SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 May 12, 2003 Date of report (Date of Earliest Event Reported) KATY INDUSTRIES, INC. (Exact name of Registrant as specified in Its Charter) DELAWARE 1-5558 75-1277589 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer incorporation) Identification No.) 765 Straits Turnpike, Middlebury, Connecticut 06762 (Address of principal executive offices and zip code) (203) 598-0397 Registrant's telephone number, including area code ITEM 7. Financial Statements, Pro Forma Financial Information and Exhibits. (c) Exhibits Number Exhibit 99.1 Katy Industries, Inc. press release issued May 8, 2003. ITEM 9. Regulation FD Disclosure (Item 12, Disclosure of Results of Operations and Financial Condition) The following information and exhibit are furnished pursuant to Item 12 of Form 8-K, Disclosure of Results of Operations and Financial Condition: On May 8, 2003, Katy Industries, Inc. issued a press release regarding its results of operations for the first quarter of 2003. The release and accompanying schedules are attached as an exhibit to this Form 8-K. In accordance with General Instruction B.6. of Form 8-K, the information in this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference in any filing under the Securities act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. KATY INDUSTRIES, INC. Date: May 12, 2003 By: /s/ Amir Rosenthal ---------------------------------------- Amir Rosenthal Vice President, Chief Financial Officer, General Counsel and Secretary