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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SULLIVAN THOMAS D 3000 JOHN DEERE ROAD TOANO, VA 23168 |
X | X | Chairman of the Board; Founder |
/s/ E. Livingston B. Haskell, Power-of-Attorney | 02/04/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were held in escrow for distribution to certain regional managers pursuant to a regional manager stock unit plan established in 2006. Certain regional managers' rights to these shares vested on December 31, 2008 and the shares were released from escrow. Mr. Sullivan did not receive any compensation for the distribution of these shares. |
(2) | Sales of common stock reported on Form 4 that occurred after this transaction and prior to February 2, 2009 did not reflect this transaction in the "Amount of Securities Beneficially Owned Following Reported Transaction(s)" column. |
(3) | These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2008. |
(4) | Weighted average sale price for prices ranging from $8.70 to $ 9.50. 100 shares were sold at each of the following prices: $9.01 and $9.075; 300 shares were sold at $9.42 per share; 391 shares were sold at $9.392 per share; 400 shares were sold at $9.41per share; 1,300 shares were sold at $9.05 per share; 1,500 shares were sold at $8.70 per share; 1,900 shares were sold at $9.00 per share; 2,500 shares were sold at each of the following prices: $9.11 and $9.17; 4,100 shares were sold at $9.07 per share; 4,600 shares were sold at $9.40 per share; and 5,309 shares were sold at $9.50 per share. |