UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
FORM 11-K
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
þ | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED] |
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2009
o | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED] |
FOR THE TRANSITION PERIOD FROM TO
COMMISSION FILE NUMBER 1-12001
ALLEGHENY TECHNOLOGIES
RETIREMENT SAVINGS PLAN
ALLEGHENY TECHNOLOGIES INCORPORATED
1000 Six PPG Place, Pittsburgh, Pennsylvania 15222-5479
1 | ||||||||
Audited Financial Statements |
||||||||
2 | ||||||||
3 | ||||||||
4 | ||||||||
Supplemental Schedule |
||||||||
13 | ||||||||
EX-23.1 |
1
December 31 | ||||||||
2009 | 2008 | |||||||
| | | | |||||||
Investments at fair value: |
||||||||
Interest in synthetic investment contracts |
$ | 96,691,920 | $ | 96,180,452 | ||||
Interest in registered investment companies |
86,510,639 | 61,373,681 | ||||||
Interest in common collective trusts |
58,703,216 | 42,464,847 | ||||||
Corporate common stocks |
24,860,857 | 11,495,186 | ||||||
Interest-bearing cash and cash equivalents |
10,446,108 | 8,425,077 | ||||||
Participant loans |
3,472,651 | 2,929,458 | ||||||
Total investments at fair value |
280,685,391 | 222,868,701 | ||||||
Contributions receivable |
9,136 | 11,976 | ||||||
Net assets available reflecting investments at fair value |
280,694,527 | 222,880,677 | ||||||
Adjustment from fair value to contract value for fully
benefit-responsive investment contracts |
(1,008,884 | ) | 6,255,302 | |||||
Net assets available for benefits |
$ | 279,685,643 | $ | 229,135,979 | ||||
2
Years Ended December 31 | ||||||||
2009 | 2008 | |||||||
| | | | |||||||
Contributions: |
||||||||
Employer |
$ | 8,086,315 | $ | 7,510,149 | ||||
Employee |
7,336,340 | 8,198,779 | ||||||
Rollovers |
351,778 | | ||||||
Total contributions |
15,774,433 | 15,708,928 | ||||||
Investment income (loss): |
||||||||
Net gain (loss) from interest in registered investment
companies |
20,857,133 | (36,770,096 | ) | |||||
Net gain (loss) on corporate common stocks |
10,684,342 | (19,898,808 | ) | |||||
Net gain (loss) from interest in common collective trusts |
10,531,685 | (16,608,717 | ) | |||||
Interest income |
1,563,381 | 2,075,480 | ||||||
Dividend income |
124 | 44 | ||||||
Other |
3,254,827 | 2,878,023 | ||||||
Total investment income (loss) |
46,891,492 | (68,324,074 | ) | |||||
62,665,925 | (52,615,146 | ) | ||||||
Distributions to participants |
(11,404,618 | ) | (16,421,872 | ) | ||||
Administrative expenses and other, net |
(711,643 | ) | (4,335 | ) | ||||
(12,116,261 | ) | (16,426,207 | ) | |||||
Net increase (decrease) in net assets available for benefits |
50,549,664 | (69,041,353 | ) | |||||
Net assets available for benefits at beginning of year |
229,135,979 | 298,177,332 | ||||||
Net assets available for benefits at end of year |
$ | 279,685,643 | $ | 229,135,979 | ||||
3
4
5
Years Ended December 31 | ||||||||
2009 | 2008 | |||||||
Based on actual earnings
|
3.67 | % | 4.67 | % | ||||
Based on interest rate credited to participants
|
3.55 | % | 4.56 | % |
6
December 31 | ||||||||
2009 | 2008 | |||||||
Allegheny Technologies Incorporated common stock
|
$ | 24,860,857 | $ | 11,495,186 | ||||
American Funds Growth Fund of America
|
21,630,910 | 16,028,565 | ||||||
BlackRock Asset-Backed Securities Index Fund***
|
21,306,579 | 17,715,591 | ||||||
Alliance Bernstein Small Mid Cap Value Fund*
|
15,194,696 | 8,214,128 | ||||||
State Street Global Advisors S&P 500 Flagship SL Fund*
|
14,094,515 | 11,336,458 | ||||||
American Funds Europacific Growth Fund*
|
14,083,886 | 9,298,368 | ||||||
BlackRock Mortgage-Backed Securities Index Fund***
|
14,051,837 | 13,299,361 | ||||||
BlackRock Intermediate Term Credit Bond Index Fund**, ***
|
7,093,629 | 16,121,927 |
* | Prior year presented for comparative purposes only | |
** | Current year presented for comparative purposes only | |
*** | Held within SICs |
December 31 | ||||||||
2009 | 2008 | |||||||
Monumental Life Ins. Co. Constant Duration SIC
|
$ | 28,033,321 | $ | 27,186,516 | ||||
Rabobank Constant Duration SIC
|
27,365,955 | 26,543,836 | ||||||
State Street Constant Duration SIC
|
15,095,377 | 14,640,638 | ||||||
Bank of America Fixed Maturity SIC*
|
10,096,992 | 13,439,664 |
* | Current year presented for comparative purposes only |
7
8
| Cash and cash equivalents where the NAV is a quoted price in a market that is active, it is classified within Level 1 of the valuation hierarchy. In certain cases, NAV is a quoted price in a market that is not active, or is based on quoted prices for similar assets and liabilities in active markets, and these investments are classified within Level 2 of the valuation hierarchy. | |
| Corporate common stocks these investments are valued at the closing price reported on the major market on which the individual securities are traded. Substantially all other common stock is classified within Level 1 of the valuation hierarchy. | |
| Common collective trust funds these investments are public investment vehicles valued using the NAV provided by the administrator of the fund. The NAV is based on the value of the underlying assets owned by the fund, minus its liabilities, and then divided by the number of shares outstanding. The NAV is a quoted price in a market that is not active and classified within Level 2 of the valuation hierarchy. | |
| Registered investment companies these investments are public investment vehicles valued using the NAV provided by the administrator of the fund. The NAV is based on the value of the underlying assets owned by the fund, minus its liabilities, and then divided by the number of shares outstanding. Where the NAV is a quoted price in a market that is active, it is classified within Level 1 of the valuation hierarchy. In certain cases, NAV is a quoted price in a market that is not active, or is based on quoted prices for similar assets and liabilities in active markets, and these investments are classified within Level 2 of the valuation hierarchy. | |
| Corporate debt instruments, U.S. government and federal agency obligations, U.S. government-sponsored entity obligations, and other where quoted prices are available in an active market, the investments are classified within Level 1 of the valuation hierarchy. If quoted market prices are not available for the specific security, then fair values are estimated by using pricing models, quoted prices of securities with similar characteristics, or discounted cash flows. When quoted market prices for the specific security are not available in an active market, they are classified within Level 2 of the valuation hierarchy. |
9
| Synthetic investment contracts fair value is based on the underlying investments. The underlying investments include government agency bonds, corporate bonds, ABOs and CMOs. Because inputs to the valuation methodology include quoted prices for similar assets and liabilities in active markets, synthetic investment contracts are classified within Level 2 of the valuation hierarchy. | |
| Loans to plan participants valued at cost plus accrued interest, which approximates fair value and are classified within Level 2 of the valuation hierarchy. |
December 31, 2009 | Level 1 | Level 2 | Total | |||||||||
Interest in synthetic investment contracts (a) |
$ | | $ | 96,691,920 | $ | 96,691,920 | ||||||
Interest in registered investment companies (c) |
86,510,639 | | 86,510,639 | |||||||||
Interest in common collective trusts (b) |
| 58,703,216 | 58,703,216 | |||||||||
Corporate common stock (d) |
24,860,857 | | 24,860,857 | |||||||||
Interest-bearing cash and cash equivalents |
10,446,108 | | 10,446,108 | |||||||||
Participant loans |
| 3,472,651 | 3,472,651 | |||||||||
Total assets at fair value |
$ | 121,817,604 | $ | 158,867,787 | $ | 280,685,391 | ||||||
a) | This class includes approximately 13% government agency bonds, 19% corporate bonds, 28% residential mortgage-backed securities, 14% commercial mortgage-backed securities, and 26% asset-backed securities. | |
b) | This class includes approximately 70% target date funds, 24% U.S. equity funds, 2% non-U.S. equity funds, and 4% fixed income funds. | |
c) | This class includes approximately 43% U.S. equity funds, 19% non-U.S. equity funds, 25% balanced funds, and 13% fixed income funds. | |
d) | Comprised of ATI common stock. |
10
December 31, 2008 | Level 1 | Level 2 | Total | |||||||||
Interest in synthetic investment contracts (a) |
$ | | $ | 96,180,452 | $ | 96,180,452 | ||||||
Interest in registered investment companies (c) |
61,373,681 | | 61,373,681 | |||||||||
Interest in common collective trusts (b) |
| 42,464,847 | 42,464,847 | |||||||||
Corporate common stock (d) |
11,495,186 | | 11,495,186 | |||||||||
Interest-bearing cash and cash equivalents |
6,553,963 | 1,871,114 | 8,425,077 | |||||||||
Participant loans |
| 2,929,458 | 2,929,458 | |||||||||
Total assets at fair value |
$ | 79,422,830 | $ | 143,445,871 | $ | 222,868,701 | ||||||
a) | This class includes approximately 11% government agency bonds, 17% corporate bonds, 33% residential mortgage-backed securities, 14% commercial mortgage-backed securities, and 25% asset-backed securities. | |
b) | This class includes approximately 67% target date funds, 27% U.S. equity funds, 1% non-U.S. equity funds, and 5% fixed income funds. | |
c) | This class includes approximately 44% U.S. equity funds, 18% non-U.S. equity funds, 26% balanced funds, and 12% fixed income funds. | |
d) | Comprised of ATI common stock. |
11
December 31 | ||||
2008 | ||||
Net assets available for benefits per the financial statements |
$ | 229,135,979 | ||
Deemed distribution of benefits to participants |
(203,157 | ) | ||
Net assets available for benefits per the Form 5500 |
$ | 228,932,822 | ||
The following is a reconciliation of benefits paid to participants per the financial statements to the Form 5500 for the year ended December 31, 2009: | ||||
Benefits paid to participants per the financial statements |
$ | 11,404,618 | ||
Less: Amounts allocated on Form 5500 to deemed distributions
for the year ended December 31, 2008 |
(203,157 | ) | ||
Benefits paid to participants per the Form 5500 |
$ | 11,201,461 | ||
12
Description | Current Value | |||
Interest-bearing cash and cash equivalents |
||||
TBC Pooled Emp. Daily Fund |
$ | 10,446,108 | ||
Adjustment from fair to book value |
1,925 | |||
$ | 10,448,033 | |||
Registered Investment Companies |
||||
Alliance Bernstein Small Mid Cap Value Fund |
$ | 15,194,696 | ||
American Funds Europacific Growth Fund |
14,083,886 | |||
American Funds Growth Fund of America |
21,630,910 | |||
MFS Value Fund |
8,377,664 | |||
MSIF Small Company Growth Fund |
12,611,281 | |||
Vanguard Total Bond Index Fund |
9,364,923 | |||
Vanguard Inflation Protected Securities Fund |
927,536 | |||
Federated Money Market Fund |
609,941 | |||
82,800,837 | ||||
Self-directed accounts |
||||
American Beacon International Equity Fund |
16,433 | |||
American Century Equity Growth Fund |
38,675 | |||
American Century Utilities Fund |
16,739 | |||
Barron Asset Fund |
11,153 | |||
Baron Growth Fund |
5,340 | |||
Federated Kaufmann Fund Class K |
186,891 | |||
Gamco Global Growth Fund |
5,194 | |||
Gamco Growth Fund |
36,734 | |||
Janus Contrarian Fund |
60,357 | |||
Janus Enterprise Fund |
92,420 | |||
Janus Global Technology Fund |
24,642 | |||
Janus Global Life Sciences Fund |
28,366 | |||
Janus Growth & Income Fund |
89,610 | |||
Janus Forty Fund |
8,346 | |||
Janus Twenty Fund |
42,066 | |||
Janus Worldwide Fund |
51,881 | |||
Jensen Portfolio |
48,802 | |||
Mutual Global Discovery |
25,458 | |||
Oakmark Equity & Income Fund |
18,290 | |||
Oil & Gas Ultrasector Profund |
5,805 | |||
Perkims Mid Cap Value Fund |
28,900 | |||
Pimco PIMS Real Return Fund |
25,365 | |||
Precious Metals Ultra Sector Profund |
3,264 | |||
Technology Ultrasector Profund |
5,233 | |||
UltraChina Profound |
8,073 | |||
Ultradow 30 Profund |
10,233 | |||
UltraLatin America Fund |
7,038 |
13
Description | Current Value | |||
Ultrashort Small-Cap Profound |
88,578 | |||
Vanguard Equity Income Fund |
15,293 | |||
Vanguard Energy Fund |
113,826 | |||
Vanguard Growth Index Fund |
6,217 | |||
Vanguard Windsor II |
88,148 | |||
AIM Global Health Care Fund |
30,367 | |||
Ariel Appreciation Fund |
20,122 | |||
CGM Focus Fund |
7,211 | |||
CGM Realty Fund |
20,258 | |||
Direxion Monthly Nasdaq 100 Bear 2X Fund |
1,000 | |||
Direxion Monthly Developed Markets Bear 2X Fund |
1,248 | |||
Direxion Monthly Commodity Bull 2X Fund |
1,976 | |||
Dodge & Cox International Fund |
24,952 | |||
Dodge & Cox Income Fund |
15,586 | |||
Dodge & Cox Stock Fund |
3,193 | |||
Dreyfus Basic S & P 500 Index |
5,111 | |||
Dreyfus Disciplined Stock Fund |
7,572 | |||
Dreyfus Intermediate Term Income Fund |
10,012 | |||
Dreyfus Technology Growth Fund |
42,878 | |||
DWS High Income Plus Fund |
13,267 | |||
FBR Gas Utility Index Fund |
1,072 | |||
Fidelity Canada Fund |
42,676 | |||
Fidelity Dividend Growth Fund |
13,766 | |||
Fidelity Growth Company |
20,161 | |||
Fidelity International Discovery Fund |
75,952 | |||
Fidelity Leveraged Company Stock Fund |
65,946 | |||
Fidelity Nordic Countries |
33,319 | |||
Fidelity Select Banking Portfolio |
6,996 | |||
Fidelity Select Biotechnology Fund |
5,146 | |||
Fidelity Select Electronics Fund |
16,382 | |||
Fidelity Select Gold Fund |
70 | |||
Fidelity Select Health Care Fund |
17,096 | |||
Fidelity Select Medical Equipment & Systems Fund |
22,227 | |||
Fidelity Select Natural Gas Fund |
4,457 | |||
Fidelity Select Natural Resources |
6,177 | |||
Fidelity Select Portfolio |
16,601 | |||
Fidelity Select Software Fund |
52,173 | |||
Fidelity Select Technology Portfolio Fd |
36,519 | |||
Fidelity Small Cap Independence Fund |
34,579 | |||
Fidelity Growth Strategies Fund |
1,703 | |||
Financial Ultrasector Profund |
7,317 | |||
Harbor Fund Investor Class |
30,267 | |||
Harbor Bond Fund Institutional Class |
33,174 | |||
Icon Materials Fund |
28,284 | |||
Internet Ultrasector Profund |
6,588 |
14
Description | Current Value | |||
Invesco Global Health Care Fund |
37,289 | |||
Invesco Technology Fund Investor Class |
2,650 | |||
Janus Fund Class T |
34,492 | |||
Janus Research Fund |
42,829 | |||
Janus Global Opportunities Fund |
22,917 | |||
Janus Orion Fund |
195,047 | |||
Lazard Emerging Markets Portfolio |
26,996 | |||
Loomis Sayles Bond Fund |
70,556 | |||
Lord Abbett Mid-Cap Value Fund |
5,897 | |||
Marsico Growth Fund |
40,446 | |||
Masters Select International Fund |
23,038 | |||
MFS Mid-Cap Growth Fund |
12,729 | |||
Old Mutual Focused Fund |
12,871 | |||
Old Mutual Strategic Small Company Fund |
47 | |||
Permanent Portfolio Fund |
10,067 | |||
Pimco All Asset Fund |
60,448 | |||
Pimco Commodity Real Return Strategy Fund |
25,254 | |||
Pimco High Yield Fund |
28,122 | |||
Pimco Total Return Fund |
45,071 | |||
Royce Opportunity Fund |
1,348 | |||
Royce Pennsylvania Mutual Fund |
8,064 | |||
Royce Special Equity Fund |
15,989 | |||
RS Small Cap Growth Fund |
31,947 | |||
RS Large Cap Alpha Fund |
39,695 | |||
Rydex Inverse S&P 500 2X Strategy Fund |
57,281 | |||
T. Rowe Price International Growth & Income Adv. |
7,726 | |||
T. Rowe Price Blue Chip Growth |
7,278 | |||
T. Rowe Price Capital Appreciation |
93,581 | |||
T. Rowe Price Equity Income |
8,192 | |||
T. Rowe Price Health Sciences |
16,062 | |||
T. Rowe Price Latin America |
73,324 | |||
T. Rowe Price Midcap Growth Fund |
21,886 | |||
T. Rowe Price New Asia |
13,407 | |||
T. Rowe Price Real Estate |
7,649 | |||
T. Rowe Price Science and Technology Fund |
43,446 | |||
T. Rowe Price New Era |
11,568 | |||
T. Rowe Price Emerging Europe & Mediterranean |
8,271 | |||
The Fairholme Fund |
16,831 | |||
The Growth Fund of America |
8,158 | |||
Third Avenue Real Estate Value Fund |
8,353 | |||
Third Avenue Value Fund |
10,740 | |||
UltraEmerging Markets Profund |
9,361 | |||
Vanguard 500 Index Fund |
22,696 | |||
Vanguard High Yield Corp Bond Fund |
6,290 | |||
Vanguard Short-Term Inv Grade Fund |
8,390 |
15
Description | Current Value | |||
Vanguard International Value |
107,952 | |||
Vanguard Precious Metals & Mining Fund |
46,486 | |||
Vanguard Primecap Core Fund |
14,368 | |||
Vanguard Small-Cap Growth Index Fund |
6,005 | |||
Vanguard Strategic Equity Fund |
13,869 | |||
Vanguard Total International Stock Index Fund |
5,481 | |||
Vanguard Total Stock Market Index Signal Fund |
9,916 | |||
Vanguard Total Bond Fund |
36,475 | |||
Vanguard Wellington Fund |
70,195 | |||
Wasatch Heritage Growth Fund |
11,287 | |||
Wasatch Strategic Income Fund |
6,137 | |||
Wells Fargo Advantage |
130,502 | |||
Cash balance liability |
59 | |||
Total Self-Directed Accounts |
3,709,802 | |||
Total Registered Investment Companies |
$ | 86,510,639 | ||
Corporate Common Stock |
||||
Allegheny Technologies Incorporated* |
$ | 24,860,857 | ||
Common Collective Trusts |
||||
Mellon Stable Value Fund of the Bank of New York Mellon |
$ | 2,323,405 | ||
Adjustment from fair to book value |
(33,447 | ) | ||
State Street Global Advisors Target Retirement Income SL Series Fund |
2,620,136 | |||
State Street Global Advisors Target Retirement Income 2010 SL Series Fund |
1,667,102 | |||
State Street Global Advisors Target Retirement Income 2015 SL Series Fund |
7,642,609 | |||
State Street Global Advisors Target Retirement Income 2020 SL Series Fund |
10,544,588 | |||
State Street Global Advisors Target Retirement Income 2025 SL Series Fund |
6,823,431 | |||
State Street Global Advisors Target Retirement Income 2030 SL Series Fund |
5,522,717 | |||
State Street Global Advisors Target Retirement Income 2035 SL Series Fund |
2,388,737 | |||
State Street Global Advisors Target Retirement Income 2040 SL Series Fund |
1,321,109 | |||
State Street Global Advisors Target Retirement Income 2045 SL Series Fund |
1,994,085 | |||
State Street Global Advisors Target Retirement Income 2050 SL Series Fund |
623,959 | |||
State Street Global Advisors S&P 500 Flagship SL Fund |
14,094,515 | |||
State Street Global Advisors Daily MSCI ACWI Ex-US Index SL Series Fund |
1,136,823 | |||
$ | 58,669,769 | |||
Fixed Maturity Synthetic Contracts |
||||
CMBS, BACM 2002-2 A3 |
$ | 942,491 | ||
CMBS, BACM 2005-3 A3A |
1,131,528 | |||
Freddie Mac, FHR 2627 BU |
111,881 | |||
Freddie Mac, FHR 2640 TL |
302,086 | |||
Freddie Mac, FHR 2715 ND |
477,759 | |||
Freddie Mac, FHR 2760 EB |
530,924 | |||
Freddie Mac, FHR 2786 PC |
304,853 |
16
Description | Current Value | |||
Freddie Mac, FHR 2865 PQ |
1,212,070 | |||
Freddie Mac, FHR 2866 XD |
1,397,303 | |||
Freddie Mac, FHR 2870 BD |
902,886 | |||
Freddie Mac, FHR 2888 OW |
665,823 | |||
GNMA Project Loans, GNR 06-51 A |
1,021,683 | |||
Auto Valet 2008-2 A3A |
1,438,264 | |||
Bank of America, N.A. Wrap contract |
(342,559 | ) | ||
Bank of America, N.A. Fixed Maturity Synthetic Contract 03-040 |
10,096,992 | |||
Auto, BASAT 06-G1 A4 |
584,397 | |||
CMBS, CDCMT 2002-FX1D1895488.82 |
955,153 | |||
Rate Redu Bonds, CNP 05-1 A2 |
1,245,650 | |||
Freddie Mac, FHR 2631 LB |
335,955 | |||
Freddie Mac, FHR 2681 PC |
533,063 | |||
Freddie Mac, FHR 2778 KR |
281,026 | |||
Freddie Mac, FHR 2981 NB |
1,081,581 | |||
Freddie Mac, FHR 2891 NB |
951,863 | |||
CMBS, MLMT 05-CIP1 A2 |
1,826,398 | |||
CMBS, MLMT 05-CKI1 A2 |
918,743 | |||
CMBS, CD05-CD1 A2 FX |
458,256 | |||
State Street Bank Wrap contract |
(239,032 | ) | ||
State Street Bank Fixed Maturity Synthetic Contract 105028 |
8,933,053 | |||
CMBS, BSCMS 05-T18 A2 |
668,035 | |||
Freddie Mac, FHR 2663 ML |
660,059 | |||
Freddie Mac, FHR 2763 PC |
744,179 | |||
Freddie Mac, FHR 2921 NV |
636,567 | |||
Freddie Mac, FHR 2934 OC |
949,695 | |||
CMBS, JPMCC 05-LDP2 A2 |
773,791 | |||
Natixis Financial Products Wrap contract |
(64,763 | ) | ||
Natixis Financial Products Fixed Maturity Synthetic Contract #1245-01 |
4,367,563 | |||
Total Fixed Maturity Synthetic Contracts |
$ | 23,397,608 | ||
Variable Rate Synthetic Contracts |
||||
Natixis Financial Products |
$ | 1,887,393 | ||
Natixis Wrap Contract |
(65,096 | ) | ||
Total Variable Rate Synthetic Contracts |
$ | 1,822,297 | ||
Constant Duration Synthetic Contracts |
||||
BlackRock, 1-3 Year Government Bond Index Fund |
$ | 2,674,087 | ||
BlackRock, 1-3 Year Credit Bond Index Fund |
4,242,621 | |||
BlackRock, Asset-Backed Sec Index Fund |
8,478,882 |
17
Description | Current Value | |||
BlackRock, Comm Mortgage-Backed Sec Fund |
2,134,657 | |||
BlackRock, Int Term Credit Bond Index Fund |
2,822,887 | |||
BlackRock, Int Term Government Bond Index Fund |
1,812,086 | |||
BlackRock Global Investors, Long Term Government Bond Index Fund |
401,831 | |||
BlackRock, Mortgage-Backed Sec Index Fund |
5,591,882 | |||
Monumental Life Ins. Co. Wrap contract |
(125,612 | ) | ||
Monumental Life Ins. Co. Constant Duration Synthetic Contract MDA00413TR |
28,033,321 | |||
BlackRock, 1-3 Year Government Bond Index Fund |
2,605,731 | |||
BlackRock, 1-3 Year Credit Bond Index Fund |
4,134,169 | |||
BlackRock, Asset-Backed Sec Index Fund |
8,262,145 | |||
BlackRock, Comm Mortgage-Backed Sec Fund |
2,080,093 | |||
BlackRock, Int Term Credit Bond Index Fund |
2,750,726 | |||
BlackRock, Int Term Government Bond Index Fund |
1,765,765 | |||
BlackRock, Long Term Government Bond Index Fund |
391,559 | |||
BlackRock, Mortgage-Backed Sec Index Fund |
5,448,941 | |||
Rabobank Wrap contract |
(73,174 | ) | ||
Rabobank Constant Duration Synthetic Contract ATI060301 |
27,365,955 | |||
BlackRock, 1-3 Year Government Bond Index Fund |
1,439,893 | |||
BlackRock, 1-3 Year Credit Bond Index Fund |
2,284,488 | |||
BlackRock, Asset-Backed Sec Index Fund |
4,565,552 | |||
BlackRock, Comm Mortgage-Backed Sec Fund |
1,149,431 | |||
BlackRock, Int Term Credit Bond Index Fund |
1,520,016 | |||
BlackRock, Int Term Government Bond Index Fund |
975,739 | |||
BlackRock, Long Term Government Bond Index Fund |
216,370 | |||
BlackRock, Mortgage-Backed Sec Index Fund |
3,011,014 | |||
State Street Bank Wrap contract |
(67,126 | ) | ||
State Street Bank Constant Duration Synthetic Contract 107073 |
15,095,377 | |||
Total Constant Duration Synthetic Contracts |
$ | 70,494,653 | ||
Participant loans* (4.25% to 9.75%, with maturities through 2024) |
$ | 3,472,651 | ||
* | Party-in-interest |
18
ALLEGHENY TECHNOLOGIES INCORPORATED | ||||||
ALLEGHENY TECHNOLOGIES RETIREMENT SAVINGS PLAN | ||||||
Date:
June 25, 2010 |
By: | /s/ Dale G. Reid | ||||
Dale G. Reid | ||||||
Vice President-Controller, Chief Accounting Officer and Treasurer | ||||||
(Principal Accounting Officer and Duly Authorized Officer) |
19