1
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NAMES OF REPORTING PERSONS
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Norman H. Pessin
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☑
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(b)
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☐
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||||
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||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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PF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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||||
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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327,330
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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327,330
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10
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SHARED DISPOSITIVE POWER
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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327,330
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (SEE INSTRUCTIONS)
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☐
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||||
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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1) 6.5%
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14
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TYPE OF REPORTING PERSON
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IN
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1
|
NAMES OF REPORTING PERSONS
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||||
Sandra F. Pessin
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||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
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||
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|||
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|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
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||
PF
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
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|
||||
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|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
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||
United States
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|||
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|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
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23,109
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||||
8
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SHARED VOTING POWER
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||||
9
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SOLE DISPOSITIVE POWER
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23,109
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|||
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||||
10
|
SHARED DISPOSITIVE POWER
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||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
23,109
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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|
|
||
0.4%
|
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|||
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|
||||
14
|
TYPE OF REPORTING PERSON
|
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IN
|
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|
|||
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
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|
||||
Brian Pessin
|
|
|
|||
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|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
PF
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
115,350
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
115,350
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
115,350
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.3%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
IN
|
|
|
|||
|
|
Name and Address:
|
1)
|
Norman H. Pessin
|
|
366 Madison Avenue, 14th Floor
|
|||
New York, NY 10017
|
|||
2)
|
Sandra F. Pessin
|
||
366 Madison Avenue, 14th Floor
|
|||
New York, NY 10017
|
|||
3)
|
Brian Pessin
|
||
310 East 75th Street, Apt. 2A
|
|||
New York, NY 10021
|
|||
Principal Occupation:
|
1)
|
Investor
|
|
2)
|
Housewife
|
||
3)
|
Investor
|
||
Criminal Convictions:
|
1)
|
None
|
|
2)
|
None
|
||
3)
|
None
|
||
Civil Proceedings:
|
1)
|
None
|
|
2)
|
None
|
||
3)
|
None
|
||
Citizenship:
|
1)
|
United States
|
|
2)
|
United States
|
||
3)
|
United States
|
/s/ Norman H. Pessin | ||
Norman H. Pessin
|
||
/s/ Sandra F. Pessin | ||
Sandra F. Pessin
|
||
/s/ Brian Pessin | ||
Brian Pessin
|
Shares of Common
Stock Bought
|
Price Per
Share ($)
|
Date of
Purchase
|
Norman H. Pessin
|
||
92,835
|
2.47
|
3/23/15
|
15,000
|
2.48
|
3/24/15
|
13,100
|
2.44
|
3/25/15
|
23,973
|
2.36
|
3/26/15
|
1,300
|
2.30
|
3/27/15
|
10,231
|
2.31
|
3/31/15
|
Brian Pessin
|
||
20,000
|
2.47
|
3/23/15
|
25.000
|
2.49
|
3/24/15
|
10,000
|
2.48
|
3/24/15
|
10,000
|
2.44
|
3/25/15
|
8,000
|
2.36
|
3/26/15
|
14,150
|
2.30
|
3/30/15
|
10,000
|
2.31
|
3/31/15
|
18,200
|
2.36
|
4/1/15
|