Form 20-F X
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Form 40-F __
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SONY CORPORATION
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(Registrant)
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By: /s/ Kenichiro Yoshida
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(Signature)
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Kenichiro Yoshida
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Executive Deputy President and
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Chief Financial Officer
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News & Information
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1-7-1 Konan, Minato-ku
Tokyo, 108-0075 Japan
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1.
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Aggregate number of Stock Acquisition Rights:
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11,965 |
2.
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Persons to whom Stock Acquisition Rights will be allocated and number of Stock Acquisition Rights to be allocated:
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Number of persons | |||||
(Number of Stock Acquisition Rights) | |||||
Corporate executive officers of the Corporation | 5 | (2,350) | |||
Employees of the Corporation | 330 | (4,443) | |||
Directors of the subsidiaries of the Corporation | 89 | (2,039) | |||
Employees of the subsidiaries of the Corporation | 318 | (3,133) | |||
Total: 742 | (Total: 11,965) |
3.
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Payment in exchange for Stock Acquisition Rights:
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Stock Acquisition Rights are issued without payment of any consideration to the Corporation. |
4.
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Class and number of shares to be issued or transferred upon exercise of Stock Acquisition Rights:
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1,196,500 shares of common stock of the Corporation
The number of shares to be issued or transferred upon exercise of each Stock Acquisition Right shall be 100 shares.
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5.
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Amount of assets to be contributed upon exercise of Stock Acquisition Rights:
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340,400 yen per Stock Acquisition Right
(3,404 yen per share) (Exercise Price)
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1.
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Aggregate number of Stock Acquisition Rights:
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11,455 |
2.
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Persons to whom Stock Acquisition Rights will be allocated and number of Stock Acquisition Rights to be allocated:
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Number of persons | |||||
(Number of Stock Acquisition Rights) | |||||
Corporate executive officers of the Corporation | 1 | (2,000) | |||
Employees of the Corporation | 2 | ( 35) | |||
Directors of the subsidiaries of the Corporation | 21 | (3,393) | |||
Employees of the subsidiaries of the Corporation | 544 | (6,027) | |||
Total: 568 | (Total: 11,455) |
3.
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Payment in exchange for Stock Acquisition Rights:
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Stock Acquisition Rights are issued without payment of any consideration to the Corporation. |
4.
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Class and number of shares to be issued or transferred upon exercise of Stock Acquisition Rights:
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1,145,500 shares of common stock of the Corporation
The number of shares to be issued or transferred upon exercise of each Stock Acquisition Right shall be 100 shares.
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5.
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Amount of assets to be contributed upon exercise of Stock Acquisition Rights:
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2,751.00 U.S. dollars per Stock Acquisition Right
(27.51 U.S. dollars per share) (Exercise Price)
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