UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Shiu Leung Chan & Annie M.H. Chan Gift Trust Dated 11/20/92 19770 STEVENS CREEK BOULEVARD CUPERTINO, CA 95014 |
 |  X |  |  |
Mee Sim Lee & Sung Kook Kim & Myong Shin Kim TR UA DTD 12-21-87, The David Y.W. Chan Trust 19770 STEVENS CREEK BOULEVARD CUPERTINO, CA 95014 |
 |  X |  |  |
Mee Sim Lee & Sung Kook Kim & Myong Shin Kim TR UA DTD 12-21-87, The Edward Y.C. Chan Trust 19770 STEVENS CREEK BOULEVARD CUPERTINO, CA 95014 |
 |  X |  |  |
Mee Sim Lee & Sung Kook Kim & Myong Shin Kim TR UA DTD 3-16-92, The Michael Y.C. Chan Trust 19770 STEVENS CREEK BOULEVARD CUPERTINO, CA 95014 |
 |  X |  |  |
/s/ Mee Sim Lee, Co-Trustee of the Shiu Leung Chan & Annie M.H. Chan Gift Trust Dated 11/20/92 & Co-Trustee of the David Y.W. Chan Trust UA DTD 12-21-87, The Edward Y.C. Chan Trust UA DTD 12-21-87, The Michael Y.J. Chan Trust UA DTD 3-16-92 | 10/12/2005 | |
**Signature of Reporting Person | Date | |
/s/ Sung Kook Kim, Co-Trustee of the Shiu Leung Chan & Annie M.H. Chan Gift Trust Dated 11/20/92 & Co-Trustee of the David Y.W. Chan Trust UA DTD 12-21-87, The Edward Y.C. Chan Trust UA DTD 12-21-87, The Michael Y.J. Chan Trust UA DTD 3-16-92 | 10/12/2005 | |
**Signature of Reporting Person | Date | |
/s/ Myong Shin Kim, Co-Trustee of the David Y.W. Chan Trust UA DTD 12-21-87, The Edward Y.C. Chan Trust UA DTD 12-21-87, and The Michael Y.J. Chan Trust UA DTD 3-16-92 | 10/12/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were previously reported on the Form 3 filed by Fred S.L. Chan filed July 24, 2001, as amended on August 13, 2002, and/or the Form 4 of Fred S.L. Chan filed September 10, 2001, as amended on August 13, 2002, and/or the Form 4 filed by Fred S.L. Chan on November 15, 2002. |
(2) | The reported securities were directly held by Mee Sim Lee & Sung Kook Kim & Myong Shin Kim TR UA DTD 12-21-87, The David Y.W. Chan Trust (the ?David Chan Trust?). |
(3) | The reported securities were directly held by Mee Sim Lee & Sung Kook Kim & Myong Shin Kim TR UA DTD 12-21-87, The Edward Y.C. Chan Trust (the ?Edward Chan Trust?). |
(4) | The reported securities were directly held by Mee Sim Lee & Sung Kook Kim & Myong Shin Kim TR UA DTD 3-16-92, The Michael Y.J. Chan Trust (the ?Michael Chan Trust?). |
(5) | The reported securities were directly held by the Shiu Leung Chan & Annie M.H. Chan Gift Trust Dated 11/20/92 (the ?Chan Gift Trust?). |