United States
Securities and Exchange Commission
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the
Securities Exchange Act of 1934
For the month of
September 2018
Vale S.A.
Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
(Check One) Form 20-F x Form 40-F o
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes o No x
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes o No x
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
(Check One) Yes o No x
(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)
Purchases of equity securities by the issuer and affiliated purchasers on August 31, 2018
Company: VALE S.A.
Beginning balance
|
|
|
|
|
|
|
% |
| ||
|
Type of security |
|
Characteristic of the security |
|
Quantity |
|
Same class of |
|
Total capital |
|
|
Shares |
|
VALE 3 |
|
86,850,681.00 |
|
1.64 |
% |
1.64 |
% |
Movements
|
Type of security |
|
Characteristic of |
|
Intermediate |
|
Operation |
|
Date |
|
Quantity |
|
Average price |
|
Volume (R$) |
|
|
Shares |
|
VALE3 |
|
BRADESCO CTVM |
|
Buy |
|
08/01/2018 |
|
905,000 |
|
53,2471 |
|
48,188,653 |
|
|
Shares |
|
VALE3 |
|
BRADESCO CTVM |
|
Buy |
|
08/02/2018 |
|
2,749,000 |
|
52,2129 |
|
143,533,334 |
|
|
Shares |
|
VALE3 |
|
BRADESCO CTVM |
|
Buy |
|
08/03/2018 |
|
181,500 |
|
51,9568 |
|
9,430,152 |
|
|
Shares |
|
VALE3 |
|
BRADESCO CTVM |
|
Buy |
|
08/06/2018 |
|
365,500 |
|
52,6464 |
|
19,242,245 |
|
|
Shares |
|
VALE3 |
|
SANTANDER CCTVM |
|
Buy |
|
08/07/2018 |
|
468,600 |
|
52,9122 |
|
24,794,657 |
|
|
Shares |
|
VALE3 |
|
CITI CCTVM |
|
Buy |
|
08/08/2018 |
|
304,400 |
|
52,8812 |
|
16,097,048 |
|
|
Shares |
|
VALE3 |
|
XP INVESTIMENTOS |
|
Buy |
|
08/09/2018 |
|
403,900 |
|
52,1233 |
|
21,052,603 |
|
|
Shares |
|
VALE3 |
|
CREDIT SUISSE CTVM |
|
Buy |
|
08/10/2018 |
|
920,900 |
|
51,0850 |
|
47,044,160 |
|
|
Shares |
|
VALE3 |
|
CITI CCTVM |
|
Buy |
|
08/13/2018 |
|
502,100 |
|
52,2237 |
|
26,221,502 |
|
|
Shares |
|
VALE3 |
|
SANTANDER CCTVM |
|
Buy |
|
08/14/2018 |
|
1,072,900 |
|
52,3353 |
|
56,150,540 |
|
|
Shares |
|
VALE3 |
|
CREDIT SUISSE CTVM |
|
Buy |
|
08/15/2018 |
|
1,768,100 |
|
51,0951 |
|
90,341,175 |
|
|
Shares |
|
VALE3 |
|
CITI CCTVM |
|
Buy |
|
08/16/2018 |
|
1,410,800 |
|
50,1916 |
|
70,810,269 |
|
|
Shares |
|
VALE3 |
|
BRADESCO CTVM |
|
Buy |
|
08/17/2018 |
|
841,000 |
|
50,3398 |
|
42,335,753 |
|
|
Shares |
|
VALE3 |
|
SANTANDER CCTVM |
|
Buy |
|
08/20/2018 |
|
913,900 |
|
51,4326 |
|
47,004,260 |
|
|
Shares |
|
VALE3 |
|
CITI CCTVM |
|
Buy |
|
08/21/2018 |
|
931,100 |
|
51,7091 |
|
48,146,348 |
|
|
Shares |
|
VALE3 |
|
CREDIT SUISSE CTVM |
|
Buy |
|
08/22/2018 |
|
39,900 |
|
52,7773 |
|
2,105,816 |
|
|
Shares |
|
VALE3 |
|
SANTANDER CCTVM |
|
Buy |
|
08/23/2018 |
|
521,500 |
|
53,0329 |
|
27,656,647 |
|
|
Shares |
|
VALE3 |
|
CITI CCTVM |
|
Buy |
|
08/24/2018 |
|
489,000 |
|
54,0811 |
|
26,445,668 |
|
|
Shares |
|
VALE3 |
|
CREDIT SUISSE CTVM |
|
Buy |
|
08/27/2018 |
|
303,600 |
|
55,0641 |
|
16,717,470 |
|
|
Shares |
|
VALE3 |
|
CREDIT SUISSE CTVM |
|
Buy |
|
08/28/2018 |
|
695,600 |
|
55,6512 |
|
38,710,973 |
|
Ending balance
|
|
|
|
|
|
|
% |
| ||
|
Type of security |
|
Characteristic of the security |
|
Quantity |
|
Same class of |
|
Total capital |
|
|
Shares |
|
VALE 3 |
|
102,638,981.00 |
|
1.94 |
% |
1.94 |
% |
Company: VALE S.A.
Beginning balance
|
|
|
|
|
|
|
% |
| ||
|
Type of security |
|
Characteristic of the security |
|
Quantity |
|
Same class of |
|
Total capital |
|
|
ADS |
|
VALE |
|
192,008.00 |
|
0.00 |
% |
0.00 |
% |
Movements
|
Type of security |
|
Characteristic of |
|
Intermediate |
|
Operation |
|
Date |
|
Quantity |
|
Average price |
|
Volume (US$) |
|
|
ADS |
|
VALE |
|
BRADESCO SECURITIES |
|
Buy |
|
08/02/2018 |
|
227,267 |
|
14,0574 |
|
3,194,777 |
|
|
ADS |
|
VALE |
|
BRADESCO SECURITIES |
|
Buy |
|
08/03/2018 |
|
216,841 |
|
14,1517 |
|
3,068,675 |
|
|
ADS |
|
VALE |
|
BRADESCO SECURITIES |
|
Buy |
|
08/06/2018 |
|
400,000 |
|
14,1254 |
|
5,650,176 |
|
|
ADS |
|
VALE |
|
BRADESCO SECURITIES |
|
Buy |
|
08/07/2018 |
|
531,700 |
|
14,0980 |
|
7,495,903 |
|
|
ADS |
|
VALE |
|
BRADESCO SECURITIES |
|
Buy |
|
08/08/2018 |
|
302,266 |
|
14,0689 |
|
4,252,555 |
|
|
ADS |
|
VALE |
|
JP MORGAN SECURITIES |
|
Buy |
|
08/09/2018 |
|
540,000 |
|
13,6726 |
|
7,383,204 |
|
|
ADS |
|
VALE |
|
JP MORGAN SECURITIES |
|
Buy |
|
08/10/2018 |
|
1,852,692 |
|
13,3265 |
|
24,689,826 |
|
|
ADS |
|
VALE |
|
JP MORGAN SECURITIES |
|
Buy |
|
08/13/2018 |
|
1,000,000 |
|
13,3690 |
|
13,369,000 |
|
|
ADS |
|
VALE |
|
JP MORGAN SECURITIES |
|
Buy |
|
08/14/2018 |
|
1,400,000 |
|
13,4951 |
|
18,893,105 |
|
|
ADS |
|
VALE |
|
JP MORGAN SECURITIES |
|
Buy |
|
08/15/2018 |
|
1,765,447 |
|
13,0585 |
|
23,054,090 |
|
|
ADS |
|
VALE |
|
JP MORGAN SECURITIES |
|
Buy |
|
08/16/2018 |
|
1,959,625 |
|
12,8872 |
|
25,254,021 |
|
|
ADS |
|
VALE |
|
BRADESCO SECURITIES |
|
Buy |
|
08/17/2018 |
|
1,177,300 |
|
12,8546 |
|
15,133,762 |
|
|
ADS |
|
VALE |
|
JP MORGAN SECURITIES |
|
Buy |
|
08/20/2018 |
|
1,010,641 |
|
13,0477 |
|
13,186,504 |
|
|
ADS |
|
VALE |
|
BRADESCO SECURITIES |
|
Buy |
|
08/21/2018 |
|
1,090,000 |
|
12,9590 |
|
14,125,310 |
|
|
ADS |
|
VALE |
|
JP MORGAN SECURITIES |
|
Buy |
|
08/22/2018 |
|
544,901 |
|
12,9980 |
|
7,082,647 |
|
|
ADS |
|
VALE |
|
CREDIT SUISSE SECURITIES |
|
Buy |
|
08/23/2018 |
|
550,700 |
|
12,9730 |
|
7,144,231 |
|
|
ADS |
|
VALE |
|
CREDIT SUISSE SECURITIES |
|
Buy |
|
08/24/2018 |
|
223,400 |
|
13,2124 |
|
2,951,650 |
|
|
ADS |
|
VALE |
|
CREDIT SUISSE SECURITIES |
|
Buy |
|
08/27/2018 |
|
483,717 |
|
13,5624 |
|
6,560,363 |
|
|
ADS |
|
VALE |
|
CREDIT SUISSE SECURITIES |
|
Buy |
|
08/28/2018 |
|
608,870 |
|
13,4773 |
|
8,205,924 |
|
Ending balance
|
|
|
|
|
|
|
% |
| ||
|
Type of security |
|
Characteristic of the security |
|
Quantity |
|
Same class of shares |
|
Total capital |
|
|
ADS |
|
VALE |
|
16,077,375.00 |
|
0.30 |
% |
0.30 |
% |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
|
Vale S.A. | |
|
|
(Registrant) | |
|
|
| |
|
|
By: |
/s/ André Figueiredo |
|
Date: September 06, 2018 |
|
Director of Investor Relations |