UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Trinad Capital Master Fund Ltd. 4751 WILSHIRE BLVD. 3RD FLOOR LOS ANGELES, CA 90010 |
 |  X |  |  |
Trinad Capital L.P. 4751 WILSHIRE BLVD. 3RD FLOOR LOS ANGELES, CA 90010 |
 |  X |  |  |
Trinad Advisors II, LLC 4751 WILSHIRE BLVD. 3RD FLOOR LOS ANGELES, CA 90010 |
 |  X |  |  |
Trinad Management, LLC 4751 WILSHIRE BLVD. 3RD FLOOR LOS ANGELES, CA 90010 |
 |  X |  |  |
ELLIN ROBERT S C/O TRINAD MANAGEMENT LLC 4751 WILSHIRE BLVD. 3RD FLOOR LOS ANGELES, CA 90010 |
 |  X |  |  |
/s/ Robert S. Ellin, Trinad Capital Master Fund, Ltd._ | 02/28/2012 | |
**Signature of Reporting Person | Date | |
/s/ Robert S. Ellin, Trinad Capital LP | 02/28/2012 | |
**Signature of Reporting Person | Date | |
/s/ Robert S. Ellin, Trinad Advisors II, LLC | 02/28/2012 | |
**Signature of Reporting Person | Date | |
/s/ Robert S. Ellin, Trinad Management, LLC | 02/28/2012 | |
**Signature of Reporting Person | Date | |
/s/ Robert S. Ellin | 02/28/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Trinad Capital Master Fund Ltd. owns the securities reported herein directly. These securities may be deemed to be beneficially owned by Trinad Capital LP, the controlling stockholder of Trinad Capital Master Fund Ltd,; Trinad Management, LLC, the investment manager of Trinad Capital Master Fund Ltd. and Trinad Capital LP; Trinad Advisors II, LLC, the general partner of Trinad Capital LP; Robert S. Ellin, the managing director of and portfolio manager for Trinad Management, LLC and the managing director of Trinad Advisors II, LLC. Each of Trinad Capital LP, Trinad Advisors II, LLC, Trinad Management, LLC and Mr. Ellin disclaim beneficial ownership in the shares directly held by Trinad Capital Master Fund Ltd., except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |