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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Non-qualified Stock Appreciation Right | $ 46.78 | 12/31/2013 | Â | J4 (3) | Â | 2,042 | 12/09/2011 | 12/09/2017 | Common Stock, Par Value $0.01 Per Share | $ 46.78 | 2,042 | Â | ||
Non-qualified Stock Appreciation Right | $ 34.06 | 12/31/2013 | Â | J4 (4) | Â | 5,306 | 12/08/2012 | 12/08/2018 | Common Stock, Par Value $0.01 Per Share | $ 34.06 | 7,428 | Â | ||
Non-qualified Stock Appreciation Right | $ 51.11 | 12/31/2013 | Â | J4 (5) | Â | 4,200 | 12/06/2013 | 12/06/2019 | Common Stock, Par Value $0.01 Per Share | $ 51.11 | 9,545 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sessa Daniel M 2140 LAKE PARK BLVD. RICHARDSON, TX 75080 |
 |  |  EVP, Chief HR Officer |  |
/s/ James K. Markey, attorney-in-fact for Daniel M. Sessa | 02/06/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On December 31, 2013, the reporting person transferred 15,280.50 shares of Lennox International Inc. common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. |
(2) | On December 31, 2013, the reporting person gave his ex-wife the right to receive the proceeds from 3,657 of his RSUs pursuant to a domestic relations order. The reporting person disclaims beneficial ownership of 3,657 Lennox International Inc. securities for that reason. |
(3) | On December 31, 2013, the reporting person gave his ex-wife the right to receive the proceeds from 2,042 of these SARs pursuant to a domestic relations order. The reporting person disclaims beneficial ownership of that portion of these SARs. |
(4) | On December 31, 2013, the reporting person gave his ex-wife the right to receive the proceeds from 5,306 of these SARs pursuant to a domestic relations order. The reporting person disclaims beneficial ownership of that portion of these SARs. |
(5) | On December 31, 2013, the reporting person gave his ex-wife the right to receive the proceeds from 4,200 of these SARs pursuant to a domestic relations order. The reporting person disclaims beneficial ownership of that portion of these SARs. |
 Remarks: Attorney-in-fact pursuant to Power of Attorney dated December 7, 2012. |