sc13dza
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(RULE 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE
13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
(Amendment No. 6)*
THE LAMSON & SESSIONS CO.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
513696104
(CUSIP Number)
Brad Nelson
283 Columbine Street, Suite 177
Denver, Colorado 80206
(303) 894-3227
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
September 18, 2007
(Date of Event which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition
which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e),
13d-1(f) or 13d-1(g), check the following box o.
NOTE: Schedules filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for
the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the
liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farhad Fred Ebrahimi |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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PF |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 shares |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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1,123,200 shares |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 shares |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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1,123,200 shares |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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1,123,200 shares |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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7.1% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Mary Wilkie Ebrahimi |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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PF |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 shares |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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1,123,200 shares |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 shares |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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1,123,200 shares |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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1,123,200 shares |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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7.1% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
Schedule 13D/A
This Amendment No. 6 to Schedule 13D, filed in January of 1998, as amended by Amendment No. 1 to
Schedule 13D, filed on October 5, 1998, as amended by Amendment No. 2, filed on September 10, 1999,
as amended by Amendment No. 3, filed on September 21, 2000, as amended by Amendment No. 4, filed on
January 15, 2002, as amended by Amendment No. 5, filed on July 11, 2006.
Item 1. SECURITY AND ISSUER.
This statement relates to the Common Stock, without par value of Lamson & Sessions Co., which
has its principal executive office at 25701 Science Park Drive, Cleveland, Ohio 44122.
Item 2. IDENTITY AND BACKGROUND.
(a) This statement is being filed by Farhad Fred Ebrahimi and Mary Wilkie Ebrahimi (the
Reporting Persons).
(b) 1800 Grant Street, Suite 250, Denver, Colorado 80203.
(c) Farhad Fred Ebrahimi is an investor, and Mary Wilkie Ebrahimi is not employed.
(d) Neither of the Reporting Persons has, during the last five years, been convicted in any
criminal proceeding (excluding traffic violations or similar misdemeanors).
(e) Neither of the Reporting Persons has, during the last five years, been party to a civil
proceeding of a judicial or administrative body of competent jurisdiction and as a result of such
proceeding become (or remain) subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to, federal or state securities law,
or finding any violation with respect to such laws.
(f) United States.
Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
Not applicable.
Item 4. PURPOSE OF TRANSACTION.
Farhad Fred Ebrahimi and Mary Wilkie Ebrahimi have sold 285,800 of their shares of Common
Stock. The Reporting Persons may make additional purchases or dispositions of Common Stock or
other securities of the Issuer, either in the open market or in private transactions,
depending on their evaluation of the Issuers business, prospects and financial condition, the
market for the Common Stock or other securities, other opportunities available to them, general
economic conditions, money and stock market conditions, and other future developments. Although
all purchases of shares in Common Stock have been made for
investment, at some future time the Reporting Persons may decide that it is desirable to seek
control or influence the management and policies of the Issuers board of directors, by
seeking a position as an officer of the Issuer, by contractual arrangement with the Issuer or by
other means. At the present time, none of the Reporting Persons has made any decision to seek a
board seat or seek control or influence over the management of policies of the Issuer.
Except as set forth above, none of the Reporting Persons has any present plans which relate to
or would result in:
(a) The acquisition by any person of additional securities of the Issuer, or the disposition
of securities of the Issuer;
(b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation,
involving the Issuer or any of its subsidiaries;
(c) A sale or transfer of a material amount of assets of the Issuer or any of its
subsidiaries;
(d) Any change in the present board of directors or management of the Issuer, including any
plans or proposals to change the number or term of directors or to fill any existing vacancies on
the board;
(e) Any material change in the present capitalization or dividend policy of the Issuer;
(f) any other material change in the Issuers business or corporate structure;
(g) Changes in the Issuers charter, bylaws or instruments corresponding thereto or other
actions which may impede the acquisition of control of the Issuer by any person;
(h) Causing a class of securities of the Issuer to be delisted from a national securities
exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a
registered national securities association;
(i) A class of equity securities of the Issuer becoming eligible for termination of
registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934; or
(j) Any action similar to any of those enumerated above.
Item 5. INTEREST IN SECURITIES OF THE ISSUER.
(a) Farhad Fred Ebrahimi and Mary Wilkie Ebrahimi jointly hold 1,123,200 shares of the
Issuers Common Stock, which, based on the number of shares reported as outstanding in the Issuers
10-Q, filed with the Securities Exchange Commission on May 1,
2007, represents 7.1% of the
outstanding Common Stock of the Issuer.
(b) Number of shares as to which Farhad Fred Ebrahimi and Mary Wilkie Ebrahimi have:
(i) sole power to vote or to direct the vote: 0 shares
(ii) shared power to vote or to direct the vote: 1,123,200 shares
(iii) sole power to dispose or to direct the disposition of: 0 shares
(iv) shared power to dispose or to direct the disposition of: 1,123,200 shares
(c) The following transactions have been effected by the Reporting Persons since the most
recent filing of the Amendment number 5 to Schedule 13-D on July 11, 2006:
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Price per |
Date of |
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Share (in |
Transaction |
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Type of Transaction |
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Quantity |
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US Dollars) |
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9/19/2007 |
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Sale of Common Stock |
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50,000 |
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26.84 |
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9/19/2007 |
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Sale of Common Stock |
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24,650 |
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26.84 |
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9/19/2007 |
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Sale of Common Stock |
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16,200 |
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26.96 |
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9/19/2007 |
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Sale of Common Stock |
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12,900 |
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26.94 |
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9/19/2007 |
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Sale of Common Stock |
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6,000 |
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26.96 |
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9/19/2007 |
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Sale of Common Stock |
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3,000 |
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26.94 |
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9/19/2007 |
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Sale of Common Stock |
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2,700 |
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26.94 |
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9/19/2007 |
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Sale of Common Stock |
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2,100 |
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26.94 |
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9/19/2007 |
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Sale of Common Stock |
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2,000 |
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26.96 |
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9/19/2007 |
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Sale of Common Stock |
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1,500 |
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26.94 |
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9/19/2007 |
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Sale of Common Stock |
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1,100 |
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26.94 |
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9/19/2007 |
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Sale of Common Stock |
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700 |
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26.96 |
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9/19/2007 |
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Sale of Common Stock |
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600 |
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26.94 |
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9/19/2007 |
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Sale of Common Stock |
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600 |
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26.94 |
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9/19/2007 |
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Sale of Common Stock |
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500 |
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26.94 |
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9/19/2007 |
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Sale of Common Stock |
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100 |
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26.96 |
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9/18/2007 |
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Sale of Common Stock |
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13,600 |
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26.78 |
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9/18/2007 |
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Sale of Common Stock |
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4,100 |
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26.78 |
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9/18/2007 |
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Sale of Common Stock |
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4,000 |
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26.78 |
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9/18/2007 |
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Sale of Common Stock |
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1,800 |
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26.78 |
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9/18/2007 |
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Sale of Common Stock |
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1,100 |
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26.78 |
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9/18/2007 |
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Sale of Common Stock |
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400 |
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26.78 |
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9/18/2007 |
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Sale of Common Stock |
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200 |
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26.84 |
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9/18/2007 |
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Sale of Common Stock |
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150 |
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26.84 |
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9/13/2007 |
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Sale of Common Stock |
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100 |
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26.78 |
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9/13/2007 |
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Sale of Common Stock |
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2,800 |
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26.78 |
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9/11/2007 |
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Sale of Common Stock |
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10,000 |
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26.74 |
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9/11/2007 |
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Sale of Common Stock |
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6,000 |
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26.74 |
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9/11/2007 |
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Sale of Common Stock |
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4,000 |
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26.74 |
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9/11/2007 |
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Sale of Common Stock |
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3,000 |
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26.74 |
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9/11/2007 |
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Sale of Common Stock |
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2,600 |
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26.74 |
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9/11/2007 |
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Sale of Common Stock |
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2,000 |
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26.74 |
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9/11/2007 |
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Sale of Common Stock |
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1,600 |
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26.74 |
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9/11/2007 |
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Sale of Common Stock |
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800 |
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26.74 |
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9/11/2007 |
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Sale of Common Stock |
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600 |
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26.74 |
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9/11/2007 |
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Sale of Common Stock |
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600 |
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26.74 |
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9/11/2007 |
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Sale of Common Stock |
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500 |
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26.74 |
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9/11/2007 |
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Sale of Common Stock |
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425 |
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26.74 |
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9/10/2007 |
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Sale of Common Stock |
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22,652 |
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26.64 |
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9/10/2007 |
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Sale of Common Stock |
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17,875 |
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26.74 |
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9/07/2007 |
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Sale of Common Stock |
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25,000 |
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26.55 |
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9/07/2007 |
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Sale of Common Stock |
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2,400 |
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26.65 |
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9/07/2007 |
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Sale of Common Stock |
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2,348 |
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26.64 |
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8/24/2007 |
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Sale of Common Stock |
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25,000 |
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26.46 |
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8/20/2007 |
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Sale of Common Stock |
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5,500 |
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26.45 |
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All of these transactions were effected by the Reporting Person through Fidelity Investments
online brokerage.
(d) No other person is known to have the right to receive or the power to direct the receipt
of dividends from, or any proceeds from the sale of the shares beneficially owned by any of the
Reporting Persons.
Item 6. CONTRACTS, ARRANGEMENTS, UNDERTAKINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE
ISSUER.
Not applicable.
Item 7. MATERIAL TO BE FILED AS EXHIBITS.
Exhibit A Power of Attorney
Exhibit B Power of Attorney
Exhibit C Agreement regarding filing of joint Schedule 13D.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Dated: September 19, 2007
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By:
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* |
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Name:
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Farhad Fred Ebrahimi |
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By:
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** |
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Name:
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Mary Wilkie Ebrahimi
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*By:
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/s/ Brad Nelson |
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Brad Nelson as Attorney-in-Fact |
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**By:
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/s/ Brad Nelson |
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Brad Nelson as Attorney-in-Fact
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* |
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This Amendment No. 6 to Schedule 13D was executed by Brad Nelson pursuant to a Power of
Attorney, filed with the Securities and Exchange Commission herewith. |
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** |
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This Amendment No. 6 to Schedule 13D was executed by Brad Nelson pursuant to a Power of
Attorney, filed with the Securities and Exchange Commission herewith. |
EXHIBIT INDEX
Exhibit A Power of Attorney
Exhibit B Power of Attorney
Exhibit C Agreement regarding filing of joint Schedule 13D.