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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to purchase Common Stock | $ 1.72 | 06/05/2009 | M | 50,000 (7) | (3) | 07/12/2010 | Common Stock, $0.01 par value | 50,000 | $ 0 (6) | 1,308,459 | D | ||||
Option to purchase Common Stock | $ 1.03 | 06/05/2009 | M | 206,667 (7) | (4) | 12/28/2011 | Common Stock, $0.01 par value | 206,667 | $ 0 (6) | 1,101,792 | D | ||||
Option to purchase Common Stock | $ 1.17 | 06/05/2009 | M | 12,500 (7) | (5) | 12/28/2011 | Common Stock, $0.01 par value | 12,500 | $ 0 (6) | 1,089,292 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RESSLER RICHARD S C/O J2 GLOBAL COMMUNICATIONS, INC. 6922 HOLLYWOOD BLVD, 5TH FLOOR LOS ANGELES, CA 90028 |
X |
By: /s/ Richard S. Ressler | 06/09/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 37,011 shares of restricted stock, of which 9,778 are vested and 27,233 remain subject to vesting. |
(2) | These shares were acquired upon exercise of stock options under Issuer's Amended and Restated 1997 Stock Option Plan identified as exercised in Part II of this Form 4. |
(3) | The option vested in four equal installments on July 12, 2001, 2002, 2003, and 2004. |
(4) | The options consist of 83,334 shares that vested on December 28, 2002; 81,667 shares that vested on December 28, 2003; and 41,666shares that vested on December 28, 2004. |
(5) | The option vested in three equal installments on December 28, 2002, 2003 and 2004. |
(6) | Employee stock option granted for services rendered, no value placed on services rendered. |
(7) | Mr. Ressler is exercising these options because of their imminent expiration date. |
Remarks: Part 1 of 7. |