SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE TO
(Rule 14d-100)
TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )*
BROADWAY FINANCIAL CORPORATION
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(Name of Subject Company Issuer)
BROADWAY FINANCIAL CORPORATION
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(Names of Filing Persons (Identifying Status as Offeror, Issuer or Other Person)
Common Stock, $0.01 par value
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(Title of Class of Securities)
111 444 105
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CUSIP Number of Class of Securities
Alvin D. Kang With a copy to:
Executive Vice President and
Chief Financial Officer James R. Walther, Esq.
Broadway Financial Corporation Mayer, Brown, Rowe & Maw, LLP
4800 Wilshire Boulevard 350 South Grand Avenue, Suite 2500
Los Angeles, California 90010 Los Angeles, California 90071
(323) 556-3224 (213) 229-9597
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(Name, Address and Telephone Numbers of Person
Authorized to Receive Notices and Communications on Behalf of Filing Persons)
CALCULATION OF FILING FEE
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Transaction Amount of Filing Fee
Valuation Not Applicable Not Applicable
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*Set forth the amount on which the filing fee is calculated and state how it
was determined.
Check the box if any part of the fee is offset as provided by Rule
0-11(a)(2) and identify the filing with which the offsetting fee was
previously paid.
Identify the previous filing by registration statement number, or the
Form or Schedule and the date of its filing
Amount Previously Paid: Filing Party:
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Form or Registration No.: Date Filed:
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X Check the box if the filing related solely to preliminary communications
made before the commencement of a tender offer.
Check the appropriate boxes below to designate any transactions to which
the statement relates:
Third-party tender offer subject to Rule 14d-1.
X Issuer tender offer subject to Rule 13e-4.
Going-private transaction subject to Rule 13e-3.
Amendment to Schedule 13D under Rule 13d-2.
Check the following box if the filing is a final amendment reporting the
results of the tender offer
This Tender Offer Statement on Schedule TO relates to pre-commencement
communications, in connection with the planned tender offer by Broadway
Financial Corporation, a Delaware corporation (the "Company"), to purchase up to
183,251 shares of its common stock, par value $0.01 per share (the "Shares"), or
such lesser number of Shares as is properly tendered and not properly withdrawn,
at a price of $14.00 per Share, net to the seller in cash, without interest.
This Schedule TO is intended to satisfy the reporting requirements of Rule
13e-4(c)(1) of the Securities Exchange Act of 1934, as amended.
Item 12. Exhibits
(a)(5)(i) Press Release, dated March 18, 2004, incorporated by reference
to Exhibit 99.1 to the Company's Form 8-K filed March 18, 2004.
EXHIBIT INDEX
EXHIBIT
NUMBER DESCRIPTION
(a)(5)(i) Press Release, dated March 18, 2004, incorporated by reference
to Exhibit 99.1 to the Company's Form 8-K filed March 18, 2004.
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
/s/ Alvin D. Kang
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(Signature)
Alvin D. Kang
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(Name and Title)
March 18,2004
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(Date)