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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LYNCH PATRICK B 20 S. WACKER DRIVE CHICAGO, IL 60606 |
X |
By: Margaret C. Austin For: Patrick B. Lynch | 12/02/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amendment is being filed to correct the original Form 4 for Mr. Lynch's transactions occurring on November 21, 2008, which was filed on November 25, 2008. The original Form 4 incorrectly designated Mr. Lynch's transactions as sales. On November 21, 2008, Mr. Lynch purchased a total of 5,890 shares of CME Group Class A common stock representing a value of approximately $1 million. |
(2) | On November 21, 2008, Mr. Lynch purchased an aggregate of 5,890 shares of CME Group Class A common stock. For reporting purposes, the purchase prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were: $164.80 to $164.89; $165.30 to $165.41; $166.32 to $166.85; $167.90; $168.41 to $168.85; $170.05 to $170.51; $171.11 to $171.15; $173.12 to $173.19; $174.06 to $174.93. The Company maintains a record of the transactions and copies will be provided upon request. |