SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) August 22, 2001
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MDI ENTERTAINMENT, INC.
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(Exact name of registrant as specified in its charter)
Delaware 0-24919 73-1515699
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(State or Other Jurisdiction (Commission File Number) (I.R.S. Employer
of Incorporation) Identification No.)
201 Ann Street
Hartford, Connecticut 06103
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(Address of principal executive
offices including zip code)
(860) 527-5359
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(Registrant's telephone number,
including area code)
N.A.
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(Former name or former address, if changed since last report)
This Form 8-K contains forward-looking statements. Such statements involve
various risks that may cause actual results to differ materially from those
expressed in such forward looking statements. These risks and uncertainties
include risks detailed from time to time in MDI Entertainment, Inc.'s filings
with the Securities and Exchange Commission including, but not limited to, those
described in the Form 10-KSB and Form 10-KSB/A, filed April 2, 2001 and April
25, 2001, respectively.
Item 5: Other Events
Effective August 22, 2001, MDI Entertainment, Inc. ("MDI") was accepted
to trade on the Over-The-Counter Bulletin Board. Prior to trading on the OTC
Bulletin Board, MDI requested Nasdaq to remove its listing from the SmallCap
Market. See MDI's Press Release, dated August 22, 2001, relating to these
events, which is attached hereto as Exhibit 99.1. The information contained in
the August 22, 2001 Press Release is incorporated herein by reference.
Item 7. Financial Statements and Exhibits.
(c) Exhibits.
Exhibit No. Description
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99.1 Press Release, dated August 22, 2001.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
MDI ENTERTAINMENT, INC.
(Registrant)
Dated August 22, 2001 By: /s/ Steven M. Saferin
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Steven M. Saferin
President and Chief Executive Officer
EXHIBIT INDEX
Exhibit No. Description
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99.1 Press Release, dated August 22, 2001.