---------------------------- OMB APPROVAL ------ ---------------------------- FORM 5 OMB Number: 3235-0362 ------ Expires: December 31, 2001 Estimated average burden hours per response .... 1.0 / / CHECK BOX IF NO UNITED STATES SECURITIES AND EXCHANGE COMMISSION LONGER SUBJECT TO WASHINGTON, DC 20549 SECTION 16. FORM 4 OR FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OBLIGATIONS MAY CONTINUE. SEE Filed pursuant to Section 16(a) of the Securities INSTRUCTION 1(b) Exchange Act of 1934, Section 17(a) of the / / FORM 3 HOLDINGS Public Utility Holding Company Act of 1935 or REPORTED Section 30(f) of the Investment Company Act of 1940 / / FORM 4 TRANSACTIONS REPORTED ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Persons to Bloomberg, Jeffrey C. Tweeter Home Entertainment Group, Inc TWTR Issuer (Check all applicable) ------------------------------------------- ---------------------------------------------- X Director 10% Owner (Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for ---- --- 40 Pequot Way Number of Reporting Month/Year Officer (give Other (specify ------------------------------------------- Person, if an entity 9/2001 ---- title --- below) (Street) (Voluntary) ------------------- below) Canton, Ma 02021 5. If Amendment, ------------------------------------------- Date of Original ------------------------------- (City) (State) (Zip) (Month/Year) 7. Individual or Joint/Group Reporting ------------------ (check applicable line) X Form Filed by One ---- Reporting Person Form Filed by more than ---- One Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. End of Issuer's Direct Benefi- (Month/ 8) Fiscal Year (D) or cial Day/ ---------------------------- (Instr. 3 and 4) Indirect Owner- Year) Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/28/00 P 13,120 A 3.23 247,155 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/28/00 P 2.450 A 8.50 247,155 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/31/00 G(1) 1,000 D 35.938 247,155 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 7/3/01 G(2) 1,000 D 33.79 247,155 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ *If the form is filed by more than one reporting person, see Instruction 4(b)(v). (Over) SEC 2270 (3-5) FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Expiration Securities Deriv- Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative Deriv- Day/ 8) or Disposed (Month/Day/ Secur- ative Year) of (D) Year) ity Security (Instr. 3, (Instr. 5) 4, and 5) ----------------------------------- Date Expira- Amount or --------------- Exer- tion Title Number of (A) (D) cisable Date Shares ------------------------------------------------------------------------------------------------------------------------------------ Option 3.23 12/28/00 X 13,120 Common Stock 13,120 3.23 ------------------------------------------------------------------------------------------------------------------------------------ Option 8.50 12/28/00 X 2.450 Common Stock 2.450 8.50 ------------------------------------------------------------------------------------------------------------------------------------ Option 12.97 9/27/01 J(3) 3,500 9/27/01 9/27/04 Common Stock 3,500 12.97 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------- 1. Title of Derivative 9. Number of 10. Ownership 11. Nature of Security Derivative of Derivative Indirect (Instr. 3) Securities Security: Beneficial Beneficially Direct (D) Ownership Owned at End or Indirect (I) (Instr. 4) of Year (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------- Option 18,550 D ------------------------------------------------------------------------------------------------------- Option 18,550 D ------------------------------------------------------------------------------------------------------- Option 18,550 D ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- Explanation of Responses: 1. Gift of 1,000 shares to Jewish Communal Fund. 2. Gift of 1,000 shares to Jewish Communal Fund. 3. The 3,500 option shares granted on 9/27/2001 are fully vested upon issuance and expire on 9/27/2004. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ Jeffrey C. Bloomberg 11/14/01 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------ -------- **Signature of Reporting Person Date /s/ Joseph McGuire Note. File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure. SEC 2270 (3-5) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.