|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $ 53.13 | 05/08/2014 | A | 3,740 | (4) | 05/07/2021 | Common Stock | 3,740 | $ 0 | 3,740 | D | ||||
Stock Option | $ 21.6 | (5) | 04/22/2015 | Common Stock | 8,167 | 8,167 | D | ||||||||
Stock Option | $ 14.5378 | (6) | 04/22/2016 | Common Stock | 8,820 | 8,820 | D | ||||||||
Stock Option | $ 19.5867 | (7) | 04/28/2017 | Common Stock | 7,582 | 7,582 | D | ||||||||
Stock Option | $ 29.8267 | (8) | 05/02/2018 | Common Stock | 4,050 | 4,050 | D | ||||||||
Stock Option | $ 34.0467 | (9) | 04/30/2019 | Common Stock | 4,725 | 4,725 | D | ||||||||
Stock Option | $ 30.74 | (10) | 07/25/2019 | Common Stock | 1,570 | 1,570 | D | ||||||||
Stock Option | $ 41.74 | (11) | 05/07/2020 | Common Stock | 5,190 | 5,190 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KLEIN CHARLES D AMERICAN SECURITIES LLC 299 PARK AVENUE, 34TH FLOOR NEW YORK, NY 10171 |
X |
/s/Kathryn E. Sena, attorney-in-fact for Mr. Klein | 05/09/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Constitutes restricted stock issued under the AMETEK, Inc. 2007 Omnibus Incentive Compensation Plan. |
(2) | The shares were sold at prices ranging from $52.865 to $52.905 per share. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. |
(3) | This trust is a charitable remainder trust of which the reporting person and his spouse are two of the co-trustees and of which his wife is a beneficiary. The reporting person continues to report beneficial ownership of all of the AMETEK Common Stock held by the trust but disclaims beneficial ownership except to the extent of his wife's pecuniary interest therein. |
(4) | The stock options will become exercisable in four equal annual installments beginning on May 8, 2015. |
(5) | The stock options will become exercisable in four equal annual installments beginning on April 23, 2009. |
(6) | The stock options will become exercisable in four equal annual installments beginning on April 23, 2010. |
(7) | The stock options will become exercisable in four equal annual installments beginning on April 29, 2011. |
(8) | The stock options will become exercisable in four equal installments beginning on May 3, 2012. |
(9) | The stock options will become exercisable in four equal installments beginning on May 1, 2013. |
(10) | The stock options will become exercisable in four equal annual installments beginning on July 26, 2013. |
(11) | The stock options will become exercisable in four equal annual installments beginning on May 8, 2014. |