UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K/A
(Amendment No. 1)
ý |
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended January 1, 2005. |
|
o |
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Commission File no. 000-03389
WEIGHT WATCHERS INTERNATIONAL, INC.
(Exact name of Registrant as specified in its charter)
Virginia (State or other jurisdiction of incorporation or organization) |
11-6040273 (I.R.S. Employer Identification No.) |
175 Crossways Park West, Woodbury, New York 11797-2055 |
||
(Address of principal executive offices) (Zip code) |
||
Registrant's telephone number, including area code: |
(516) 390-1400 |
|
Securities registered pursuant to Section 12(b) of the Act: |
Title of each class |
Name of each exchange on which registered |
|
---|---|---|
Common Stock, no par value Preferred Stock Purchase Rights |
New York Stock Exchange New York Stock Exchange |
Securities registered pursuant to Section 12(g) of the Act: | None | |
(Title of class) |
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes ý No o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. ý
Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Act). Yes ý No o
The aggregate market value, as determined by the last sale price of $38.53 on the New York Stock Exchange, of the voting stock held by non-affiliates (shareholders holding less than 5% of the outstanding Common Stock, excluding directors and officers), as of July 2, 2004 was $1,222,084,445.
The number of shares outstanding of common stock as of January 31, 2005 was 102,667,990.
Documents incorporated by reference: Portions of the registrant's definitive Proxy Statement for its 2005 annual meeting of stockholders scheduled to be held on April 29, 2005 are incorporated herein by reference in Part III, Item 14. Such Proxy Statement will be filed with the SEC no later than 120 days after the registrant's fiscal year ended January 1, 2005.
On March 17, 2005, Weight Watchers International, Inc. filed with the Securities and Exchange Commission its Annual Report on Form 10-K for fiscal year ended January 1, 2005. This Amendment No. 1 on Form 10-K/A to the Annual Report on Form 10-K has been filed solely to amend Item 12. (Security Ownership of Certain Beneficial Owners and Management) to correct the securities ownership amounts of certain beneficial owners. Due to the timing of this filing, the beneficial ownership information, which was previously presented as of January 1, 2005, is now presented as of March 31, 2005. Except as stated herein, no other amendments to the Annual Report are being made. This Amendment speaks as of the original filing date of our Annual Report on Form 10-K and has not been updated to reflect events occurring subsequent to the original filing date. For subsequent events, refer to our subsequent periodic and current filings.
1
Item 12. Securities Ownership of Certain Beneficial Owners and Management
Principal Shareholders
The following table sets forth, as of March 31, 2005, information regarding the beneficial ownership of our common stock by (1) all persons known by us to own beneficially more than 5% of our common stock, (2) our chief executive officer and each of the named executive officers, (3) each director and (4) all directors and executive officers as a group.
Beneficial ownership is determined in accordance with the rules of the Securities and Exchange Commission. In computing the number of shares beneficially owned by a person and the percentage ownership of that person, shares of common stock subject to options held by that person that are currently exercisable or exercisable within 60 days after March 31, 2005 are deemed issued and outstanding. These shares, however, are not deemed outstanding for purposes of computing percentage ownership of each other shareholder.
Our capital stock consists of common stock and preferred stock. As of March 31, 2005, there were 102,915,401 shares of our common stock outstanding and zero (0) shares of our preferred stock outstanding.
|
As of March 31, 2005 |
||||
---|---|---|---|---|---|
Name of Beneficial Owner |
|||||
Shares |
Percent |
||||
Artal Luxembourg S.A.(1) | 59,772,567 | 58.1 | % | ||
Transamerica Investment Management, LLC(2) | 8,230,131 | 8.0 | % | ||
American Century Investment Management, Inc.(3) | 5,953,528 | 5.8 | % | ||
Artal Participations & Management S.A.(1) | 4,493,258 | 4.4 | % | ||
Linda Huett(4)(5) | 412,691 | * | |||
Ann M. Sardini(4)(5) | 60,000 | * | |||
Thilo Semmelbauer(4)(5) | 20,000 | * | |||
Robert W. Hollweg(4)(5) | 242,706 | * | |||
Melanie Stubbing(4)(5) | 9,400 | * | |||
Maurice Kelly(4)(5)(7) | 10,000 | * | |||
Raymond Debbane(4)(6) | | * | |||
Marsha Johnson Evans(4)(5) | 7,077 | * | |||
Jonas M. Fajgenbaum(4) | | * | |||
Sacha Lainovic(4) | | * | |||
Sam K. Reed(4)(5) | 17,077 | * | |||
John F. Bard(4)(5) | 6,795 | * | |||
Christopher J. Sobecki(4) | | * | |||
Philippe Amouyal(4) | | * | |||
All directors and executive officers as a group (14 people)(5) | 775,746 | * |
2
Participations & Management. The address of Artal Services is Woluwedal, 28 B-1932 St. StevensWoluwe Belgium.
The following table summarizes our equity compensation plan information as of January 1, 2005.
Equity Compensation Plan Information
Plan category |
Number of securities to be issued upon exercise of outstanding options, warrants and rights |
Weighted average exercise price of outstanding options, warrants and rights |
Number of securities remaining available for future issuance |
||||
---|---|---|---|---|---|---|---|
Equity compensation plans approved by security holders | 4,329,549 | $ | 14.80 | 2,762,807 | |||
Equity compensation plans not approved by security holders | | | | ||||
Total | 4,329,549 | $ | 14.80 | 2,762,807 | |||
3
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
WEIGHT WATCHERS INTERNATIONAL, INC. | |||
DATE: APRIL 12, 2005 |
By: |
/s/ LINDA HUETT Linda Huett President, Chief Executive Officer and Director (Principal Executive Officer) |
4
Exhibit Number |
Description |
|
---|---|---|
31.1 |
Rule 13a-14(a) Certification by Linda Huett, President and Chief Executive Officer. |
|
31.2 |
Rule 13a-14(a) Certification by Ann M. Sardini, Chief Financial Officer. |
5