UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2010
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Labranche & Co Inc.
Address: 33 Whitehall Street
New York, NY 10004
13F File Number: 028-10499
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeffrey A. McCutcheon
Title: Senior Vice President and Chief Financial Officer
Phone: 212-820-6220
Signature, Place, and Date of Signing:
/s/ Jeffrey A. McCutcheon New York, NY October 29, 2010
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 305
Form 13F Information Table Value Total: $706,040 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
01 028-10500 Labranche & Co., LLC
02 028-10501 Labranche Structured Products, LLC
03 028-NEW LaBranche Financial Services LLC
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 1108 12778 SH DEFINED 02 0 12778 0
A D C TELECOMMUNICATIONS COM NEW 000886309 510 1000 SH CALL DEFINED 02 0 1000 0
AEROPOSTALE COM 007865108 3039 130730 SH DEFINED 02 0 130730 0
AEROPOSTALE COM 007865108 578 1500 SH PUT DEFINED 02 0 1500 0
AES CORP COM 00130H105 145 12768 SH DEFINED 02 0 12768 0
AFLAC INC COM 001055102 5467 105732 SH DEFINED 02 0 105732 0
AK STL HLDG CORP COM 001547108 2467 3100 SH PUT DEFINED 02 0 3100 0
AK STL HLDG CORP COM 001547108 6634 480372 SH DEFINED 02 0 480372 0
ALCOA INC COM 013817101 741 4475 SH CALL DEFINED 02 0 4475 0
ALCOA INC COM 013817101 226 4006 SH PUT DEFINED 02 0 4006 0
ALTRIA GROUP INC COM 02209S103 637 26506 SH DEFINED 02 0 26506 0
AMAZON COM INC COM 023135106 1678 10686 SH DEFINED 02 0 10686 0
AMAZON COM INC COM 023135106 221 358 SH PUT DEFINED 02 0 358 0
AMERICAN AXLE & MFG HLDGS IN COM 024061103 589 65280 SH DEFINED 02 0 65280 0
AMERICAN CAP LTD COM 02503Y103 1037 10800 SH CALL DEFINED 02 0 10800 0
AMERICAN EXPRESS CO COM 025816109 3630 86368 SH DEFINED 02 0 86368 0
AMERICAN INTL GROUP INC COM NEW 026874784 201 5139 SH DEFINED 02 0 5139 0
AMGEN INC NOTE 0.125% 2/0 031162AN0 199 200000 SH DEFINED 02 0 200000 0
ANADARKO PETE CORP COM 032511107 2230 3525 SH CALL DEFINED 02 0 3525 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 278 1500 SH CALL DEFINED 02 0 1500 0
APACHE CORP COM 037411105 3464 35433 SH DEFINED 02 0 35433 0
APACHE CORP COM 037411105 235 300 SH CALL DEFINED 02 0 300 0
APACHE CORP COM 037411105 689 900 SH PUT DEFINED 02 0 900 0
APOLLO GROUP INC CL A 037604105 3124 60832 SH DEFINED 02 0 60832 0
APOLLO GROUP INC CL A 037604105 1033 700 SH PUT DEFINED 02 0 700 0
APPLIED MATLS INC COM 038222105 219 18731 SH DEFINED 02 0 18731 0
ARCHER DANIELS MIDLAND CO COM 039483102 431 600 SH CALL DEFINED 02 0 600 0
AT&T INC COM 00206R102 1984 69387 SH DEFINED 02 0 69387 0
BAKER HUGHES INC COM 057224107 525 2100 SH CALL DEFINED 02 0 2100 0
BAKER HUGHES INC COM 057224107 674 920 SH PUT DEFINED 02 0 920 0
BANK OF AMERICA CORPORATION COM 060505104 8090 617090 SH DEFINED 02 0 617090 0
BANK OF AMERICA CORPORATION COM 060505104 292 2000 SH CALL DEFINED 02 0 2000 0
BANK OF AMERICA CORPORATION COM 060505104 2695 5500 SH PUT DEFINED 02 0 5500 0
BARRICK GOLD CORP COM 067901108 329 3115 SH PUT DEFINED 02 0 3115 0
BARRICK GOLD CORP COM 067901108 1925 5000 SH CALL DEFINED 02 0 5000 0
BARRICK GOLD CORP COM 067901108 7292 157519 SH DEFINED 02 0 157519 0
BB&T CORP COM 054937107 257 235 SH PUT DEFINED 02 0 235 0
BB&T CORP COM 054937107 463 19243 SH DEFINED 02 0 19243 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 350 4239 SH DEFINED 02 0 4239 0
BOEING CO COM 097023105 1176 17670 SH DEFINED 02 0 17670 0
BROADCOM CORP CL A 111320107 276 7810 SH DEFINED 02 0 7810 0
BROOKFIELD HOMES CORP COM 112723101 1 100 SH DEFINED 02 0 100 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 5444 6703 SH CALL DEFINED 02 0 6703 0
CALLAWAY GOLF CO COM 131193104 443 63238 SH DEFINED 02 0 63238 0
CALPINE CORP COM NEW 131347304 1677 134660 SH DEFINED 02 0 134660 0
CALPINE CORP COM NEW 131347304 238 2500 SH PUT DEFINED 02 0 2500 0
CATERPILLAR INC DEL COM 149123101 9489 120597 SH DEFINED 02 0 120597 0
CBOE HLDGS INC COM 12503M108 1616 80000 SH DEFINED 02 0 80000 0
CBOE HLDGS INC COM 12503M108 1616 80000 SH DEFINED 03 0 80000 0
CEMEX SAB DE CV SPON ADR NEW 151290889 136 15977 SH DEFINED 02 0 15977 0
CENOVUS ENERGY INC COM 15135U109 922 32060 SH DEFINED 02 0 32060 0
CF INDS HLDGS INC COM 125269100 2901 30374 SH DEFINED 02 0 30374 0
CHEVRON CORP NEW COM 166764100 1756 21667 SH DEFINED 02 0 21667 0
CHEVRON CORP NEW COM 166764100 630 1500 SH CALL DEFINED 02 0 1500 0
CITIGROUP INC COM 172967101 1046 268316 SH DEFINED 02 0 268316 0
CLAYMORE EXCHANGE TRADED FD CRP BD 2012 18383M597 971 47247 SH DEFINED 02 0 47247 0
COCA COLA ENTERPRISES INC COM 191219104 16523 532987 SH DEFINED 02 0 532987 0
COCA COLA ENTERPRISES INC COM 191219104 323 808 SH CALL DEFINED 02 0 808 0
COEUR D ALENE MINES CORP IDA COM NEW 192108504 442 22174 SH DEFINED 02 0 22174 0
COMCAST CORP NEW CL A 20030N101 467 25855 SH DEFINED 02 0 25855 0
COMCAST CORP NEW CL A 20030N101 414 3835 SH PUT DEFINED 02 0 3835 0
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 6610 374065 SH DEFINED 02 0 374065 0
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 205 1516 SH CALL DEFINED 02 0 1516 0
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1181 8589 SH PUT DEFINED 02 0 8589 0
CONOCOPHILLIPS COM 20825C104 1404 24440 SH DEFINED 02 0 24440 0
CONSOL ENERGY INC COM 20854P109 7476 202284 SH DEFINED 02 0 202284 0
CONSOL ENERGY INC COM 20854P109 1080 2517 SH PUT DEFINED 02 0 2517 0
CSX CORP COM 126408103 1791 2505 SH CALL DEFINED 02 0 2505 0
CUMMINS INC COM 231021106 212 2344 SH DEFINED 02 0 2344 0
CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 2580 26700 SH DEFINED 02 0 26700 0
CURRENCYSHARES SWEDISH KRONA SWEDISH KRONA 23129R108 1930 13062 SH DEFINED 02 0 13062 0
CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 3455 22100 SH DEFINED 02 0 22100 0
CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 3507 29578 SH DEFINED 02 0 29578 0
D R HORTON INC COM 23331A109 440 39572 SH DEFINED 02 0 39572 0
DEERE & CO COM 244199105 403 500 SH CALL DEFINED 02 0 500 0
DEVON ENERGY CORP NEW COM 25179M103 1601 24731 SH DEFINED 02 0 24731 0
DIREXION SHS ETF TR DLY FIN BULL NEW 25459W516 3457 2639 SH CALL DEFINED 02 0 2639 0
DIREXION SHS ETF TR DLY FIN BULL NEW 25459W516 341 93 SH PUT DEFINED 02 0 93 0
DOMINION RES INC VA NEW COM 25746U109 360 800 SH CALL DEFINED 02 0 800 0
DOW CHEM CO COM 260543103 4062 147910 SH DEFINED 02 0 147910 0
DOW CHEM CO COM 260543103 1030 2294 SH PUT DEFINED 02 0 2294 0
DUKE ENERGY CORP NEW COM 26441C105 1402 79150 SH DEFINED 02 0 79150 0
E TRADE FINANCIAL CORP COM NEW 269246401 583 40000 SH DEFINED 01 0 40000 0
E TRADE FINANCIAL CORP COM NEW 269246401 8 572 SH DEFINED 02 0 572 0
ECHOSTAR CORP CL A 278768106 249 13038 SH DEFINED 02 0 13038 0
EL PASO CORP COM 28336L109 151 12171 SH DEFINED 02 0 12171 0
EMERSON ELEC CO COM 291011104 289 5490 SH DEFINED 02 0 5490 0
ENCANA CORP COM 292505104 932 30842 SH DEFINED 02 0 30842 0
ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 245 900 SH CALL DEFINED 02 0 900 0
EOG RES INC COM 26875P101 252 2707 SH DEFINED 02 0 2707 0
EQUINIX INC COM NEW 29444U502 734 7172 SH DEFINED 02 0 7172 0
EXELON CORP COM 30161N101 7932 186276 SH DEFINED 02 0 186276 0
EXELON CORP COM 30161N101 1601 1989 SH PUT DEFINED 02 0 1989 0
EXXON MOBIL CORP COM 30231G102 3898 63084 SH DEFINED 02 0 63084 0
EXXON MOBIL CORP COM 30231G102 419 3674 SH CALL DEFINED 02 0 3674 0
EXXON MOBIL CORP COM 30231G102 1045 1594 SH PUT DEFINED 02 0 1594 0
F5 NETWORKS INC COM 315616102 260 2500 SH DEFINED 02 0 2500 0
FEDEX CORP COM 31428X106 28146 329193 SH DEFINED 02 0 329193 0
FEDEX CORP COM 31428X106 1087 400 SH CALL DEFINED 02 0 400 0
FISERV INC COM 337738108 2527 46959 SH DEFINED 02 0 46959 0
FLOWSERVE CORP COM 34354P105 2152 19665 SH DEFINED 02 0 19665 0
FOSTER WHEELER AG COM H27178104 881 36020 SH DEFINED 02 0 36020 0
FRANKLIN RES INC COM 354613101 305 195 SH CALL DEFINED 02 0 195 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 5151 60320 SH DEFINED 02 0 60320 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 339 1300 SH PUT DEFINED 02 0 1300 0
GAP INC DEL COM 364760108 475 25493 SH DEFINED 02 0 25493 0
GARTNER INC COM 366651107 1457 49488 SH DEFINED 02 0 49488 0
GENERAL ELECTRIC CO COM 369604103 2846 175130 SH DEFINED 02 0 175130 0
GENERAL ELECTRIC CO COM 369604103 478 5584 SH CALL DEFINED 02 0 5584 0
GENERAL ELECTRIC CO COM 369604103 1011 9100 SH PUT DEFINED 02 0 9100 0
GOLDCORP INC NEW COM 380956409 256 1000 SH CALL DEFINED 02 0 1000 0
GOLDMAN SACHS GROUP INC COM 38141G104 8336 57654 SH DEFINED 02 0 57654 0
GOLDMAN SACHS GROUP INC COM 38141G104 260 684 SH CALL DEFINED 02 0 684 0
GOLDMAN SACHS GROUP INC COM 38141G104 2081 896 SH PUT DEFINED 02 0 896 0
GOOGLE INC CL A 38259P508 418 572 SH CALL DEFINED 02 0 572 0
GOOGLE INC CL A 38259P508 1106 250 SH PUT DEFINED 02 0 250 0
GREEN MTN COFFEE ROASTERS IN COM 393122106 1938 867 SH CALL DEFINED 02 0 867 0
HALLIBURTON CO COM 406216101 2589 1950 SH CALL DEFINED 02 0 1950 0
HARLEY DAVIDSON INC COM 412822108 507 17840 SH DEFINED 02 0 17840 0
HESS CORP COM 42809H107 1206 20407 SH DEFINED 02 0 20407 0
HESS CORP COM 42809H107 349 750 SH PUT DEFINED 02 0 750 0
HOME DEPOT INC COM 437076102 266 800 SH PUT DEFINED 02 0 800 0
HONDA MOTOR LTD AMERN SHS 438128308 291 8177 SH DEFINED 02 0 8177 0
HONEYWELL INTL INC COM 438516106 248 5655 SH DEFINED 02 0 5655 0
HSBC HLDGS PLC SPON ADR NEW 404280406 263 5206 SH DEFINED 02 0 5206 0
ILLINOIS TOOL WKS INC COM 452308109 2198 46747 SH DEFINED 02 0 46747 0
INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 358 500 SH CALL DEFINED 02 0 500 0
INTEROIL CORP COM 460951106 1504 21974 SH DEFINED 02 0 21974 0
INTEROIL CORP COM 460951106 486 400 SH PUT DEFINED 02 0 400 0
ISHARES INC MSCI AUSTRALIA 464286103 2216 93369 SH DEFINED 02 0 93369 0
ISHARES INC MSCI BRAZIL 464286400 3527 3900 SH CALL DEFINED 02 0 3900 0
ISHARES INC MSCI HONG KONG 464286871 9141 503930 SH DEFINED 02 0 503930 0
ISHARES INC MSCI JAPAN 464286848 298 30135 SH DEFINED 02 0 30135 0
ISHARES INC MSCI MALAYSIA 464286830 638 46403 SH DEFINED 02 0 46403 0
ISHARES INC MSCI MEX INVEST 464286822 960 18112 SH DEFINED 02 0 18112 0
ISHARES INC MSCI S KOREA 464286772 935 17473 SH DEFINED 02 0 17473 0
ISHARES INC MSCI SINGAPORE 464286673 867 65552 SH DEFINED 02 0 65552 0
ISHARES INC MSCI TAIWAN 464286731 9651 712252 SH DEFINED 02 0 712252 0
ISHARES TR BARCLY USAGG B 464287226 1532 14096 SH DEFINED 02 0 14096 0
ISHARES TR BARCLYS 1-3YR CR 464288646 4078 38828 SH DEFINED 02 0 38828 0
ISHARES TR BARCLYS 20+ YR 464287432 5532 52430 SH DEFINED 02 0 52430 0
ISHARES TR BARCLYS GOVT CR 464288596 2439 21916 SH DEFINED 02 0 21916 0
ISHARES TR DJ US REAL EST 464287739 3071 58067 SH DEFINED 02 0 58067 0
ISHARES TR DJ US REAL EST 464287739 623 1000 SH CALL DEFINED 02 0 1000 0
ISHARES TR FTSE XNHUA IDX 464287184 5859 136837 SH DEFINED 02 0 136837 0
ISHARES TR FTSE XNHUA IDX 464287184 511 398 SH CALL DEFINED 02 0 398 0
ISHARES TR JPMORGAN USD 464288281 4105 36877 SH DEFINED 02 0 36877 0
ISHARES TR MSCI EAFE IDX 464287465 2570 1729 SH CALL DEFINED 02 0 1729 0
ISHARES TR MSCI EMERG MKT 464287234 3198 3439 SH CALL DEFINED 02 0 3439 0
ISHARES TR MSCI EMERG MKT 464287234 4758 106283 SH DEFINED 02 0 106283 0
ISHARES TR NASDQ BIO INDX 464287556 230 2671 SH DEFINED 02 0 2671 0
ISHARES TR S&P CITINT TBD 464288117 902 8492 SH DEFINED 02 0 8492 0
ISHARES TR S&PCITI1-3YRTB 464288125 585 5563 SH DEFINED 02 0 5563 0
JOY GLOBAL INC COM 481165108 2247 31958 SH DEFINED 02 0 31958 0
KB HOME COM 48666K109 1230 108583 SH DEFINED 02 0 108583 0
KB HOME COM 48666K109 593 1500 SH PUT DEFINED 02 0 1500 0
KINROSS GOLD CORP COM NO PAR 496902404 882 46955 SH DEFINED 02 0 46955 0
KLA-TENCOR CORP COM 482480100 201 700 SH CALL DEFINED 02 0 700 0
KOHLS CORP COM 500255104 1835 34827 SH DEFINED 02 0 34827 0
KROGER CO COM 501044101 1563 72147 SH DEFINED 02 0 72147 0
LAS VEGAS SANDS CORP COM 517834107 5104 2900 SH CALL DEFINED 02 0 2900 0
LENNAR CORP CL A 526057104 276 500 SH CALL DEFINED 02 0 500 0
LEXMARK INTL NEW CL A 529771107 1828 40965 SH DEFINED 02 0 40965 0
LIBERTY GLOBAL INC COM SER A 530555101 5684 184473 SH DEFINED 02 0 184473 0
LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 222 3425 SH DEFINED 02 0 3425 0
LIMITED BRANDS INC COM 532716107 1600 2000 SH CALL DEFINED 02 0 2000 0
LOCKHEED MARTIN CORP COM 539830109 1062 14902 SH DEFINED 02 0 14902 0
MARATHON OIL CORP COM 565849106 367 11080 SH DEFINED 02 0 11080 0
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 3638 79347 SH DEFINED 02 0 79347 0
MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 6786 251052 SH DEFINED 02 0 251052 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 6349 5431 SH CALL DEFINED 02 0 5431 0
MASCO CORP COM 574599106 1100 2588 SH PUT DEFINED 02 0 2588 0
MASSEY ENERGY COMPANY COM 576206106 5638 181743 SH DEFINED 02 0 181743 0
MASSEY ENERGY COMPANY COM 576206106 1615 2809 SH PUT DEFINED 02 0 2809 0
MASTERCARD INC CL A 57636Q104 444 249 SH CALL DEFINED 02 0 249 0
MCDONALDS CORP COM 580135101 2237 30025 SH DEFINED 02 0 30025 0
MEDIVATION INC COM 58501N101 231 17795 SH DEFINED 02 0 17795 0
MEDIVATION INC COM 58501N101 339 200 SH PUT DEFINED 02 0 200 0
MERCK & CO INC NEW COM 58933Y105 680 18460 SH DEFINED 02 0 18460 0
MERCK & CO INC NEW COM 58933Y105 215 1500 SH PUT DEFINED 02 0 1500 0
MICRON TECHNOLOGY INC COM 595112103 10 20000 SH CALL DEFINED 02 0 20000 0
MICROSOFT CORP COM 594918104 3278 133836 SH DEFINED 02 0 133836 0
MONSANTO CO NEW COM 61166W101 3142 1959 SH PUT DEFINED 02 0 1959 0
MONSANTO CO NEW COM 61166W101 5827 121576 SH DEFINED 02 0 121576 0
MORGAN STANLEY COM NEW 617446448 693 28099 SH DEFINED 02 0 28099 0
MORGAN STANLEY COM NEW 617446448 367 467 SH PUT DEFINED 02 0 467 0
MOTOROLA INC COM 620076109 1711 200613 SH DEFINED 02 0 200613 0
NETAPP INC COM 64110D104 1783 35810 SH DEFINED 02 0 35810 0
NETFLIX INC COM 64110L106 2425 437 SH CALL DEFINED 02 0 437 0
NEW YORK CMNTY BANCORP INC COM 649445103 1647 101327 SH DEFINED 02 0 101327 0
NEWMONT MINING CORP COM 651639106 4292 68328 SH DEFINED 02 0 68328 0
NEWMONT MINING CORP COM 651639106 3859 6607 SH CALL DEFINED 02 0 6607 0
NEWMONT MINING CORP COM 651639106 628 10000 SH DEFINED 01 0 10000 0
NIKE INC CL B 654106103 223 1522 SH CALL DEFINED 02 0 1522 0
NIKE INC CL B 654106103 6224 77664 SH DEFINED 02 0 77664 0
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 4588 135789 SH DEFINED 02 0 135789 0
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1260 2666 SH PUT DEFINED 02 0 2666 0
NORDSTROM INC COM 655664100 611 16420 SH DEFINED 02 0 16420 0
NORTHROP GRUMMAN CORP COM 666807102 321 200 SH CALL DEFINED 02 0 200 0
NOVARTIS A G SPONSORED ADR 66987V109 2739 2115 SH CALL DEFINED 02 0 2115 0
NUCOR CORP COM 670346105 342 1530 SH PUT DEFINED 02 0 1530 0
NUCOR CORP COM 670346105 515 1621 SH CALL DEFINED 02 0 1621 0
NYSE EURONEXT COM 629491101 29995 1049888 SH DEFINED 02 0 1049888 0
OCCIDENTAL PETE CORP DEL COM 674599105 5719 2998 SH CALL DEFINED 02 0 2998 0
OCCIDENTAL PETE CORP DEL COM 674599105 410 454 SH PUT DEFINED 02 0 454 0
OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 345 280 SH CALL DEFINED 02 0 280 0
OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 346 250 SH PUT DEFINED 02 0 250 0
PETROHAWK ENERGY CORP COM 716495106 2441 151214 SH DEFINED 02 0 151214 0
PETROHAWK ENERGY CORP COM 716495106 1008 1708 SH PUT DEFINED 02 0 1708 0
PFIZER INC COM 717081103 267 15540 SH DEFINED 02 0 15540 0
PIONEER NAT RES CO COM 723787107 440 6773 SH DEFINED 02 0 6773 0
POSCO SPONSORED ADR 693483109 1347 11818 SH DEFINED 02 0 11818 0
POSCO SPONSORED ADR 693483109 57 500 SH DEFINED 03 0 500 0
POTASH CORP SASK INC COM 73755L107 1731 1250 SH CALL DEFINED 02 0 1250 0
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 296 20501 SH DEFINED 02 0 20501 0
POWERSHARES INDIA ETF TR INDIA PORT 73935L100 1110 44100 SH DEFINED 02 0 44100 0
POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 5539 201359 SH DEFINED 02 0 201359 0
POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 2357 103185 SH DEFINED 02 0 103185 0
PRIMUS GUARANTY LTD SHS G72457107 1277 28000 SH DEFINED 01 0 28000 0
PRIMUS GUARANTY LTD SHS G72457107 0 33 SH DEFINED 02 0 33 0
PROSHARES TR PSHS ULTSHT FINL 74347R628 529 26600 SH DEFINED 02 0 26600 0
PROSHARES TR ULTRA FNCLS NEW 74347X633 33 13333 SH CALL DEFINED 02 0 13333 0
PRUDENTIAL FINL INC COM 744320102 900 1500 SH CALL DEFINED 02 0 1500 0
PRUDENTIAL FINL INC COM 744320102 352 1500 SH PUT DEFINED 02 0 1500 0
QUALCOMM INC COM 747525103 258 416 SH CALL DEFINED 02 0 416 0
RAYTHEON CO *W EXP 06/16/201 755111119 2819 311800 SH DEFINED 02 0 311800 0
RESEARCH IN MOTION LTD COM 760975102 431 8862 SH DEFINED 02 0 8862 0
RIVERBED TECHNOLOGY INC COM 768573107 7650 167845 SH DEFINED 02 0 167845 0
SAFEWAY INC COM NEW 786514208 347 16417 SH DEFINED 02 0 16417 0
SALESFORCE COM INC COM 79466L302 5268 47118 SH DEFINED 02 0 47118 0
SANDISK CORP COM 80004C101 406 11076 SH DEFINED 02 0 11076 0
SCHLUMBERGER LTD COM 806857108 816 1691 SH PUT DEFINED 02 0 1691 0
SCHLUMBERGER LTD COM 806857108 423 2999 SH CALL DEFINED 02 0 2999 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 502 850 SH PUT DEFINED 02 0 850 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1461 43717 SH DEFINED 02 0 43717 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 245 8800 SH DEFINED 02 0 8800 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 465 15253 SH DEFINED 02 0 15253 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1497 2144 SH CALL DEFINED 02 0 2144 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1048 3400 SH PUT DEFINED 02 0 3400 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5062 17729 SH PUT DEFINED 02 0 17729 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 6045 421251 SH DEFINED 02 0 421251 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 202 7350 SH CALL DEFINED 02 0 7350 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 23025 736083 SH DEFINED 02 0 736083 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 275 3483 SH CALL DEFINED 02 0 3483 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1964 59918 SH DEFINED 02 0 59918 0
SOHU COM INC COM 83408W103 497 8626 SH DEFINED 02 0 8626 0
SOUTHERN CO COM 842587107 3681 98845 SH DEFINED 02 0 98845 0
SOUTHWESTERN ENERGY CO COM 845467109 3169 94763 SH DEFINED 02 0 94763 0
SOUTHWESTERN ENERGY CO COM 845467109 525 1500 SH PUT DEFINED 02 0 1500 0
SPDR GOLD TRUST GOLD SHS 78463V107 54894 63843 SH CALL DEFINED 02 0 63843 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 11100 97265 SH DEFINED 02 0 97265 0
SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 3715 95573 SH DEFINED 02 0 95573 0
SPDR SERIES TRUST S&P HOMEBUILD 78464A888 3937 249018 SH DEFINED 02 0 249018 0
ST JUDE MED INC COM 790849103 3232 82164 SH DEFINED 02 0 82164 0
STARBUCKS CORP COM 855244109 550 21499 SH DEFINED 02 0 21499 0
STEEL DYNAMICS INC COM 858119100 731 51808 SH DEFINED 02 0 51808 0
SUNPOWER CORP COM CL A 867652109 212 14732 SH DEFINED 02 0 14732 0
SYMANTEC CORP COM 871503108 315 20789 SH DEFINED 02 0 20789 0
TARGET CORP COM 87612E106 1365 1000 SH CALL DEFINED 02 0 1000 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3529 66897 SH DEFINED 02 0 66897 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 443 1620 SH PUT DEFINED 02 0 1620 0
TEXAS INSTRS INC COM 882508104 490 500 SH CALL DEFINED 02 0 500 0
TEXTRON INC COM 883203101 1352 65738 SH DEFINED 02 0 65738 0
TIFFANY & CO NEW COM 886547108 1306 27787 SH DEFINED 02 0 27787 0
TIFFANY & CO NEW COM 886547108 206 250 SH PUT DEFINED 02 0 250 0
TJX COS INC NEW COM 872540109 226 400 SH CALL DEFINED 02 0 400 0
TOLL BROTHERS INC COM 889478103 363 19108 SH DEFINED 02 0 19108 0
TRANSOCEAN LTD REG SHS H8817H100 6247 97170 SH DEFINED 02 0 97170 0
TRANSOCEAN LTD REG SHS H8817H100 1766 2200 SH PUT DEFINED 02 0 2200 0
TYSON FOODS INC CL A 902494103 220 13756 SH DEFINED 02 0 13756 0
UAL CORP COM NEW 902549807 1854 78452 SH DEFINED 02 0 78452 0
UNION PAC CORP COM 907818108 2118 25888 SH DEFINED 02 0 25888 0
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