As filed with the Securities and Exchange Commission on March 28, 2003
Registration No. 333-102457
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post Effective Amendment No. 1 to
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
PRUDENTIAL FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
| New Jersey |
22-2703799 | |
| (State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) | |
Prudential Plaza
751 Broad Street
Newark, New Jersey 07102
(Address of Principal Executive Offices)
THE 2003 PRUDENTIAL FINANCIAL STOCK PURCHASE
PROGRAM FOR ELIGIBLE EMPLOYEES OF PRUDENTIAL
SECURITIES INCORPORATED PARTICIPATING IN VARIOUS
PRUDENTIAL SECURITIES INCORPORATED PROGRAMS
(Full title of the Plan)
John M. Liftin
Senior Vice President and General Counsel
Prudential Financial, Inc.
Prudential Plaza
751 Broad Street
Newark, New Jersey 07102
(973) 802-7001
(Name, address and telephone number of agent for service)
DEREGISTRATION OF SECURITIES
On January 10, 2003, Prudential Financial, Inc. (“Prudential”) filed a registration statement on Form S-8 No. 333-102457 (the “2003 S-8”) registering 6,000,000 shares of Prudential’s common stock, par value $.01 per share (“Common Stock”), for issuance by Prudential under The 2003 Prudential Financial Stock Purchase Program for Eligible Employees of Prudential Securities Incorporated Participating in Various Prudential Securities Incorporated Programs (the “2003 Program”). As of the date hereof, zero shares of Common Stock have been issued under the 2003 S-8 in respect of the 2003 Program. Prudential hereby amends the 2003 S-8 to deregister the 6,000,000 shares of Common Stock that remain unissued pursuant to the 2003 S-8.
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SIGNATURES
The Registrant. Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to Registration Statement No. 333-102457 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Newark, State of New Jersey on the 28th day of March, 2003.
| PRUDENTIAL FINANCIAL, INC. | ||
| By: |
/s/ MARK B. GRIER | |
| Mark B. Grier Vice Chairman | ||
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to Registration Statement No. 333-102457 has been signed by the following persons in the capacities indicated on this 28th day of March, 2003.
| Name |
Title |
|||
| * Arthur F. Ryan |
Chairman, Chief Executive Officer, President and Director |
|||
| * Richard J. Carbone |
Chief Financial Officer (Principal Financial Officer) |
|||
| * Anthony S. Piszel |
Controller |
|||
| * Franklin E. Agnew |
Director |
|||
| * Frederic K. Becker |
Director |
|||
| * Gilbert F. Casellas |
Director |
|||
| * James G. Cullen |
Director |
|||
| * Allan D. Gilmour |
Director |
|||
| * William H. Gray, III |
Director |
|||
| * Jon F. Hanson |
Director |
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| Name |
Title |
|||
| * Glen H. Hiner |
Director |
|||
| * Constance J. Horner |
Director |
|||
| * Burton G. Malkiel |
Director |
|||
| * Ida F. S. Schmertz |
Director |
|||
| * Richard M. Thomson |
Director |
|||
| * James A. Unruh |
Director |
|||
| * Stanley C. Van Ness |
Director |
|||
| *By: |
| |
| Mark B. Grier Attorney-in-Fact |
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