SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) November 18, 2003
LaBRANCHE & CO INC.
(Exact name of registrant as specified in its charter)
Delaware |
|
001-15251 |
|
13-4064735 |
(State
or other jurisdiction |
|
(Commission |
|
(IRS
Employer |
One Exchange Plaza, New York, New York, 10006 |
|
10006 |
(Address of principal executive offices) |
|
(Zip Code) |
Registrants telephone number, including area code: (212) 425-1144
Not Applicable
(Former name or former address, if changed since last report)
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
(a) Financial Statements of Business Acquired.
None.
(b) Pro Forma Financial Information.
None.
(c) Exhibits
None
Item 9. Regulation FD Disclosure
On November 18, 2003, Michael LaBranche, Chairman and Chief Executive Officer of LaBranche & Co Inc., in an interview with Bloomberg.com, communicated the following information:
|
|
LaBranche & Co. LLC, LaBranche & Co Inc.s specialist subsidiary, had approximately $476 million in net liquid assets as of October 31, 2003; |
|
|
|
|
|
LaBranche & Co Inc. currently has slightly more than $50 million in cash, and |
|
|
|
|
|
LaBranche & Co. LLC has an unused $200 million line of credit from Bank of New York that was recently extended one year on unchanged terms. |
This information was provided by Mr. LaBranche in response to questions from Bloomberg.com regarding a rating report relating to LaBranche & Co Inc. recently issued by a Jefferies & Company analyst.
All other Items of this report are inapplicable.
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
LaBranche & Co Inc. |
||||||
|
|
||||||
|
|
||||||
Date: November 18, 2003 |
By: |
/s/ Harvey S. Traison |
|
|
|||
|
|
Name: |
Harvey S. Traison |
|
|||
|
|
Title: |
Senior Vice President
and Chief |
|
|||
3