,431 Class B Units), by virtue of her
status as one of the EPCO Trustees, (iii) 437,500 Common Units owned directly by a family trust for
which Ms. Williams serves as a trustee, (iv) 1,312,500 Common Units owned directly by three family
trusts for which Ms. Williams serves as a trustee but in which she has no pecuniary interest, (v)
the 18,192,920 Common Units beneficially owned by the Estate, by virtue of her status as one of the
independent co-executors of the Estate and, with respect to the 6,314,632 Common Units owned
directly by the 1998 Trust and the 8,562,280 Common Units owned directly by the 2000 Trust, also by
virtue of her status as one of the EPCO Trustees. Ms. Williams disclaims beneficial ownership of
the Units beneficially owned by the EPCO Trustees, the DD LLC Trustees and the Estate except to the
extent of her voting and dispositive interests in such Units.
As set forth herein, pursuant to the DD LLC Trust Agreement, the DD LLC Trustees have shared
voting and dispositive power over the 24,663,177 Units beneficially owned by DD LLC, representing
approximately 3.9% of the outstanding Units. DD LLC is the sole member of DFI Holdings, which is
the sole general partner of DFI GP Holdings, which owns directly 3,100,000 Common Units. DD LLC
also owns the general partner of GP Holdings, which owns directly 21,563,177 Units. Except as set
forth in the DD LLC Trust Agreement, voting with respect to membership interests of DD LLC by the
DD LLC Trustees is by majority vote. As set forth herein, the DD LLC Trustees and DD LLC have
shared voting and dispositive power over the Common Units held by DD LLC.
As set forth herein, the EPCO Trustees have shared voting and dispositive power over (i) the
151,276,199 Units beneficially owned by EPCO (including 4,520,431 Class B Units), (ii) the
6,314,632 Common Units owned directly by the 1998 Trust and (iii) the 8,562,280 Common Units owned
directly by the 2000 Trust, representing approximately 26.0% of the outstanding Units. The Units
beneficially owned by EPCO include: (i) 132,173,921 Common Units owned directly by DFIDH; (ii) 11,296,270
Units (including 4,520,431 Class B Units) owned directly by DFI;
(iii) 6,182,354 Common Units owned
directly by EPCO Holdings; (iv) 844,552 Common Units owned directly by Enterprise Unit L.P. (Enterprise
Unit); and (v) 779,102 Common Units owned directly by EPCO Unit L.P. (EPCO Unit). EPCO Holdings is a
wholly owned subsidiary of EPCO. DFI is a wholly owned subsidiary of EPCO Holdings. EPCO is the
general partner of each of Enterprise Unit and EPCO Unit. Except as set forth in the EPCO Trust
Agreement, voting with respect to Class A Common Stock by the EPCO Trustees is by majority vote.
As set forth herein, the Estate and the Executors collectively have beneficial ownership over
18,192,920 Common Units beneficially owned by the Estate, representing approximately 2.8% of the
outstanding Common Units. The Common Units beneficially owned and voting and dispositive power
related to these Common Units consists of (i) sole voting and dispositive power over the 1,923,322
Common Units owned directly by the Estate and (ii) shared voting and dispositive power over the (A)
1,392,686 Common Units owned directly by DD Securities, (B) the 6,314,632 Common Units owned
directly by the 1998 Trust, and (C) the 8,562,280 Common Units owned directly by the 2000 Trust.
DD LLC owns 100% of the membership interests in, and is the sole member of EPE GP, the sole
general partner of EPE. DD LLC also owns 100% of the membership interests in, and a 4% limited
partner interest in DFI GP Holdings.
DFIDH holds directly 132,173,921 Common Units. DFIDG controls DFIDH with its 0.1% general
partner interest in DFIDH. Therefore, DFIDG is the beneficial owner of the 132,173,921 Common Units
held by DFIDH.
22
DFIDH is
an indirect wholly owned subsidiary of DFI. As set forth herein, DFIDG and DFIDH
have shared voting and dispositive power over the 132,173,921 Common Units held directly by DFIDH.
DFI holds directly 6,775,839 Common Units and 4,520,431 Class B Units, and thus beneficial
ownership of an aggregate 11,296,270 Units. DFI also has an indirect beneficial ownership
interest in the 132,173,921 Common Units owned by DFIDH. DFI is a
wholly-owned subsidiary of EPCO
Holdings. As set forth herein, DFI (a wholly owned subsidiary of EPCO Holdings) has shared voting
and dispositive power over the 6,775,839 Common Units and 4,520,431 Class B Units held directly by
DFI, and the 132,173,921 Common Units owned directly by DFIDH, its
indirect, wholly owned
subsidiary.
EPCO Holdings holds directly 6,182,354 Common Units. EPCO Holdings also has an indirect
beneficial ownership interest in the 143,470,191 Units (including 4,520,431 Class B Units)
beneficially owned by DFI. EPCO Holdings is a wholly owned subsidiary of EPCO/Fantome. As set
forth herein, EPCO Holdings has shared voting and dispositive power over the 6,182,354 Common Units
owned directly by it and the 143,470,191 Common Units beneficially
owned by DFI (a wholly owned
subsidiary of EPCO Holdings).
EPCO/Fantome holds no Units directly, but EPCO/Fantome has an indirect beneficial
ownership interest in the 149,652,545 Units (including 4,520,431 Class B Units) beneficially
owned by EPCO Holdings. EPCO/Fantome is a wholly owned subsidiary of EPCO. As set forth herein,
EPCO/Fantome has shared voting and dispositive power over the 149,652,545 Units (including
4,520,431 Class B Units) beneficially owned by EPCO Holdings (a
wholly owned subsidiary of
EPCO/Fantome).
As set forth herein, EPCO has shared voting and dispositive power over the 149,652,545
Units (including 4,520,431 Class B Units) beneficially owned by
EPCO/Fantome (a wholly owned
subsidiary of EPCO), as well as the 779,102 Common Units owned by EPCO Unit L.P. and the 844,552
Common Units owned by Enterprise Unit L.P., partnerships of which EPCO is the general partner.
DFI GP Holdings holds directly 3,100,000 Common Units. DD LLC controls DFI GP Holdings with
its indirect 1.0% general partner interest owned by DFI Holdings. DFI and DD LLC hold 95.0% and
4.0% limited partner interests, respectively, in DFI GP Holdings. As set forth herein, the DD LLC
Trustees, DD LLC, DFI Holdings and DFI GP Holdings have shared voting and dispositive power over
the 3,100,000 Common Units held by DFI GP Holdings.
GP Holdings holds directly 21,563,177 Common Units. DD LLC controls GP Holdings with its
indirect 0.01% general partner interest owned by EPE GP. DFI and DD LLC hold 51.6% and 2.7%
limited partner interests, respectively, in GP Holdings. Although the Estate beneficially owns a
100% membership interest in DD LLC, it does not control either voting or dispositive power of the
membership interests in DD LLC. Accordingly, each of the DD LLC Trustees, DD LLC, EPE GP and GP
Holdings have shared voting and dispositive power over and are the beneficial owners of the
21,563,177 Common Units held by GP Holdings.
EPCO is the general partner of Enterprise Unit L.P. and EPCO Unit L.P. and therefore has
voting and dispositive power over the 844,552 Common Units owned directly by Enterprise Unit L.P.
and the 779,102 Common Units owned directly by EPCO Unit L.P. Therefore, EPCO and the EPCO
Trustees have an indirect beneficial ownership interest in the 844,552 Common Units owned by
Enterprise Unit L.P. and the 779,102 Common Units owned by EPCO Unit L.P. EPCO and the EPCO
Trustees also have an indirect beneficial ownership interest in the 149,652,545 Units
(including 4,520,431 Class B Units) beneficially owned by its direct and indirect wholly owned
subsidiaries EPCO/Fantome and EPCO Holdings.
DD Securities holds directly 1,392,686 Common Units. As set forth herein, DD Securities, the
Estate and Ms. Williams have shared voting and dispositive power over the 1,392,686 Common Units
held by DD Securities.
The aforementioned ownership amounts of Common Units (including Class B Units) by the
Reporting Persons are as of April 27, 2010, our most recent practicable date for this filing on
Schedule 13D. The percentage ownership amounts are based on the 634,754,083 Common Units and
4,520,431 Class B units outstanding as of
23
April 30, 2010 based on information provided by the Issuer, including after giving effect to
the public offering and issuance of 13,800,000 Common Units on April 16, 2010.
(c) Except as otherwise set forth herein or below, none of the Reporting Persons has effected
any transactions in Units in the past 60 days.
(d) No person other than as set forth in the response to this Item 5 has the right to receive
or the power to direct the receipt of distributions or dividends from, or the proceeds from the
transfer of, the Common Units beneficially owned by the Reporting Persons.
(e) Not applicable.
Item 6: Contracts, Arrangements; Understandings or Relationships with Respect to Securities of the
Issuer
Item 6 of the Original Schedule 13D and the Duncan Trustee 13D are hereby amended and restated
in their entirety as follows:
EPCO Holdings entered into a Second Amended and Restated Credit Agreement, dated as of August
24, 2007 (the EPCO Holdings Facility), a copy of which is
filed as Exhibit 99.10 hereto. In
connection with the Issuers acquisition of TEPPCO Partners L.P. by merger on October 26, 2009, the
common units representing limited partner interests of TEPPCO that were beneficially owned by EPCO
and pledged pursuant to the EPCO Holdings Facility were exchanged for 11,143,521 Units (including
4,520,431 Class B Units) owned directly by DFI. All of the Units so issued in connection with the
merger that are beneficially owned by EPCO, together with 115,000,000 Common Units owned directly
by DFIDH and 3,100,000 Common Units owned directly by DFI GP Holdings, are pledged to the lenders
under the EPCO Holdings Facility as security. The EPCO Holdings Facility contains customary and
other events of default.
Enterprise GP entered into a Third Amended and Restated Credit Agreement, dated as of
August 24, 2007 and entered into a first amendment to that facility on November 8, 2007 (as
amended, the EPE Facility). Copies of the EPE Facility are incorporated by reference herein as
Exhibits 99.11 and 99.12. In connection with the Issuers acquisition of TEPPCO Partners L.P. by
merger on October 26, 2009, the membership interests in TEPPCOs general partner beneficially owned
by Enterprise GP were exchanged for 1,331,681 Common Units and the 4,400,000 common units
representing limited partner interests of TEPPCO that were beneficially owned by Enterprise GP were
exchanged for 5,456,000 Common Units. All of the Common Units so issued in connection with the
merger that are beneficially owned by Enterprise GP, together with an
additional 14,786,179 Common
Units, are pledged to the lenders under the EPE Facility as security. The EPE Facility contains
customary and other events of default.
The information set forth under Items 3, 4 and 5, and the agreements set forth as Exhibits
99.10, 99.11 and 99.12 are incorporated by reference into this Item 6.
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Item 7. Material to be Filed as Exhibits.
Item 7 of the Original Schedule 13D and the Duncan Trustee 13D are hereby amended and restated
in their entirety as follows:
99.1 |
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Fifth Amended and Restated Agreement of Limited Partnership of
Enterprise Products Partners L.P., dated effective as of August 8,
2005 (incorporated by reference to Exhibit 3.1 to the Current Report
on Form 8-K filed by Enterprise on August 10, 2005). |
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99.2 |
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First Amendment to the Fifth Amended and Restated Partnership
Agreement of Enterprise Products Partners L.P. dated as of
December 27, 2007 (incorporated by reference to Exhibit 3.1 to
Form 8-K/A filed by Enterprise on January 3, 2008). |
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99.3 |
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Second Amendment to the Fifth Amended and Restated Partnership
Agreement of Enterprise Products Partners L.P. dated as of April 14,
2008 (incorporated by reference to Exhibit 10.1 to Form 8-K filed by
Enterprise on April 16, 2008). |
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99.4 |
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Third Amendment to the Fifth Amended and Restated Partnership
Agreement of Enterprise Products Partners L.P. dated as of
November 6, 2008 (incorporated by reference to Exhibit 3.5 to
Form 10-Q filed by Enterprise on November 10, 2008). |
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99.5 |
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Fourth Amendment to the Fifth Amended and Restated Partnership
Agreement of Enterprise Products Partners L.P. dated as of
October 26, 2009 (incorporated by reference to Exhibit 3.1 to
Form 8-K filed by Enterprise on October 28, 2009). |
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99.6 |
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Agreement of Limited Partnership of Enterprise Unit L.P. dated
February 20, 2008 (incorporated by reference to Exhibit 10.1 to
Form 8-K filed February 26, 2008). |
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99.7 |
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First Amendment to Agreement of Limited Partnership of Enterprise
Unit L.P. dated December 2, 2009 (incorporated by reference to
Exhibit 10.4 to Form 8-K filed by Enterprise GP Holdings L.P. on
December 8, 2009) |
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99.8 |
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Agreement of Limited Partnership of EPCO Unit L.P. dated November 13,
2008 (incorporated by reference to Exhibit 10.5 to Form 8-K filed
November 18, 2008) |
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99.9 |
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First Amendment to Agreement of Limited Partnership of EPCO Unit L.P.
dated December 2, 2009 (incorporated by reference to Exhibit 10.5 to
Form 8-K filed by Enterprise GP Holdings L.P. on December 8, 2009). |
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99.10 |
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Second Amended and Restated Credit Agreement, dated as of August 24,
2007, by and among EPCO Holdings, Inc., as borrower, the lenders
party thereto, Citicorp North America, Inc., as Administrative Agent,
Lehman Commercial Paper Inc., as Syndicate Agent, Citibank, N.A., as
Issuing Bank and the Bank of Nova Scotia, Suntrust Bank and Mizuho
Corporate Bank, Ltd. as Co-Documentation Agents, Citigroup Global
Markets, Inc. and Lehman Brothers Inc. as Co-Arrangers and Joint
Bookrunners (incorporated by reference to Exhibit 99.2 to the
Schedule 13D/A with respect to Common Units of TEPPCO Partners, L.P.
filed with the Commission on February 28, 2008 by Dan L. Duncan and
other reporting persons). |
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99.11 |
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Third Amended and Restated Credit Agreement dated as of August 24,
2007, among Enterprise GP Holdings L.P., the Lenders party thereto,
Citicorp North American, Inc., as Administrative Agent, and Citibank,
N.A., as Issuing Bank (incorporated by reference to Exhibit 4.1 to
the Current Report on Form 8-K filed by Enterprise GP Holdings L.P.
on August 30, 2007). |
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99.12 |
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First Amendment to Third Amended and Restated Credit Agreement dated
as of November 8, 2007, among Enterprise GP Holdings L.P., the Term
Loan B Lenders party thereto, Citicorp North American, Inc. as
Administrative Agent, and Citigroup Global Markets, Inc. and Lehman
Brothers Inc. as Co-Arrangers and Joint Bookrunners (incorporated by
reference to Exhibit 10.1 to the Current Report on Form 8-K filed by
Enterprise GP Holdings L.P. on November 14, 2007). |
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99.13 |
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Support Agreement dated as of June 28, 2009 by and among Enterprise
Products Partners L.P., Enterprise GP Holdings L.P., DD Securities
LLC, DFI GP Holdings, L.P., Duncan Family Interests Inc., Duncan
Family 2000 Trust and Dan L. Duncan (incorporated by reference to
Exhibit 10.1 to the Form 8-K filed by Enterprise on June 29, 2009). |
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99.14 |
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Common Unit Purchase Agreement, dated September 3, 2009, between
Enterprise Products Partners L.P. and EPCO Holdings, Inc
(incorporated by reference to Exhibit 10.1 to the Form 8-K filed by
Enterprise on September 4, 2009). |
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99.15 |
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Agreement and Plan of Merger dated as of June 28, 2009 by and among
Enterprise Products Partners L.P., Enterprise Products GP, LLC,
Enterprise Sub B LLC, TEPPCO Partners, L.P. and Texas Eastern
Products Pipeline Company, LLC (incorporated by reference to Exhibit
2.1 to Form 8-K filed by Enterprise on June 29, 2009). |
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99.16 |
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Agreement and Plan of Merger dated as of June 28, 2009 by and among
Enterprise Products Partners L.P., Enterprise Products GP, LLC,
Enterprise Sub A LLC, TEPPCO Partners, L.P. and Texas Eastern
Products Pipeline Company, LLC (incorporated by reference to Exhibit
2.2 to the Form 8-K filed by Enterprise on June 29, 2009). |
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99.17* |
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Joint Filing Agreement among the Reporting Persons dated May 18, 2010. |
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SIGNATURES
After reasonable inquiry and to the best of each of the undersigneds knowledge and belief,
each of the undersigned hereby certifies that the information set forth in this statement is true,
complete and correct.
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Dated: May 18, 2010 |
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RANDA DUNCAN WILLIAMS |
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By:
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/s/ Randa Duncan Williams
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Dated: May 18, 2010 |
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The DD LLC TRUSTEES pursuant to the Dan Duncan LLC
Voting Trust Agreement |
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By:
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/s/ Randa Duncan Williams |
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Randa Duncan Williams |
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Trustee |
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/s/ Ralph S. Cunningham |
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Dr. Ralph S. Cunningham |
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Trustee |
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/s/ Richard H. Bachmann |
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Richard H. Bachmann |
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Trustee |
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Dated: May 18, 2010 |
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The EPCO TRUSTEES pursuant to the EPCO, Inc. Voting
Trust Agreement |
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By:
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/s/ Randa Duncan Williams |
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Randa Duncan Williams |
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Trustee |
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/s/ Ralph S. Cunningham |
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Dr. Ralph S. Cunningham |
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Trustee |
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/s/ Richard H. Bachmann |
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Richard H. Bachmann |
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Trustee |
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Enterprise Products Partners LP Schedule 13D Signature Page
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Dated: May 18, 2010 |
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The ESTATE of DAN L. DUNCAN |
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By:
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/s/ Randa Duncan Williams |
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Randa Duncan Williams |
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Independent Co-Executor |
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/s/ Ralph S. Cunningham |
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Dr. Ralph S. Cunningham |
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Independent Co-Executor |
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/s/ Richard H. Bachmann |
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Richard H. Bachmann |
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Independent Co-Executor |
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Dated: May 18, 2010 |
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DFI DELAWARE GENERAL, LLC |
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By:
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/s/ Darryl E. Smith |
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Darryl E. Smith |
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Manager |
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Dated: May 18, 2010 |
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DFI DELAWARE HOLDINGS L.P. |
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By:
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DFI Delaware General, LLC, |
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its general partner |
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By:
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/s/ Darryl E. Smith |
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Darryl E. Smith |
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Manager |
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Dated: May 18, 2010 |
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DUNCAN FAMILY INTERESTS, INC. |
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By:
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/s/ Darryl E. Smith |
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Darryl E. Smith |
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Treasurer |
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Dated: May 18, 2010 |
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EPCO HOLDINGS, INC. |
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By:
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/s/ W. Randall Fowler |
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W. Randall Fowler |
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President and Chief Executive Officer |
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Dated: May 18, 2010 |
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EPCO/FANTOME, LLC |
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By:
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/s/ W. Randall Fowler |
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W. Randall Fowler |
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President and Chief Executive Officer |
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Enterprise Products Partners LP Schedule 13D Signature Page
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Dated: May 18, 2010 |
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ENTERPRISE PRODUCTS COMPANY |
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By:
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/s/ Richard H. Bachmann |
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Richard H. Bachmann |
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President and Chief Executive Officer |
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Dated: May 18, 2010 |
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DAN DUNCAN LLC |
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By:
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/s/ Richard H. Bachmann |
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Richard H. Bachmann |
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Executive Vice President, Chief Legal Officer and
Secretary |
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Dated: May 18, 2010 |
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DFI HOLDINGS, LLC |
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By:
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DAN DUNCAN LLC, its sole member |
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By:
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/s/ Richard H. Bachmann |
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Richard H. Bachmann |
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Executive Vice President, Chief Legal Officer and
Secretary |
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Dated: May 18, 2010 |
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DFI GP HOLDINGS, L.P. |
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By:
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DFI HOLDINGS, LLC, its general partner |
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By:
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DAN DUNCAN LLC, its sole member |
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By:
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/s/ Richard H. Bachmann |
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Richard H. Bachmann |
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Executive Vice President, Chief Legal Officer and
Secretary |
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Dated: May 18, 2010 |
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EPE HOLDINGS, LLC |
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By:
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DAN DUNCAN LLC, its sole member |
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By:
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/s/ Richard H. Bachmann |
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Richard H. Bachmann |
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Executive Vice President, Chief Legal Officer and
Secretary |
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Enterprise Products Partners LP Schedule 13D Signature Page
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Dated: May 18, 2010 |
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ENTERPRISE GP HOLDINGS L.P. |
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By:
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EPE HOLDINGS, LLC, its general partner |
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By:
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DAN DUNCAN LLC, its sole member |
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By:
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/s/ Richard H. Bachmann |
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Richard H. Bachmann |
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Executive Vice President, Chief Legal Officer and
Secretary |
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Dated: May 18, 2010 |
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DD SECURITIES LLC |
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By:
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/s/ W. Randall Fowler |
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W. Randall Fowler |
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Executive Vice President, Chief Financial
Officer and Treasurer |
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Enterprise Products Partners LP Schedule 13D Signature Page
APPENDIX A
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
ENTERPRISE PRODUCTS COMPANY
Directors and Executive Officers of Enterprise Products Company (EPCO). Set forth below is
the name, current business address, citizenship and the present principal occupation or employment
of each director and executive officer of EPCO. Unless otherwise indicated below, the current
business address for each of the individuals listed below is 1100 Louisiana Street, 10th Floor,
Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the United
States of America.
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Name |
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Position with EPCO, Other Present Principal Occupation |
Randa Duncan Williams
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Chairman and Director; |
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Co-Chairman of EPCO Holdings, Inc, and Director of EPE Holdings, LLC |
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Richard H. Bachmann
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Chief Executive Officer, President, Chief Legal Officer, and Director; |
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Executive Vice President, Chief Legal Officer, Secretary, and
Director of EPCO Holdings, Inc., Enterprise Products GP, LLC, and EPE
Holdings, LLC; Executive Vice President, Chief Legal Officer,
Secretary and Manager of Dan Duncan LLC and DD Securities LLC |
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Ralph S. Cunningham
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Vice Chairman and Director; |
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Executive Vice President and Manager of Dan Duncan LLC and DD
Securities LLC; Director of Enterprise Products GP, LLC; President,
CEO and Director of EPE Holdings, LLC |
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Michael A. Creel
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Director; |
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Executive Vice President, Chief Financial Officer, and Director of
EPCO Holdings, Inc.,; President, CEO and Director of Enterprise
Products GP, LLC |
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W. Randall Fowler
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Chief Financial Officer and Director; |
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President, CEO and Director of EPCO Holdings, Inc.; Executive Vice
President, Chief Financial Officer, Treasurer, and Manager of Dan
Duncan LLC and DD Securities LLC; Executive Vice President, Chief
Financial Officer, and Director of Enterprise Products GP, LLC and
EPE Holdings, LLC |
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William Ordemann
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Executive Vice President and Chief Operating Officer; |
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Executive Vice President and Chief Operating Officer of EPCO
Holdings, Inc., Enterprise Products GP, LLC, and EPE Holdings, LLC |
Appendix A - 1
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Name |
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Position with EPCO, Other Present Principal Occupation |
Patricia A. Totten
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Vice President, General Counsel and Secretary |
Appendix A - 2
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
EPCO/FANTOME, LLC
Directors and Executive Officers of EPCO/Fantome, LLC (Fantome). Set forth below is the
name, current business address, citizenship and the present principal occupation or employment of
each director and executive officer of Fantome. Unless otherwise indicated below, the current
business address for each of the individuals listed below is 1100 Louisiana Street, 10th Floor,
Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the United
States of America.
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Name |
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Position with Fantome; Other Present Principal Occupation |
Randa Duncan Williams
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Co-Chairman; |
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Chairman and Director of EPCO, Co-Chairman of EPCO Holdings, and
Director of EPE Holdings, LLC |
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Richard H. Bachmann
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Executive Vice President, Chief Legal Officer, Secretary and Director; |
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|
Chief Executive Officer, President, Chief Legal Officer, and Director
of EPCO, Executive Vice President, Chief Legal Officer, Secretary,
and Director of EPCO Holdings, Enterprise Products GP, LLC, and EPE
Holdings, LLC and Executive Vice President, Chief Legal Officer,
Secretary, and Manager of Dan Duncan LLC and DD Securities LLC |
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|
Michael A. Creel
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Executive Vice President, Chief Financial Officer, and Director; |
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Director of EPCO, Executive Vice President, Chief Financial Officer,
and Director of EPCO Holdings, President and CEO and Director of
Enterprise Products GP, LLC, |
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|
W. Randall Fowler
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President, Chief Executive Officer, and Director; |
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Chief Financial Officer and Director of EPCO, President, Chief
Executive Officer and Director of EPCO Holdings, Executive Vice
President, Chief Financial Officer, Treasurer, and Manager of Dan
Duncan LLC and DD Securities LLC, Executive Vice President, Chief
Financial Officer, and Director of Enterprise Products GP, LLC and
EPE Holdings, LLC |
Appendix A - 3
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
EPCO HOLDINGS, INC.
Directors and Executive Officers of EPCO Holdings, Inc. (EPCO Holdings). Set forth below is
the name, current business address, citizenship and the present principal occupation or employment
of each director and executive officer of EPCO Holdings. Unless otherwise indicated below, the
current business address for each of the individuals listed below is 1100 Louisiana Street, 10th
Floor, Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the
United States of America.
|
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Name |
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Position with EPCO Holdings, Other Present Principal Occupation |
Randa Duncan Williams
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Co-Chairman; |
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Director of EPE Holdings, LLC; Chairman and Director of EPCO; |
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|
|
Richard H. Bachmann
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|
Executive Vice President, Chief Legal Officer, Secretary, and Director |
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|
|
|
Executive Vice President, Chief Legal Officer, Secretary, and
Director of Enterprise Products GP, LLC, and EPE Holdings, LLC; Chief
Executive Officer, President, Chief Legal Officer and Director of
EPCO; Executive Vice President, Chief Legal Officer, Secretary, and
Manager of Dan Duncan LLC and DD Securities LLC |
|
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|
Michael A. Creel
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|
Executive Vice President, Chief Financial Officer, and Director; |
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|
Director of EPCO; President, CEO and Director of Enterprise Products
GP, LLC; |
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|
W. Randall Fowler
|
|
President, Chief Executive Officer and Director; |
|
|
|
|
|
Executive Vice President, Chief Financial Officer, Treasurer, and
Manager of Dan Duncan LLC and DD Securities LLC; Executive Vice
President, Chief Financial Officer, and Director of Enterprise
Products GP, LLC and EPE Holdings, LLC; Chief Financial Officer and
Director of EPCO; |
|
|
|
William Ordemann
|
|
Executive Vice President and Chief Operating Officer; |
|
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|
|
Executive Vice President and Chief Operating Officer of Enterprise
Products GP, LLC, EPE Holdings, LLC and EPCO. |
Appendix A - 4
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
DUNCAN FAMILY INTERESTS, INC.
Directors and Executive Officers of Duncan Family Interests, Inc. (DFI). Set forth below is
the name, current business address, citizenship, position with DFI and the present principal
occupation or employment of each director and executive officer of DFI. Unless otherwise indicated
below, the current business address for each of the individuals listed below is 103 Foulk Road,
Suite 200, Wilmington, Delaware 19803. Unless otherwise indicated, each such person is a citizen of
the United States of America.
|
|
|
Name |
|
Position with DFI, Other Present Principal Occupation |
Andrew T. Panaccione
|
|
Director; |
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President of CSC Entity Services, LLC |
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|
Kari L. Johnson
|
|
Secretary; |
|
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|
Vice President Client Services of CSC Entity Services, LLC |
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|
Mary Stawikey
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|
President and Director; |
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Vice President Client Services of CSC Entity Services, LLC |
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|
Darryl E. Smith
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Treasurer and Director; |
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|
|
Vice President Client Services of CSC Entity Services, LLC |
Appendix A - 5
INFORMATION CONCERNING THE MANAGERS
OF
DFI DELAWARE GENERAL, LLC
Managers of DFI Delaware General, LLC (DFIDG). Set forth below is the name, current
business address, citizenship, position with DFIDG and the present principal occupation or
employment of each manager of DFIDG. Unless otherwise indicated below, the current business
address for each of the individuals listed below is 103 Foulk Road, Suite 200, Wilmington, Delaware
19803. Unless otherwise indicated, each such person is a citizen of the United States of America.
|
|
|
Name |
|
Position with DFIDG, Other Present Principal Occupation |
Brian T. Harrison
|
|
Manager |
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|
Kari L. Johnson
|
|
Manager |
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|
Darryl E. Smith
|
|
Manager |
|
|
|
Appendix A - 6
INFORMATION CONCERNING THE MANAGERS AND EXECUTIVE OFFICERS
OF
DAN DUNCAN LLC
Managers and Executive Officers of Dan Duncan LLC (DD LLC). Set forth below is the name,
current business address, citizenship, position with DD LLC and the present principal occupation or
employment of each manager and executive officer of DD LLC. Unless otherwise indicated below, the
current business address for each of the individuals listed below is 1100 Louisiana Street, 10th
Floor, Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the
United States of America.
|
|
|
Name |
|
Position with DD LLC; Other Present Principal Occupation |
Richard H. Bachmann
|
|
Executive Vice President, Chief Legal Officer, Secretary, and Manager; |
|
|
|
|
|
Executive Vice President, Chief Legal Officer, Secretary and Director of
Enterprise Products GP, LLC, EPE Holdings, LLC and EPCO Holdings;
Executive Vice President, Chief Legal Officer, Secretary, and Manager of
DD Securities LLC; President, Chief Executive Officer, Chief Legal
Officer and Director of EPCO; |
|
|
|
Ralph S. Cunningham
|
|
Executive Vice President and Manager; |
|
|
|
|
|
Executive Vice President and Manager of DD Securities LLC; Director of
Enterprise Products GP, LLC; President, CEO and Director of EPE Holdings,
LLC; Vice Chairman and Director of EPCO; |
|
|
|
W. Randall Fowler
|
|
Executive Vice President, Chief Financial Officer, Treasurer, and Manager; |
|
|
|
|
|
Executive Vice President, Chief Financial Officer, Treasurer, and Manager
of DD Securities LLC; Executive Vice President, Chief Financial Officer,
and Director of Enterprise Products GP, LLC and EPE Holdings, LLC; Chief
Financial Officer and Director of EPCO; and President, Chief Executive
Officer and Director of EPCO Holdings; |
Appendix A - 7
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
EPE HOLDINGS, LLC
Directors and Officers of EPE Holdings, LLC (EPE GP). Set forth below is the name, current
business address, citizenship, position with EPE GP and the present principal occupation or
employment of each manager and executive officer of EPE GP. Unless otherwise indicated below, the
current business address for each of the individuals listed below is 1100 Louisiana Street, 10th
Floor, Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the
United States of America.
|
|
|
Name |
|
Position with EPE GP; Other Present Principal Occupation |
Randa Duncan Williams
|
|
Director; |
|
|
|
|
|
Co-Chairman of EPCO Holdings, Inc.; Director and Chairman of EPCO |
|
|
|
Richard H. Bachmann
|
|
Director, Executive Vice President, Chief Legal Officer and Secretary; |
|
|
|
|
|
Executive Vice President, Chief Legal Officer, Secretary and Manager
of Dan Duncan LLC and DD Securities LLC, Director of DEP Holdings,
LLC; Director and Executive Vice President, Chief Legal Officer and
Secretary of Enterprise Products GP, LLC and EPCO Holdings, Inc.;
President, Chief Executive Officer, Chief Legal Officer and Director
of EPCO |
|
|
|
W. Randall Fowler
|
|
Director, Executive Vice President and Chief Financial Officer; |
|
|
|
|
|
Manager and Executive Vice President, Chief Financial Officer and
Treasurer of Dan Duncan LLC and DD Securities LLC, Director and
President and Chief Executive Officer of DEP Holdings, LLC; Director,
Executive Vice President and Chief Financial Officer of Enterprise
Products GP, LLC; Chief Financial Officer and Director of EPCO,
President and Chief Executive Officer of EPCO Holdings, Inc. |
|
|
|
Ralph S. Cunningham
|
|
Director, President and Chief
Executive Officer; |
|
|
|
|
|
Manager and Executive Vice President of DD Securities LLC and Dan
Duncan LLC; Director of DEP Holdings, LLC and Enterprise Products GP,
LLC; Director and Vice Chairman of EPCO |
|
|
|
O.S. Andras
|
|
Director |
|
|
|
Thurman Andress
|
|
Director |
|
|
|
Charles E. McMahen
|
|
Director |
|
|
|
Edwin E. Smith
|
|
Director |
|
|
|
Michael A. Creel
|
|
Director; |
|
|
|
|
|
President and CEO and Director of Enterprise Products GP, LLC,
Director of EPCO |
|
|
|
A. James Teague
|
|
Director; |
|
|
|
|
|
Executive Vice President and Director of Enterprise Products GP, LLC |
Appendix A - 8
|
|
|
Name |
|
Position with EPE GP; Other Present Principal Occupation |
William Ordemann
|
|
Executive Vice President and Chief Operating Officer; |
|
|
|
|
|
Executive Vice President of DEP Holdings, LLC; Executive Vice
President and Chief Operating Officer of Enterprise Products GP, LLC,
EPCO Holdings, Inc., and EPCO |
Appendix A - 9
INFORMATION CONCERNING THE MANAGERS AND EXECUTIVE OFFICERS
OF
DD SECURITIES LLC
Managers and Executive Officers of DD Securities LLC. Set forth below is the name, current
business address, citizenship, position with DD Securities LLC and the present principal occupation
or employment of each manager and executive officer of DD Securities LLC. Unless otherwise
indicated below, the current business address for each of the individuals listed below is 1100
Louisiana Street, 10th Floor, Houston, Texas 77002. Unless otherwise indicated, each such person is
a citizen of the United States of America.
|
|
|
Name |
|
Position with DD Securities LLC; Other Present Principal Occupation |
Richard H. Bachmann
|
|
Executive Vice President, Chief Legal Officer, Secretary, and Manager; |
|
|
|
|
|
Executive Vice President, Chief Legal Officer, Secretary and Director of
Enterprise Products GP, LLC, EPE Holdings, LLC and EPCO Holdings;
Executive Vice President, Chief Legal Officer, Secretary, and Manager of
Dan Duncan LLC; President, Chief Executive Officer, Chief Legal Officer
and Director of EPCO; |
|
|
|
Ralph S. Cunningham
|
|
Executive Vice President and Manager; |
|
|
|
|
|
Executive Vice President and Manager of Dan Duncan LLC; Director of
Enterprise Products GP, LLC; President, CEO and Director of EPE Holdings,
LLC; Vice Chairman and Director of EPCO; |
|
|
|
W. Randall Fowler
|
|
Executive Vice President, Chief Financial Officer, Treasurer, and Manager; |
|
|
|
|
|
Executive Vice President, Chief Financial Officer, Treasurer, and Manager
of Dan Duncan LLC; Executive Vice President, Chief Financial Officer, and
Director of Enterprise Products GP, LLC and EPE Holdings, LLC; Chief
Financial Officer and Director of EPCO and President, Chief Executive
Officer and Director of EPCO Holdings; |
Appendix A - 10
INFORMATION CONCERNING THE MANAGERS AND EXECUTIVE OFFICERS
OF
DFI HOLDINGS, LLC
DFI Holdings, LLC, a Delaware limited liability company (DFI Holdings), has no separate
officers and is managed by its sole member, Dan Duncan LLC. DFI Holdings is the general partner of
DFI GP Holdings L.P. (DFI GP Holdings). DFI Holdings is a wholly owned subsidiary of DD LLC.
DFI Holdings principal business purpose, as general partner of DFI GP Holdings, is to manage the
business and operations of DFI GP Holdings. DFI Holdings principal business and office address is
1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
Appendix A - 11